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Added 4 mins ago
AS
Director of Retail Operations
Adrenalin Source For Sports
Calgary, AB
- Full-time
Reporting to the President/Managing Partner, you’ll oversee retail operations across our locations, balancing the big picture with the daily details that keep stores running well.
Added 4 mins ago
UI
Store excellence manager
UAP Inc.
Montreal, QC
- Full-time
The Store Excellence Manager is responsible, along with their team of project specialists and coordinators, for process improvement, the creation of standard operating procedures (SOPs),…
Added 4 mins ago
R&
Operations Officer I
Robertson & Company Ltd.
Toronto, ON
- Contract
Process subject matter expert in a range of technical processes and procedures Generally reports to a Team Manager.
Added 4 mins ago
HI
Information Security Specialist
Healthcare Insurance Reciprocal of Canada (HIROC)
Toronto, ON
- Contract
As a Reciprocal, HIROC is governed by its Subscribers and remains an innovative, agile, and proactive partner. Since its inception in 1987, the not-for-profit has returned over $260 million…
Added 4 mins ago
P
Reimbursement & Logistics Manager
Pharmacy.ca
Toronto, ON · North York, ON
- $90,000 to $120,000 CAD / year
- Full-time
Pharmacy.ca is seeking an experienced Reimbursement & Logistics Manager with a strong background in specialty pharmacy, pharmaceutical reimbursement, patient support programs, or…
Added 4 mins ago
FB
Assistant Service Manager
Farm Boy Inc.
Collingwood, ON
- $21.5 CAD / hour
- Full-time
Partner with the Department Manager to execute department strategies and help achieve stated goals and performance objectives.
Added 4 mins ago
EB
Senior Analyst, Commercial QA (12 month contract)
EQ Bank
Toronto, ON
- Contract
The QA Analyst is responsible for assisting the Manager in the development and maintenance of the Quality Assurance Framework [“QAF”] for the SFR business and executes the necessary…
Added 4 mins ago
B
Account Manager, MedSpa
Beautifi
Vancouver, BC
- Full-time
Beautifi is seeking a motivated Account Manager to convert new prospects into active accounts, promote program adoption, and retain, grow, and continue to activate our existing partner…
Added 4 mins ago
OS
Manager, Win50 Operations
OEG Sports & Entertainment
AB · Edmonton, AB
- Full-time
…Oilers Community Foundation 50/50 as well as other clients. The Manager, Win50 combines hands-on marketing execution with the operational coordination needed to deliver raffle marketing…
Added 4 mins ago
RE
Lead Structural Engineer
RedBranch Executive Search & Recruitment
Mississauga, ON
- $95,000 to $115,000 CAD / year
- Full-time
…for review and final sign-off by the Structural Engineering…
Added 4 mins ago
Senior Project Manager, Alternative Delivery
WSP
Winnipeg, MB
As one of the world’s leading professional services firms, we partner with clients across transportation, infrastructure, environment, buildings, energy, water, mining and metals. We pair…
Added 4 mins ago
MC
Gérant de District / District Manager
Merchandising Consultants Associates
Montreal, QC
- $52,000 to $59,000 CAD / year
- Full-time
MCA is a proudly Canadian owned and operated leader in retail merchandising and in-store execution. We partner with Canada and the USA’s top brands, delivering exceptional service that…
Added 4 mins ago
VC
Demand & Content Marketing Lead | Responsable Marketing de la Demande et Contenu
Valsoft Corporation
Montreal, QC · Saint-Laurent, Quebec
- Full-time
Most of your week goes into running programs: outbound and nurture sequences in HubSpot, paid campaigns with our PPC partner, organic search with our SEO partner, email, and landing pages.…
Added 4 mins ago
TA
Human Resources Business Partner
Top Aces
Dorval, QC
- Full-time
…U.S., Germany, and multiple other NATO allies and international partner…
Added 4 mins ago
TA
Recruitment Manager
Top Aces
Dorval, QC
- Full-time
…U.S., Germany, and multiple other NATO allies and international partner…
Added 4 mins ago
T
Performance Engineering Lead
TD
Mississauga, ON · Toronto, ON
- Full-time
Be a subject matter expert and partner with our engineering team on areas of performance and scale
Added 4 mins ago
T
Software Engineer II (Systems Support)
TD
Toronto, ON
- Full-time
Collaboration & Stakeholder Management: Partner effectively with business, development, infrastructure, security, architecture, and vendor teams; communicate operational risks and status…
Added 4 mins ago
T
Branch Manager I
TD
Weyburn, SK
- Full-time
…refer customers to the appropriate team member or internal Bank partner, while ensuring a positive customer…
Added 4 mins ago
T
Branch Manager I
TD
Kamsack, SK
- Full-time
…refer customers to the appropriate team member or internal Bank partner, while ensuring a positive customer…
Added 4 mins ago
Supply Chain Manager
ASSA ABLOY
ON · Oakville, ON
Supply Chain Manager – ASSA Abloy Entrance Systems
Added 4 mins ago
MS
Part Time Merchandise Manager
Michaels Stores
Winnipeg, MB
- Part-time
Store - WINNIPEG-GARDEN CITY, MBThe Merchandise Manager drives merchandising and operational execution, including truck processing, inventory routines, planogram sets, and visual standards.…
Added 19 mins ago
Gestionnaire, Solutions clients I+S/I+S Customer Solutions Manager
Univar Solutions
Toronto, ON · Dorval, QC
Added 19 mins ago
OI
Manager, Win50 Operations
OEG Inc.
Edmonton, AB
- Full-time
…Oilers Community Foundation 50/50 as well as other clients. The Manager, Win50 combines hands-on marketing execution with the operational coordination needed to deliver raffle marketing…
Added 19 mins ago
MI
Associate, Portfolio Operations
MUFG Investor Services
Halifax, NS
- Full-time
MUFG Investor Services is a trusted partner to many of the world’s largest public and private funds, providing asset servicing and operational solutions built for alternatives. With over $1…
Added 19 mins ago
U
Team Manager - Continuous Integration, Continuous Delivery and Developer Productivity
Ubisoft
Montreal, QC
- Full-time
As a team manager at Ubisoft Montréal, you will support a team that improves development workflows, continuous integration and continuous delivery, build systems, and the tools used to…

