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Added 34 mins ago
Financial Planner
CI Financial
Vancouver, BC
Full-time
…top legal and accounting firms, your passion is supporting advisors in delivering a truly differentiated experience their clients will value and talk about. The individual works as a part…
Added 34 mins ago
Director & Assistant Market Leader, Private Wealth
BMO
Toronto, ON · FCP
Full-time
…clients through a collaborative, client-focused approach. Our advisors and wealth professionals partner across investment management, financial planning, private banking, and trust services…
Added 34 mins ago
Wealth & Tax Planning Consultant, Private Wealth (Mandarin/Cantonese)
BMO
Markham, ON · UPMA
Full-time
…objectives. Partners with Relationship Managers (Private Bankers, Investment Counsellors, Investment Advisors) and other planning specialists to deliver comprehensive planning solutions…
Added 1 hour ago
Client Financial Services Agent
Desjardins
Louiseville, QC · Caisse Desjardins de l'Ouest de la Mauricie
Full-time
As a client financial services agent, you work closely with advisors and provide personalized support to members and clients. You help advisors deliver services and maintain business…
Added 1 hour ago
Vice President-Investment Banking, Global Mineral Resources & Mining
Desjardins
Toronto, ON
Full-time
Desjardins’ Capital Markets’ (“DCM”) Investment Banking Group is seeking a highly motivated and experienced Vice President to join our Global Mineral Resources & Mining franchise in Toronto.
Added 2 hours ago
Private Wealth Manager
Cardinal Point Wealth Management, ULC
Toronto, ON
Full-time
…down-to-earth multi-disciplinary team with finance, tax and investment professionals in-house. No billable hours, just client focused cross-border tax and financial planning services along…
Added 2 hours ago
Private Banking Associate, Private Wealth
BMO
Montreal, QC · IBMM
Full-time
Liaises with external advisors of clients on behalf of the banker / relationship manager.
Added 8 hours ago
Technology Service Delivery Lead
FTAI Aviation LLC
Montreal, QC
Full-time
…first day of employment, that also includes access to Financial Advisors providing investment advice and comprehensive financial…
Added 8 hours ago
Compliance Coordinator
IG Wealth Management
Quebec, QC
Full-time
…with relevant regulatory requirements affecting mutual fund investment dealers, insurance and mortgage business partners, including rules, policies, and by-laws of the Canadian Investment…
Added 8 hours ago
Compliance Coordinator
IG Wealth Management
MB · Manitoba, Canada
Full-time
…with relevant regulatory requirements affecting mutual fund investment dealers, insurance and mortgage business partners, including rules, policies, and by-laws of the Canadian Investment…
Added 9 hours ago
Senior Financial Advisor
Cambrian Credit Union
Winnipeg, MB
Full-time
The Senior Financial Advisor (SFA) manages and grows an assigned portfolio of valued investors within the Aviso Wealth investment division. Working closely with Cambrian retail branches,…
Added 10 hours ago
Senior Financial Advisor
Cambrian Credit Union
Winnipeg, MB
Full-time
The Senior Financial Advisor (SFA) manages and grows an assigned portfolio of valued investors within the Aviso Wealth investment division. Working closely with Cambrian retail branches,…
Added 10 hours ago
Technology Service Delivery Lead
FTAI Aviation
Montreal, QC
Full-time
…first day of employment, that also includes access to Financial Advisors providing investment advice and comprehensive financial…
Added 10 hours ago
IIA Administrative Associate, ScotiaMcLeod (Spanish/English)
Scotiabank
Toronto, ON
Ensure a high level of client service by supporting one or more Advisors in the regular review of client portfolios to identify client needs for Team of Experts services, to ensure it meets…
Added 10 hours ago
Account Representative, Group Benefits
The Canada Life Assurance Company
Ottawa, ON
Maintain and strengthen relationships with advisors to achieve annual sales targets
Added 10 hours ago
Regional Sales Associate
The Canada Life Assurance Company
ON
As a Regional Sales Associate (Insurance), you will partner with the sales team to grow insurance and seg fund sales in your aligned territory. Through activity management, support in…
Added 10 hours ago
Senior Director, Asset-Based Lending
BMO
Montreal, QC · DEMA
Full-time
Develops the business case with underwriting team by identifying opportunities, needs, analysing potential options and assessing expected return on investment.
Added 10 hours ago
Chief Financial Officer
MNP Executive Search & Professional Recruitment
Port Coquitlam, BC
Contract
Prepare the company for future financing or strategic capital conversations by developing an investment narrative, integrated financial model, lender/investor materials, and data room…
Added 11 hours ago
Client Financial Services Agent, Service Signature
Desjardins
Quebec, QC
Full-time
…support to affluent and high-net-worth clients. You work with the advisors to identify and meet the financial services needs of members and clients in the specialized wealth management…
Added 12 hours ago
IFM Associate
CI Financial
Toronto, ON
Full-time
…Dealer relationships. Reporting directly to our Director of Investment Funds Management (IFM), the successful candidate will assist in the development of the IFM and UMA (Unified Managed…
Added 12 hours ago
Client Financial Services Agent
Desjardins
Maniwaki, QC · Caisse populaire Desjardins de la Haute-Gatineau
Full-time
As a client financial services agent, you work closely with advisors and provide personalized support to members and clients. You help advisors deliver services and maintain business…
Added 13 hours ago
Individual Insurance and Financial Services Sales Representative
Beneva
Mississauga, ON
Full-time
As the Individual Insurance and Financial Services Sales Representative, you will report to the Regional Vice President, Individual Insurance and Investment Products – Ontario & Atlantic…
Added 13 hours ago
Life Insurance Sales Director
Beneva
Toronto, ON
Full-time
The Life Insurance Sales Director reports to the Regional Vice President, Individual Insurance and Investment Products. The Life Insurance Sales Director role is to build awareness, brand…
Added 14 hours ago
Senior Manager, Client & Advisory Services-EN
Canadian Forces Morale and Welfare Services
Ottawa, ON
$112,490 to $140,650 CAD / year
Full-time
…Financial division within CFMWS. In addition to conventional insurance, investment and financial advice products and services, we pride ourselves in delivering preventative financial…
Added 15 hours ago
Client Financial Services Agent
Desjardins
Maniwaki, QC · Caisse populaire Desjardins de la Haute-Gatineau
Full-time
As a client financial services agent, you work closely with advisors and provide personalized support to members and clients. You help advisors deliver services and maintain business…

