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Added 10 mins ago
MS
Rigger Driver
Metro Supply Chain
Montréal-Est, QC
- Full-time
Metro Supply Chain is a strategic supply chain solutions partner to some of the world's fastest growing and most reputable organizations. For 50 years, it has excelled at tailoring…
Added 10 mins ago
A
Senior Principal Engineer
Autodesk
Toronto, ON
- Full-time
…establish engineering standards, drive platform adoption, and partner across Software Engineering, Security, Infrastructure, and Product teams to deliver enterprise-scale platform…
Added 10 mins ago
PC
Director, Building Science and Resiliency
Pinchin Canada
Wainfleet, ON
- $150,000 to $200,000 CAD / year
- Full-time
…national Building Science & Resiliency leadership structure. Partner with the Senior Vice President, regional leaders, MEP leadership, and national technical leadership to align strategy,…
Added 11 mins ago
OR
Sr Specialist, Contact Center Operations & Training
OSL Retail Services Inc
Mississauga, ON
- Other
…contact volume forecasts, analyze trends and seasonality, and partner with WFM and vendor leadership to align staffing with demand while optimizing labor…
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8S
Technical Product Manager
8090 Solutions Inc
Toronto, ON
- Full-time
Discovery & Solution Definition: Partner with sales teams during pre-contract discovery to identify technical risks (APIs, integrations, data requirements) and create PRD Lites that…
Added 11 mins ago
AC
Consultant(e) En Développement Des Talents Et En Développement Organisationnel/Talent & Organizational Development Consultant
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Ottawa, ON
- $60 to $75 CAD / hour
- Contract
Added 26 mins ago
AE
Human Resources Administrative Specialist
Agnico Eagle Mines Limited
Timmins, ON
- Full-time
…high-quality exploration and development projects. Agnico Eagle is a partner of choice within the mining industry, recognized globally for its leading sustainability practices. Agnico Eagle…
Added 26 mins ago
L
Manager - Asset Protection & Global Fulfillment, Global Security Operations Center (GSOC)
lululemon
BC · British Columbia, Canada
- Full-time
Lead and develop the LINC / GSOC team by setting priorities, managing performance expectations, coaching Specialists, and ensuring structure, capability, and clarity needed to deliver…
Added 26 mins ago
C
Manager Business Communications Partner (Temporary 6-months)
CN
Montreal, QC · Greater Montreal Metropolitan Area
- Temporary
Build trust, pride, and engagement with direct reports, if managing people
Added 26 mins ago
BC
Manager of Subcontracts
Bechtel Corporation
Calgary, AB
- Contract
In this role, you will lead a team managing owner contracts and Bechtel subcontracts, while monitoring field operations and progress. You will develop the subcontracting strategy, operating…
Added 26 mins ago
SI
HACCP Advisor
Saputo Inc.
Calgary, AB
- Full-time
Reporting to the QA Manager, the HACCP Advisor is responsible for managing the Calgary HACCP Program, including HACCP Plans, Prerequisite Programs, and associated food safety systems. This…
Added 26 mins ago
L
Senior Program Manager - Global Product Technology
lululemon
Vancouver, BC
- Full-time
…develops, merchandises, plans, and manages its products. We partner across business, product management, engineering, and data teams to connect workflows, modernize platforms, and enable…
Added 26 mins ago
L
Senior Program Manager - Cybersecurity
lululemon
Vancouver, BC
- Full-time
Partner with program managers and functional leaders to strengthen program management practices, establishing consistent standards, artefacts, metrics and operating mechanisms while…
Added 26 mins ago
L
Manager - Asset Protection & Global Fulfillment, Global Security Operations Center (GSOC)
lululemon
Brampton, ON
- Full-time
Lead and develop the LINC / GSOC team by setting priorities, managing performance expectations, coaching Specialists, and ensuring structure, capability, and clarity needed to deliver…
Added 26 mins ago
GG
Inside Sales Representative
Godspeed Group
St. Thomas, ON
- Full-time
Experience managing accounts, preparing quotations and following up to secure business.
Added 26 mins ago
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Indigenous Recruitment Specialist, Nîsôhkamâtotân Centre
NAIT (Northern Alberta Institute of Technology)
AB · Edmonton, AB
- Full-time
Ability to work independently and as an effective team member while managing multiple tasks efficiently and effectively
Added 26 mins ago
N(
Data and Insights Analyst
NAIT (Northern Alberta Institute of Technology)
AB · Edmonton, AB
- Full-time
Works in an iterative, agile manner with stakeholders to validate and incorporate requirements into projects, managing own work in Azure DevOps and delivering accurate work to committed…
Added 26 mins ago
TG
Senior Manager, Applications and Engineering
TMX Group
Toronto, ON
- Full-time
Reports to: Technology Partner, TSX Trust Engineering
Added 26 mins ago
TG
Senior Financial Analyst
TMX Group
Toronto, ON
- $90,000 to $110,000 CAD / year
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Drive Financial Planning Processes: Partner closely with business teams across quarterly forecasting, annual budgeting, and multi-year strategic planning by defining timelines, managing key…
Added 26 mins ago
MS
Full Time Merchandise Manager
Michaels Stores
Winnipeg, MB
- Full-time
Assist Store Manager in leading and managing adherence to Standard Operating Procedures (SOPs) and Company programs to ensure compliance with applicable laws and requirements.
Added 26 mins ago
C
Applications Development AI Developer, Assistant Vice President
Citi
Mississauga, ON
- Full-time
…foundations of everything we do from keeping the bank safe, managing global resources, and providing the technical tools our workers need to be successful to designing our digital…
Added 26 mins ago
Digital Marketing Program Manager
Dayforce
Toronto, ON
Partner with Project Operations, Traffic Management, and Digital Marketing leadership to align active work to business priorities, available capacity, resourcing, and agreed service levels.
Added 26 mins ago
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Senior Associate/Principal, Private Markets Risk
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Victoria, BC · CA Victoria
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…the Senior Vice President, Investment Risk in monitoring and managing total investment risk across the portfolios, including direct / co-invest and fund-type…
Added 26 mins ago
B
Manager, DevSecOps
BCI
Victoria, BC · CA Victoria
- Full-time
The Technology department is a strategic partner with BCI’s business areas. It enables investment processes and business activities that contribute to the achievement of BCI’s mission and…
Added 26 mins ago
AVP IT Delivery
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…mitigation, and control adherence across IT and Operations. Partner with Risk, Compliance, and Audit teams to embed assurance checkpoints into program delivery, drive timely closure of…