BMO

Regional Compliance Officer - NBSL

Toronto, ON, Canada

$70,000.00 - $150,000.00 · Full-time

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Job details

Pay: $70,000.00 - $150,000.00
Job type: Full-time
Apply by: Dec 3, 2026
Experience: 5-7+ years of experience in Risk Management, Compliance, Operational Risk, AML, Audit, Regulatory Governance, Controls Oversight, or a related discipline within financial services.
Posting language: English
Posted: Nov 3, 2026

Original job description

BMO Private Wealth is part of BMO Financial Group, one of North America’s leading financial institutions. The business operates within a well-established wealth management platform, bringing together a range of specialized teams and capabilities to support consistent, scalable and well-governed operations across the organization.

This role supports the business/group leader in the effective implementation, maintenance and administration of first line of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business operations within the jurisdiction to ensure adherence and efficiency. Contributes to a strong risk management culture through collaboration with other first line employees, and second & third line functions to ensure Compliance, AML or operational risks are identified, mitigated, monitored and reported on an ongoing basis.

The successful candidate will play a key role in strengthening the organization's risk management culture by providing advice on regulatory requirements, governance, controls, audits, and policy oversight within a highly regulated environment.

What You'll Do

Support the implementation, execution, and ongoing enhancement of First Line of Defense (1LOD) risk, compliance, governance, and control programs across multiple business areas within BMO Private Wealth.
Provide guidance and support to business leaders on regulatory requirements, operational risk, compliance, AML, governance, and internal control matters.
Monitor regulatory and industry developments, assess impacts to the business, and coordinate the implementation of required changes to policies, procedures, controls, and business practices.
Lead the review, maintenance, and oversight of business policies, procedures, governance documentation, and control frameworks to ensure alignment with regulatory requirements and enterprise standards.
Support internal audits, regulatory examinations, independent reviews, and issue remediation activities, including coordinating responses, tracking findings, and monitoring action plans through resolution.
Partner with stakeholders across the first, second, and third lines of defense to identify, assess, monitor, and mitigate operational, compliance, and regulatory risks.
Track and report on risk issues, exceptions, exemptions, and remediation activities to support effective governance and ongoing risk management.
Support the execution of strategic initiatives, regulatory projects, and change management activities, ensuring risks are appropriately considered and mitigated throughout implementation.
Develop and deliver training, awareness, and communication activities that strengthen employee understanding of risk management requirements and promote a strong culture of compliance and accountability.
Build strong relationships with business leaders and key stakeholders, providing risk-based advice and recommendations that support effective decision-making and regulatory compliance.

What We're Looking For

5-7+ years of experience in Risk Management, Compliance, Operational Risk, AML, Audit, Regulatory Governance, Controls Oversight, or a related discipline within financial services.
Experience supporting or managing First Line of Defense (1LOD) risk and compliance programs within a regulated environment.
Strong understanding of risk management frameworks, internal controls, regulatory requirements, and governance practices.
Experience supporting internal audits, regulatory examinations, policy reviews, issue management, and remediation initiatives.
Demonstrated ability to assess regulatory requirements, identify gaps, and implement practical, sustainable solutions.
Strong stakeholder management, communication, and influencing skills, with the ability to work effectively across business, risk, compliance, legal, and audit functions.
Experience leading or supporting complex projects, regulatory initiatives, or change management activities.
Wealth Management, Brokerage, Private Wealth, Investment Advisory, or Capital Markets experience is an asset.
Series 24 (General Securities Principal) licence strongly preferred.