BMO

Branch Supervision Specialist

Calgary, AB, Canada
CALG, Canada

Pay: $50,000.00 - $100,000.00
Job type: Full-time
Apply by: Oct 8, 2026
Experience: Typically between 4 - 6 years of relevant experience and post-secondary degree in related field of study or an equivalent combination of education and experience.
Posting language: English
Posted: Sep 24, 2026

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Original job description

Application Deadline:

10/07/2026

Address:

525 8th Ave SW East Tower

Job Family Group:

Business Management

BMO Private Wealth brings together one of Canada's leading wealth management businesses, serving affluent, high-net-worth, and ultra-high-net-worth clients through a comprehensive suite of investment, banking, trust, and wealth planning solutions. Within BMO Nesbitt Burns, our Investment Advisors and branch teams support clients in achieving their financial goals through personalized advice and sophisticated wealth management strategies. As part of the Branch Supervision team, you will play a critical role in maintaining the integrity of our business, supporting regulatory oversight, protecting clients, and enabling advisors to operate within a strong culture of risk management and compliance.

The Branch Supervision Specialist supports sales supervision activities and regulatory activities for designated private wealth branches to meet all regulatory requirements.

Evaluates the strength and effectiveness of supervision and adoption of policies, processes at the branch level and develops actions plans to improve supervision.
Acts as a designee on supervision objectives for the branch.
Provides ongoing supervision education to assigned branch / portfolio.
Provides support and guidance to branch employees on supervision issues.
Conducts independent analysis and assessment to resolve strategic issues.
Supports the execution of strategic initiatives in collaboration with internal and external stakeholders.
Breaks down strategic problems, and analyses data and information to provide insights and recommendations.
Provides approvals for new and updated account, trade transactions and trade amendments.
Conducts reviews of insiders, social media, and outgoing correspondence.
Acts as an escalation point for supervision issues/concerns within the branch.
Manages the registration requirements as required by regulators/ legislation.
Provides input into the planning and implementation of operational programs.
Leads/participates in the design, implementation and management of core business/group processes.
Identifies business needs, designs/develops tools and training programs; may include delivery of training to audiences.
Performs required supervision reviews (delegated tasks) such as Global Relay Email Review, Gateway Message Review, Daily Trade Review, Monthly Activity Review, Quarterly Meridian Report Review, Outstanding Documentation Review. Query and Request for Information (RFI) and follows up on outstanding issues.
Performs supervision activities to meet regulatory requirements and maintain service level standards.
Builds effective relationships with internal/external stakeholders.
Ensures alignment between stakeholders.
Follows through on risk and supervision processes and policies to ensure we safeguard our customers’ assets, maintain their privacy, act in their best interests, and ensure an effectively run function.
Protects the Bank's assets and complies with all regulatory, legal and ethical requirements.
Focus is primarily on business/group within BMO; may have broader, enterprise-wide focus.
Exercises judgment to identify, diagnose, and solve problems within given rules.
Works independently on a range of complex tasks, which may include unique situations.
Broader work or accountabilities may be assigned as needed.
Take measured risks while protecting the bank by applying our Risk Management Framework in the execution of your role, in line with our Risk Culture and within our approved Risk Appetite, making sound and risk informed decisions that align to business strategy, protect assets, and adhere to applicable policy documents (Frameworks, Policies, Standards, Procedures and Supporting documents), laws and regulations.

