Jobs in Canada

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Added 8 hours ago
SS
Marché Privés - Comptabilité et administration des fonds, Officer/Private Markets- Fund Accounting & Administration, Officer
State Street
Montreal, QC
- Full-time
Added 8 hours ago
DG
Manager, Quality & Integrated Management Systems
Dexterra Group
Mississauga, ON
- Full-time
Comfort working with technology and data, including Microsoft 365 and tools used to manage documentation, workflows, reporting and quality information. Experience with Power BI, Power…
Added 11 hours ago
G
Financial Accountant – AI & Automation
GoFleet
Mississauga, ON
- Full-time
…work closely with our Finance Controllership Lead and give senior leadership clear, reliable…
Added 12 hours ago
KM
Cyber Security Analyst (GTA)
Konica Minolta Business Solutions, U.S.A., Inc.
Mississauga, ON
- Full-time
…expansive Intelligent Connected Workplace portfolio. Its business technology offerings include IT Services, intelligent information management, video security solutions and managed print…
Added 13 hours ago
KM
Cyber Security Analyst (GTA)
Konica Minolta Business Solutions Canada
Mississauga, ON
- $62,800.26 to $90,276 CAD / year
- Full-time
…expansive Intelligent Connected Workplace portfolio. Its business technology offerings include IT Services, intelligent information management, video security solutions and managed print…
Added 13 hours ago
D
Manager, Quality & Integrated Management Systems
Dexterra
Mississauga, ON
- $80,000 to $100,000 CAD / year
- Full-time
Comfort working with technology and data, including Microsoft 365 and tools used to manage documentation, workflows, reporting and quality information. Experience with Power BI, Power…
Added 14 hours ago
P
External Audit, Senior Manager
PwC
London, ON
- Full-time
…have broad international reach. We focus on using the latest technology to reduce the level of manual testing ensuring you’ll focus on the most valuable areas of client service and on…
Added 1 day ago
Staff Accountant - Audit - Montréal
EY
Montreal, QC
As an Assurance Senior, you will be a professional member of Assurance practice. Together with our substantial investments in technology, knowledge, and learning resources for our audit…
Added 1 day ago
TM
Senior Financial Consultant – Financial Reporting - 3 Months
The Mason Group - Strategic Search Partners
Toronto, ON
- $70 to $75 CAD / hour
- Contract
Our client, a leading mining company, is seeking an experienced Senior Financial Consultant to join their finance team on an immediate basis to provide support through the year-end…
Added 2 days ago
M
Senior Internal Auditor
Metrolinx
Toronto, ON
- Full-time
The Audit Regulatory Compliance team is hiring for a Senior Internal Auditor – IT. The ideal candidate will bring previous experience or demonstrated potential in the design, performance,…
Added 2 days ago
A
Senior Enterprise Cybersecurity Strategist
Affinity
Prince George, BC
- Contract
On behalf of our public sector client, Affinity is seeking a Senior Enterprise Cybersecurity Strategist (vCISO) to be its fractional CISO-level advisor. The role sets the enterprise…
Added 2 days ago
IG
Senior Manager IT SOX
Insight Global
Toronto, ON
- $130,000 to $160,000 CAD / year
- Full-time
8+ years of progressive experience across IT SOX/ICFR, IT audit, technology risk, or information security
Added 2 days ago
Quality Auditor
Canadian Blood Services
Ottawa, ON
Incumbents must have a certificate of Audit Designation from a recognized Institute
Added 2 days ago
S
Senior Auditor (Contract)
Sobeys
Stellarton, NS
- Contract
…team! We currently have a 12-Month Contract opportunity for a Senior Internal Auditor to join our team. This role can be based out of our locations in Stellarton, NS; Mississauga, ON;…
Added 2 days ago
A
Manager, Valuations
Allied
Toronto, ON
- Full-time
For more information on Allied’s approach to city-building, visit our Insights page.
Added 2 days ago
A
Senior Valuation Accountant
Allied
Toronto, ON
- Full-time
For more information on Allied’s approach to city-building, visit our Insights page.
Added 2 days ago
AP
Manager Valuations
Allied Properties REIT
Toronto, ON
- $100,000 to $130,000 CAD / year
- Full-time
For more information on Allied’s approach to city-building, visit our Insights page.
Added 2 days ago
Senior Auditor (Contract)
Sobeys Capital Incorporated or a Franchise/Affiliate / ou une franchise/société affiliée
Mississauga, ON · Montreal, QC · Stellarton, NS · Calgary, AB
…team! We currently have a 12-Month Contract opportunity for a Senior Internal Auditor to join our team. This role can be based out of our locations in Stellarton, NS; Mississauga, ON;…
Added 3 days ago
IF
Product Manager II - Financial Crime Operations
Ink Foundation
Canada
- Full-time
…decision. And how every step is evidenced to a regulator or auditor. You'll start with the FIU, where the workflows are most complex and the audit bar is highest, then extend the platform…
Added 3 days ago
AW
Compliance Officer, Temporary - 12 Months
Aviso Wealth
Remote, Canada
- $85,000 to $95,000 CAD / year
- Temporary
- Remote
This position must have the ability to travel to branch locations up to 25%
Added 3 days ago
PB
Senior Internal Auditor
Pacific Blue Cross
Burnaby, BC
- $80,000 to $115,000 CAD / year
- Full-time
As the Senior Internal Auditor specializing in IT Audit, you will lead IT-focused audits from planning through reporting, assessing key technology, cybersecurity, and transformation risks…
Added 3 days ago
MM
Senior Financial Accountant
Mohawk Medbuy Corporation
Burlington, ON
- Full-time
The Senior Financial Accountant (SFA) is a pivotal role in Financial Services. Reporting to the Manager, Finance, the SFA ensures the accuracy and integrity of the organization’s financial…
Added 3 days ago
A
Compliance Officer, Temporary - 12 Months
Aviso
Vancouver, BC
- $83,000 to $90,000 CAD / year
- Temporary
This position must have the ability to travel to branch locations up to 25%
Added 5 days ago
PT
Senior Accountant/Auditor
Paul Teoh Chartered Professional Accountants
Calgary, AB
- Full-time
You have a strong skillset with the use of information technology, including Microsoft Office and other applications, to manage work tasks efficiently and effectively
Added 6 days ago
BO
Senior Supervisor, Cyber Risk Supervision
Bank of Canada
Toronto, ON · Greater Toronto Area, Canada
- Temporary
As a Senior Supervisor in the Risk Supervision team, you will play a crucial role in shaping the Bank’s retail payments supervisory framework in a fast-paced and dynamic environment. Being…