5-7+ years of experience in Risk Management, Compliance, Operational Risk, AML, Audit, Regulatory Governance, Controls Oversight, or a related discipline within financial services.
Experience supporting or managing First Line of Defense (1LOD) risk and compliance programs within a regulated environment.
Strong understanding of risk management frameworks, internal controls, regulatory requirements, and governance practices.
Experience supporting internal audits, regulatory examinations, policy reviews, issue management, and remediation initiatives.
Demonstrated ability to assess regulatory requirements, identify gaps, and implement practical, sustainable solutions.
Strong stakeholder management, communication, and influencing skills, with the ability to work effectively across business, risk, compliance, legal, and audit functions.
Experience leading or supporting complex projects, regulatory initiatives, or change management activities.
Wealth Management, Brokerage, Private Wealth, Investment Advisory, or Capital Markets experience is an asset.
Series 24 (General Securities Principal) licence strongly preferred.

Salary:

$70,000.00 - $150,000.00

Pay Type:

Salaried

The above represents BMO Financial Group’s pay range and type.

Salaries will vary based on factors such as location, skills, experience, education, and qualifications for the role, and may include a commission structure. Salaries for part-time roles will be pro-rated based on number of hours regularly worked. For commission roles, the salary listed above represents BMO Financial Group’s expected target for the first year in this position.

BMO Financial Group’s total compensation package will vary based on the pay type of the position and may include performance-based incentives, discretionary bonuses, as well as other perks and rewards. BMO also offers health insurance, tuition reimbursement, accident and life insurance, and retirement savings plans. To view more details of our benefits, please visit: https://jobs.bmo.com/global/en/Total-Rewards

About Us

At BMO we are driven by a shared Purpose: Boldly Grow the Good in business and life. It calls on us to create lasting, positive change for our customers, our communities and our people. By working together, innovating and pushing boundaries, we transform lives and businesses, and power economic growth around the world.

As a member of the BMO team you are valued, respected and heard, and you have more ways to grow and make an impact. We strive to help you make an impact from day one – for yourself and our customers. We’ll support you with the tools and resources you need to reach new milestones, as you help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we’ll help you gain valuable experience, and broaden your skillset.

To find out more visit us at https://jobs.bmo.com/ca/en

BMO is committed to an inclusive, equitable and accessible workplace. By learning from each other’s differences, we gain strength through our people and our perspectives. Accommodations are available on request for candidates taking part in all aspects of the selection process. To request accommodation, please contact your recruiter.

Note to Recruiters: BMO does not accept unsolicited resumes from any source other than directly from a candidate. Any unsolicited resumes sent to BMO, directly or indirectly, will be considered BMO property. BMO will not pay a fee for any placement resulting from the receipt of an unsolicited resume. A recruiting agency must first have a valid, written and fully executed agency agreement contract for service to submit resumes.

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More about this job

Responsibilities

Implement and enhance first-line risk, compliance, governance, and control programs across BMO Private Wealth, advising business leaders on regulatory, operational risk, AML, and internal control matters. Oversee policies, audits, regulatory examinations, issue remediation, risk reporting, and change initiatives while partnering across the three lines of defense to strengthen compliance and risk culture.

Requirements

Candidates should have 5–7+ years of relevant financial services experience and experience supporting or managing first-line risk and compliance programs in a regulated environment. They should understand risk frameworks, controls, regulatory requirements, audits, and remediation, and bring strong stakeholder, communication, and project skills; wealth or capital markets experience is an asset, and a Series 24 license is strongly preferred.

Skills

First Line of Defense Risk Programs
Compliance
Operational Risk Management
Anti-Money Laundering
Regulatory Governance
Internal Controls
Policy and Procedure Oversight
Audit Support
Regulatory Examination Support
Issue Management and Remediation
Risk Assessment and Mitigation
Stakeholder Management
Regulatory Change Management
Training and Awareness
Series 24 License

Benefits

Health Insurance
Tuition Reimbursement
Accident Insurance
Life Insurance
Retirement Savings Plans
Performance-Based Incentives
Discretionary Bonuses

Visa sponsorship

Not detected in the job text

Keywords

BMO Private Wealth
Financial Services
First Line of Defense
Operational Risk
Anti-Money Laundering
Compliance
Regulatory Requirements
Risk Management Frameworks
Internal Controls
Governance
Business Policies
Procedures
Control Frameworks
Internal Audits
Regulatory Examinations
Issue Remediation
Risk Reporting
Change Management
Regulatory Initiatives
Stakeholder Management
Wealth Management
Brokerage
Investment Advisory
Capital Markets
Series 24

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