Qualifications:

Typically between 4 - 6 years of relevant experience and post-secondary degree in related field of study or an equivalent combination of education and experience.
Knowledge of all supervision and industry regulations – In-depth.
Must be licensed currently as a Supervisor with CIRO.
Options (Legacy) or Derivatives licensing preferred.
Chartered Investment Manager (CIM) or Chartered Financial Analyst (CFA) designation preferred.
Technical proficiency gained through education and/or business experience.
Verbal & written communication skills - In-depth.
Collaboration & team skills - In-depth.
Analytical and problem solving skills - In-depth.
Influence skills - In-depth.
Data driven decision making - In-depth.

Salary:

$50,000.00 - $100,000.00

Pay Type:

Salaried

The above represents BMO Financial Group’s pay range and type.

Salaries will vary based on factors such as location, skills, experience, education, and qualifications for the role, and may include a commission structure. Salaries for part-time roles will be pro-rated based on number of hours regularly worked. For commission roles, the salary listed above represents BMO Financial Group’s expected target for the first year in this position.

BMO Financial Group’s total compensation package will vary based on the pay type of the position and may include performance-based incentives, discretionary bonuses, as well as other perks and rewards. BMO also offers health insurance, tuition reimbursement, accident and life insurance, and retirement savings plans. To view more details of our benefits, please visit: https://jobs.bmo.com/global/en/Total-Rewards

About Us

At BMO we are driven by a shared Purpose: Boldly Grow the Good in business and life. It calls on us to create lasting, positive change for our customers, our communities and our people. By working together, innovating and pushing boundaries, we transform lives and businesses, and power economic growth around the world.

As a member of the BMO team you are valued, respected and heard, and you have more ways to grow and make an impact. We strive to help you make an impact from day one – for yourself and our customers. We’ll support you with the tools and resources you need to reach new milestones, as you help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we’ll help you gain valuable experience, and broaden your skillset.

To find out more visit us at https://jobs.bmo.com/ca/en.

BMO is committed to an inclusive, equitable and accessible workplace. By learning from each other’s differences, we gain strength through our people and our perspectives. Accommodations are available on request for candidates taking part in all aspects of the selection process. To request accommodation, please contact your recruiter.

Note to Recruiters: BMO does not accept unsolicited resumes from any source other than directly from a candidate. Any unsolicited resumes sent to BMO, directly or indirectly, will be considered BMO property. BMO will not pay a fee for any placement resulting from the receipt of an unsolicited resume. A recruiting agency must first have a valid, written and fully executed agency agreement contract for service to submit resumes.

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More about this job

Responsibilities

Oversee sales supervision and regulatory activities for assigned private wealth branches, including account and trade approvals, required reviews, registration requirements, and escalation of supervision concerns. Assess branch supervision effectiveness, provide guidance and training, and collaborate with stakeholders to improve processes and support strategic initiatives while protecting clients and the bank.

Requirements

Typically requires 4–6 years of relevant experience and a post-secondary degree in a related field or an equivalent combination of education and experience. Candidates must currently be licensed as a Supervisor with CIRO; Options (Legacy) or Derivatives licensing and a CIM or CFA designation are preferred.

Skills

Regulatory Supervision
Industry Regulations
Risk Management
Compliance
Analytical Skills
Problem Solving
Data-Driven Decision Making
Verbal Communication
Written Communication
Collaboration
Teamwork
Influence
Stakeholder Management
Training and Education
Strategic Analysis
Trade Review

Benefits

Health Insurance
Tuition Reimbursement
Accident Insurance
Life Insurance
Retirement Savings Plans
Performance-Based Incentives
Discretionary Bonuses

Visa sponsorship

Not detected in the job text

Keywords

BMO Private Wealth
BMO Nesbitt Burns
Branch Supervision
CIRO
Supervisor License
Options Licensing
Derivatives Licensing
Chartered Investment Manager
CFA
Regulatory Compliance
Risk Management Framework
Risk Appetite
Sales Supervision
Account Approvals
Trade Approvals
Trade Amendments
Global Relay Email Review
Gateway Message Review
Daily Trade Review
Monthly Activity Review
Quarterly Meridian Report Review
Outstanding Documentation Review
Insider Reviews
Social Media Reviews
Outgoing Correspondence Reviews
Registration Requirements
Query and Request for Information
Supervision Training
Private Wealth
Stakeholder Management

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