Aviso

Compliance Officer, Temporary - 12 Months

Vancouver, BC, Canada

$83,000 to $90,000 CAD / year · Temporary

Apply on LinkedIn About employer

Applications open in a new tab.

Job details

Pay: $83,000 to $90,000 CAD / year
Job type: Temporary
Apply by: Apr 28, 2027
Experience: 3 to 5 years of compliance supervision experience within the financial services industry
Posting language: English
Posted: Oct 30, 2026

Original job description

Aviso Wealth:

At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals who exemplify our values every day, you will quickly notice that our people and dynamic ‘oneaviso' culture sets us apart. If you are looking for interesting and challenging work, at a company committed to its people, find out more about what Aviso has to offer at www.aviso.ca.

The Opportunity:

We're looking to fill an opening for a Compliance Officer to join our Branch Examination team for 12 months.

Reporting to the Senior Manager, Branch Examination, the Compliance Officer is responsible for conducting onsite and/or remote branch and sub-branch examinations of CIRO dealer business locations. As this is a hybrid role, work will be performed from an Aviso office and also onsite at partner branches. The Compliance Officer role is a position which requires supervisor registration.

As oneaviso:

We Care - You do the right thing for clients, partners and colleagues. You build trusted relationships, champion service excellence, and contribute to a culture where people feel valued and supported
We Dare -You challenge the status quo with bold ideas and fresh perspectives. You embrace change, seek opportunities to innovate and are comfortable exploring new ways of working
We Share - You collaborate openly and build meaningful relationships. You seek out diverse perspectives, share your knowledge and work together to help colleagues, clients and partners succeed
We Deliver - You take ownership of your work, honour your commitments and focus on delivering meaningful results. You hold yourself accountable and continuously look for ways to improve

What your day looks like:

Conduct onsite and/or remote examinations of CIRO (both mutual funds and investment), branch and sub-branch locations of our dealer business
Prepare pre-visit audit materials and schedule and plan examinations in accordance with regulatory requirements and dealer policies and procedures
Communicate audit results and follow up on action items
Update and maintain the audit schedule and prepare detailed audit reports, identifying issues, recommending corrective actions, and following up with our financial institution partners in closing outstanding items in accordance with existing policy and procedures
Support the maintenance and improvement of the Branch Review Program in accordance with updated regulatory changes and dealer policies and procedures
Perform various internal testing and examinations at head office as required and perform other duties and special projects

Requirements

Your experience and skills:

University Degree related to finance and securities preferred
Successful completion of requisite courses (ie: Canadian Securities Course) with an ability to be licensed with CIRO
3 to 5 years of compliance supervision experience within the financial services industry
Experience as a Branch Compliance Officer, Branch Manager, Branch Auditor, Compliance Officer, or Financial Advisor in a mutual fund dealer or investment dealer firm is preferred
Sound knowledge of the rules and regulations governing the securities industry
Proficient in Microsoft Outlook, Excel and Word
Experience operating in a Credit Union system and familiarity with Dataphile is an asset
Excellent analytical and investigative skills with strong attention to detail
Excellent interpersonal skills with the ability to present information to different audiences
Excellent organizational and time management skills
Disciplined work ethic and committed to producing excellence in work output
Ability to work with minimum supervision with a strong commitment to customer service
This position must have the ability to travel to branch locations up to 25%. Travel may increase in the future
Fluent communication skills in English are required and bilingual skills in French are an asset

Benefits

Why Aviso Wealth?

