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Added 4 mins ago
TD
Paralegal, Financial Corporate Commercial
Thompson Dorfman Sweatman LLP
Winnipeg, MB
- Full-time
…person, a visible minority, a person with a disability, and/or a member of the 2SLGBTQ+ community to apply. We also welcome you to self-identify your membership in these groups if you wish…
Added 4 mins ago
AS
Senior Data Scientist
AgileGrid Solutions
Canada
- Full-time
…our Western Excellence Center AI and Transformation Delivery team at the National Bank of Canada. This role offers an exciting opportunity to work at the forefront of artificial…
Added 4 mins ago
TG
barber
Tommy Gun's Original Barbershop
Lloydminster, AB
- Full-time
This employer promotes equal employment opportunities for all job applicants, including those self-identifying as a member of these groups:
Added 4 mins ago
AH
Social Worker II
Alberta Health Services
Calgary, AB
- Full-time
…collaboration with the client/family and interdisciplinary team you will ensure services are provided and modified on an ongoing basis, based on client’s response to interventions,…
Added 21 mins ago
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tire technician
OK Tire & Auto Service
Fort McMurray, AB
- Full-time
This employer promotes equal employment opportunities for all job applicants, including those self-identifying as a member of these groups:
Added 21 mins ago
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food counter attendant
Wendy's
Gibsons, BC
- Full-time
This employer promotes equal employment opportunities for all job applicants, including those self-identifying as a member of these groups:
Added 35 mins ago
WF
Cashier Team Member (Front End Service) - Part Time
Whole Foods Market
Ottawa, ON
- Part-time
Provides support as a member of the Customer Service & E-Commerce team to include assisting customers during the check-out process, performing all cash register functions, bagging…
Added 36 mins ago
FB
Janitor
Farm Boy Inc.
Toronto, ON
- From $18 CAD / hour
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Ensure all shared and team member spaces are well maintained, including eating areas, washrooms, and locker rooms.
Added 36 mins ago
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Cast Member - Seasonal
Cineplex
Chatham-Kent, ON · GLX Chatham
- Part-time
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Added 51 mins ago
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TECH Specialist
London Drugs Limited
Campbell River, BC
- $18.25 to $21.58 CAD / hour
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team member discounts on in-store purchases (we want you to share in our success)
Added 1 hour ago
Part Time Tailor
Moores Clothing
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…alteration abilities, and a commitment to excellence. As a key member of a high-performing team, the Tailor is expected to demonstrate reliability, accuracy, efficiency, and a strong focus…
Added 1 hour ago
Retail Sales Associate Part Time
Moores Clothing
Victoria, BC
…inspirational, inclusive, and innovative culture, so that every team member has a true sense of belonging. We help people confidently express their true selves so they can be their…
Added 1 hour ago
FB
Janitor
Farm Boy Inc.
Toronto, ON
- $18 CAD / hour
- Full-time
Ensure all shared and team member spaces are well maintained, including eating areas, washrooms, and locker rooms.
Added 1 hour ago
C5
Finance Operations Manager
Culligan 525SK
Lloydminster, SK
- $45,000 to $65,000 CAD / year
- Full-time
…strength, accountability, and sustainability that allows our team to deliver exceptional service to customers across our 3 branch locations. As a key member of our EOS Leadership Team, you…
Added 1 hour ago
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Customer Care Coordinator
East Penn Canada: Backup Power Division
Courtice, ON
- Full-time
As a core member of the Customer Care Team, the Coordinator also contributes to the growth of a profitable service business by identifying trends, communicating opportunities, and helping…
Added 1 hour ago
FB
Janitor
Farm Boy Inc.
Ottawa, ON
- From $17.95 CAD / hour
- Full-time
Ensure all shared and team member spaces are well maintained, including eating areas, washrooms, and locker rooms.
Added 2 hours ago
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food service supervisor
Eclipse Coffee Roasters
Canmore, AB
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Ensure that food and service meet quality control standards
Added 2 hours ago
FB
Janitor
Farm Boy Inc.
Ottawa, ON
- $17.95 CAD / hour
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Ensure all shared and team member spaces are well maintained, including eating areas, washrooms, and locker rooms.
Added 2 hours ago
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H&M Sales Advisor
H&M Group
Coquitlam, BC
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As a Sales Advisor, you'll be responsible for providing excellent customer service, welcoming & guiding customers through your store to actively sell our products and providing customers…
Added 2 hours ago
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Executive Assistant Manager
Kim Cosic Consulting Inc.
Toronto, ON · Greater Toronto Area, Canada
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Lead and develop a team of EAs, providing coaching, performance feedback, and career development conversations. Be equally comfortable developing team member interested in a…
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Social Worker (Professional Practice)
Michael Garron Hospital
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Working as a member of the inter-professional team, the Social Worker will be responsible for providing assessment, consultation, treatment and education to the patient, family members and…
Added 2 hours ago
MS
Part-time Early Morning Service Team Member
Michaels Stores
Red Deer, AB
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Store - RED DEER, ABDeliver friendly customer service, help customers shop our store, and find what they’re looking for. Ensure all customers receive a fast and friendly checkout…
Added 2 hours ago
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Financial Service Representative - LendDirect Office 1561
LendDirect
Halifax, NS
- Full-time
We’re looking for individuals who are passionate about customer service, eager to learn, and ready to grow in a fast-paced, team-oriented environment.
Added 2 hours ago
HR
cook
Hawksworth Restaurant Group
Vancouver, BC
- Full-time
This employer promotes equal employment opportunities for all job applicants, including those self-identifying as a member of these groups:
Added 2 hours ago
LS
District Teacher-Integration Support-1.0 FTE Continuing
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BMO

Compliance Officer

Toronto, ON, Canada
FCP, Canada

$55,500.00 - $120,000.00 · Full-time

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Job details

Pay: $55,500.00 - $120,000.00
Job type: Full-time
Apply by: Oct 17, 2026
Experience: 1 - 3 years of relevant experience.
Working hours: 37.5 hours a week
Posting language: English
Posted: Oct 2, 2026

Original job description

Application Deadline:

10/16/2026

Address:

100 King Street West

Job Family Group:

Audit, Risk & Compliance

The successful candidate will work with the Capital Markets Compliance team in administering both the employee trading and outside activities programs for BMO Financial Group.

