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Prospectus Operations Manager

  • Mississauga, ON, Canada

$90,000 to $110,000 CAD / year · Full-time

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Job details

Pay
$90,000 to $110,000 CAD / year
Job type
Full-time
Apply by
Experience
3+ years of relevant experience in securities law, investment fund disclosure, or legal project management within a financial institution or law firm.
Posting language
English
Posted

Original job description

Location: Mississauga, ON | Hybrid, minimum 2 days on-site per week

Language: Excellent written and verbal English communication skills

Employment Type: Permanent, Full-Time

Compensation: Up to $110,000 base salary, plus a 20% target bonus

Background Check Requirement: Criminal background check, credit check, and professional references

About the Opportunity

Altis Recruitment is partnering with an established financial services organization to find a Prospectus Operations Manager to join its legal team. This is an exciting opportunity for an experienced Securities Law Clerk or investment funds professional who enjoys combining legal documentation, regulatory filings, and project coordination.

You'll play an important role in supporting mutual fund and ETF offerings, working closely with legal counsel and internal stakeholders to ensure accurate, timely regulatory submissions. This position offers meaningful ownership of a specialized function within a collaborative, highly respected organization.

What's In It for You

  • Competitive compensation with an annual performance bonus.
  • Flexible hybrid working arrangements that support work-life balance.
  • Potential for additional vacation flexibility and long-term incentive eligibility.
  • Opportunity to work directly with senior legal professionals and develop specialized expertise.
  • A supportive workplace that values collaboration, professional development, and long-term growth.

Your Responsibilities

  • You'll draft, prepare, and coordinate prospectus and offering documents for mutual funds, ETFs, and institutional investment products.
  • You'll manage regulatory filings through SEDAR+ and other applicable securities filing systems.
  • You'll develop filing schedules, track deadlines, and coordinate documentation across legal and business teams.
  • You'll oversee updates to Fund Facts documents, prospectus amendments, and renewal filings.
  • You'll coordinate ETF listing applications, ticker reservations, and CUSIP administration.
  • You'll collaborate with legal counsel, external service providers, and internal stakeholders to ensure accurate and timely submissions.

Skills and Qualifications

  • 3+ years of relevant experience in securities law, investment fund disclosure, or legal project management within a financial institution or law firm.
  • Hands-on experience preparing prospectus documents for mutual funds and/or ETFs.
  • Experience with SEDAR/SEDAR+ regulatory filings, with SEDI knowledge considered an asset.
  • University degree preferred; equivalent relevant education and exceptional experience may be considered.
  • Strong organizational skills, attention to detail, and ability to manage competing deadlines.
  • Excellent written and verbal communication skills, with confidence collaborating across teams.
  • Ability to work on-site in Mississauga at least twice weekly.

Note from the Hiring Manager

"We're looking for someone who really understands securities filings and enjoys taking ownership of the process. This is a specialized role where your expertise will make a meaningful difference, and you'll have the opportunity to work closely with a great legal team."

Why Partner with Altis

If you’ve never worked with a staffing agency before, we make it easy. We work with top employers across Canada who have great jobs to fill, each vetted and verified by our team. When you apply for a job with Altis, we get to know you as a candidate and learn what your strengths are. Then, if you’re a solid match, we handle all the logistics, advocating for you as a candidate for the role, providing access to coaching and connecting you directly with the hiring manager. And rest assured, all our services are free of cost for candidates.

More about this job

Responsibilities

Prepare and coordinate prospectuses and offering documents for mutual funds, ETFs, and institutional investment products, and manage regulatory submissions through SEDAR+ and other applicable filing systems. Coordinate filing schedules, disclosure updates, ETF listing applications, ticker reservations, and CUSIP administration with legal counsel, service providers, and internal teams.

Requirements

Requires at least three years of relevant experience in securities law, investment fund disclosure, or legal project management, including hands-on preparation of mutual fund and/or ETF prospectuses and experience with SEDAR or SEDAR+. A university degree is preferred, with equivalent education and experience considered; strong organization, attention to detail, communication, and availability to work on-site in Mississauga at least twice weekly are also required.

Skills

  • Securities Law
  • Prospectus Preparation
  • Investment Fund Disclosure
  • SEDAR+ Filings
  • Regulatory Filings
  • Mutual Funds
  • Exchange-Traded Funds
  • Fund Facts Documents
  • Prospectus Amendments
  • Regulatory Filing Coordination
  • Filing Schedule Management
  • CUSIP Administration
  • ETF Listing Applications
  • Project Coordination
  • Deadline Management
  • Cross-Functional Collaboration

Benefits

  • Performance Bonus
  • Flexible Hybrid Working Arrangements
  • Potential Vacation Flexibility
  • Potential Long-Term Incentive Eligibility
  • Professional Development
  • Career Growth

Visa sponsorship

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Categories

  • Legal
  • Finance & Accounting
  • Management & Leadership

Keywords

  • Securities Law
  • Investment Funds
  • Mutual Funds
  • Exchange-Traded Funds
  • Prospectus
  • Offering Documents
  • Fund Facts
  • SEDAR+
  • SEDAR
  • SEDI
  • Regulatory Filings
  • Securities Filing Systems
  • Prospectus Amendments
  • Renewal Filings
  • ETF Listing Applications
  • Ticker Reservations
  • CUSIP Administration
  • Legal Project Management
  • Filing Schedules
  • Deadline Management
  • Institutional Investment Products
  • Legal Counsel
  • Regulatory Compliance

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