At Aviso Wealth, you will find a dynamic and inclusive culture that rewards innovation and celebrates success.

Here are a few things that set us apart:

Competitive compensation package that rewards and recognizes individual contributions
Excellent health, dental and insurance benefits to meet the diverse needs of our employees
Generous vacation time, fitness benefit, parental leave top-up options
Matching contributions to our retirement program
Commitment to the continuous improvement of our staff through learning & development and an education assistance program
Regular social events to foster teamwork

Your Information

By submitting your application, you consent to the collection, use, and disclosure of your provided personal information for the purposes of assessing your qualifications and suitability for employment with Aviso. Your information will be handled in accordance with applicable Canadian privacy laws, including the Personal Information Protection and Electronic Documents Act (PIPEDA) and relevant provincial legislation. Your data may be shared with authorized personnel involved in the recruitment process and retained only as long as necessary to fulfill these purposes or as required by law.

Further information is available on the Privacy link on our Career Page - Privacy Policies

Equal Employment Opportunity

Aviso welcomes and encourages applications from all qualified individuals including persons with disabilities. If you require an accommodation, we will work with you to meet your needs in all stages of the hiring process.

We thank all applicants for their interest, however, only those selected for further consideration will be contacted.

No recruiters or agencies, please.

Company Overview:

Aviso is a leading wealth management and investment services provider for the Canadian financial industry, with approximately $145 billion in total assets under administration and management, and over 1,000 employees. We're building a comprehensive, technology-enabled, client-centric wealth services ecosystem. Our clients include our partners, advisors, and investors. We're a trusted partner for nearly all credit unions across Canada, in addition to a wide range of portfolio managers, investment dealers, insurance and trust companies, and introducing brokers. Our partners depend on Aviso for specific solutions that give them a competitive edge in a rapidly evolving, highly competitive industry. Our investment dealer and mutual fund dealer and our insurance services support thousands of investment advisors. Our asset manager, NEI Investments, specializes in investing responsibly. Our online brokerage, Qtrade Direct Investing®, empowers self-directed investors, and our fully automated investing service, Qtrade Guided Portfolios®, serves investors who prefer a hands-off approach. Aviso Correspondent Partners provides custodial and carrying broker services to a wide range of firms. We have offices in Toronto, Vancouver, Montreal, and Winnipeg. Aviso is backed by the collective strength of our owners: the credit union Centrals, Co-operators/CUMIS, and Desjardins. We're proud to power businesses that empower investors.

A career with Aviso means being part of a group of talented, energetic professionals who live their values every day, and belonging to an organization dedicated to your success and career development. If you're looking for interesting and challenging work, at a company committed to its people, apply to join our team.

Salary

This position is posted with an expected salary range of $83,000- $ 92,000 CAD annually. Individual compensation packages are based on various factors unique to each candidate and the requirements of the position.

Apply on LinkedIn About employer

More about this job

Responsibilities

Conduct onsite and remote examinations of dealer branches, prepare and schedule audits, communicate findings, and follow up on corrective actions. Maintain and improve the Branch Review Program, perform internal testing at head office, and complete related projects.

Requirements

The role prefers a finance- or securities-related university degree and completion of relevant courses such as the Canadian Securities Course, with eligibility for CIRO licensing. Candidates should have 3–5 years of financial-services compliance supervision experience, knowledge of securities regulations, strong analytical and communication skills, and the ability to travel to branches up to 25%.

Skills

Compliance Supervision
Branch Examinations
Regulatory Compliance
Securities Industry Regulations
Audit Planning
Audit Reporting
Analytical Skills
Investigative Skills
Attention To Detail
Communication
Organization
Time Management
Customer Service
Microsoft Outlook
Microsoft Excel
Microsoft Word

Benefits

Health Benefits
Dental Benefits
Insurance Benefits
Vacation Time
Fitness Benefit
Parental Leave Top-Up
Learning And Development
Education Assistance
Social Events

Visa sponsorship

Not detected in the job text

Keywords

Compliance Officer
Compliance Supervision
Branch Examination
Branch Review Program
CIRO
Canadian Securities Course
Securities Regulations
Mutual Fund Dealer
Investment Dealer
Credit Union
Dataphile
Microsoft Outlook
Microsoft Excel
Microsoft Word
Audit Planning
Audit Reports
Corrective Actions
Regulatory Requirements
Internal Testing
Financial Services
Supervisor Registration
Onsite Examinations
Remote Examinations
Analytical Skills
Investigative Skills
Customer Service

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