The employee will:

assist in the ongoing implementation and maintenance of both global compliance programs by working with the businesses we support.
build effective professional relationships with those we support.
work alongside our first line of defence partners.
work with the line of businesses and internal partners that we support to ensure regulatory, corporate and fiduciary obligations are met.
identify risks and implement appropriate actions to mitigate them.
identify, assess, effectively challenge and oversee the satisfactory resolution of issues, including ensuring adequate management remediation plans and validation.
evaluate and escalate high profile issues to the Director of the group and management, when needed.
identify and analyze risk and consequences of unaddressed compliance gaps and recommends appropriate controls.
review trades and processing any violations
be the initial reviewer for outside activity requests
be able to distill large amounts of data to key stakeholders for analysis and reporting purposes.
represent the team and interact with internal or external regulator audits and examinations.
operate effectively with constantly changing expectations and regulatory & audit scrutiny.
access, monitor and report on sensitive Bank, customer, transactional and employee information to ensure compliance with regulatory requirements.
exercise judgment to identify, diagnose and solve problems within given rules.
coordinate and perform monitoring and surveillance activities to ensure programs remain current and aligned with the BMO Enterprise Compliance Program.
work independently on a range of complex tasks, which may include unique situations.
Broader work or accountabilities may be assigned as needed.

Qualifications:

Strong trading knowledge needed with the Canadian Securities Course & Conducts and Practices Handbook, or similar, a must.
Hybrid working environment with a minimum of three days per week in the office.
1 - 3 years of relevant experience.
Strong knowledge of business operations & procedures and activities involving documented practices.
Proficient in communication, critical thinking, relationship management and project management skills.
Post-secondary degree or an equivalent combination of education and experience.
Strong verbal & written communication skills are needed.
Collaboration & team skills are needed.
Analytical and problem-solving skills are needed.

This is a hybrid working environment with a minimum of three days per week in the office. Coverage will be needed between 8 am and 5 pm ET, this is a typical 37.5 hours a week role.

Salary:

$55,500.00 - $120,000.00

Pay Type:

Salaried

The above represents BMO Financial Group’s pay range and type.

Salaries will vary based on factors such as location, skills, experience, education, and qualifications for the role, and may include a commission structure. Salaries for part-time roles will be pro-rated based on number of hours regularly worked. For commission roles, the salary listed above represents BMO Financial Group’s expected target for the first year in this position.

BMO Financial Group’s total compensation package will vary based on the pay type of the position and may include performance-based incentives, discretionary bonuses, as well as other perks and rewards. BMO also offers health insurance, tuition reimbursement, accident and life insurance, and retirement savings plans. To view more details of our benefits, please visit: https://jobs.bmo.com/global/en/Total-Rewards

About Us

At BMO we are driven by a shared Purpose: Boldly Grow the Good in business and life. It calls on us to create lasting, positive change for our customers, our communities and our people. By working together, innovating and pushing boundaries, we transform lives and businesses, and power economic growth around the world.

As a member of the BMO team you are valued, respected and heard, and you have more ways to grow and make an impact. We strive to help you make an impact from day one – for yourself and our customers. We’ll support you with the tools and resources you need to reach new milestones, as you help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we’ll help you gain valuable experience, and broaden your skillset.

To find out more visit us at https://jobs.bmo.com/ca/en.

BMO is committed to an inclusive, equitable and accessible workplace. By learning from each other’s differences, we gain strength through our people and our perspectives. Accommodations are available on request for candidates taking part in all aspects of the selection process. To request accommodation, please contact your recruiter.

Note to Recruiters: BMO does not accept unsolicited resumes from any source other than directly from a candidate. Any unsolicited resumes sent to BMO, directly or indirectly, will be considered BMO property. BMO will not pay a fee for any placement resulting from the receipt of an unsolicited resume. A recruiting agency must first have a valid, written and fully executed agency agreement contract for service to submit resumes.

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More about this job

Responsibilities

The Compliance Officer will administer employee trading and outside activities programs while ensuring regulatory, corporate, and fiduciary obligations are met. They will identify and mitigate risks, oversee issue resolution, and represent the team during internal and external audits.

Requirements

Candidates must possess 1-3 years of relevant experience and hold the Canadian Securities Course & Conducts and Practices Handbook certification. A post-secondary degree or equivalent combination of education and experience is required, along with strong analytical and communication skills.

Skills

Trading knowledge
Canadian Securities Course
Conducts and Practices Handbook
Compliance
Risk management
Regulatory compliance
Communication
Critical thinking
Relationship management
Project management
Data analysis
Reporting
Problem-solving
Analytical skills
Collaboration
Teamwork

Benefits

Health insurance
Tuition reimbursement
Accident insurance
Life insurance
Retirement savings plans

Visa sponsorship

Not detected in the job text

Keywords

Compliance Officer
Capital Markets
Audit
Risk Management
Regulatory Obligations
Trading
Canadian Securities Course
Conducts and Practices Handbook
Surveillance
Reporting
Data Analysis
Relationship Management
Project Management
Internal Audit
Fiduciary Obligations
Remediation
Monitoring
Business Operations
Financial Services
BMO Financial Group

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