BMO

Regional Compliance Officer - NBSL

Toronto, ON, Canada

$70,000.00 - $150,000.00 · Full-time

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Job details

Pay: $70,000.00 - $150,000.00
Job type: Full-time
Apply by: Dec 3, 2026
Experience: 5-7+ years of experience in Risk Management, Compliance, Operational Risk, AML, Audit, Regulatory Governance, Controls Oversight, or a related discipline within financial services.
Posting language: English
Posted: Nov 3, 2026

Original job description

BMO Private Wealth is part of BMO Financial Group, one of North America’s leading financial institutions. The business operates within a well-established wealth management platform, bringing together a range of specialized teams and capabilities to support consistent, scalable and well-governed operations across the organization.

This role supports the business/group leader in the effective implementation, maintenance and administration of first line of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business operations within the jurisdiction to ensure adherence and efficiency. Contributes to a strong risk management culture through collaboration with other first line employees, and second & third line functions to ensure Compliance, AML or operational risks are identified, mitigated, monitored and reported on an ongoing basis.

The successful candidate will play a key role in strengthening the organization's risk management culture by providing advice on regulatory requirements, governance, controls, audits, and policy oversight within a highly regulated environment.

What You'll Do

Support the implementation, execution, and ongoing enhancement of First Line of Defense (1LOD) risk, compliance, governance, and control programs across multiple business areas within BMO Private Wealth.
Provide guidance and support to business leaders on regulatory requirements, operational risk, compliance, AML, governance, and internal control matters.
Monitor regulatory and industry developments, assess impacts to the business, and coordinate the implementation of required changes to policies, procedures, controls, and business practices.
Lead the review, maintenance, and oversight of business policies, procedures, governance documentation, and control frameworks to ensure alignment with regulatory requirements and enterprise standards.
Support internal audits, regulatory examinations, independent reviews, and issue remediation activities, including coordinating responses, tracking findings, and monitoring action plans through resolution.
Partner with stakeholders across the first, second, and third lines of defense to identify, assess, monitor, and mitigate operational, compliance, and regulatory risks.
Track and report on risk issues, exceptions, exemptions, and remediation activities to support effective governance and ongoing risk management.
Support the execution of strategic initiatives, regulatory projects, and change management activities, ensuring risks are appropriately considered and mitigated throughout implementation.
Develop and deliver training, awareness, and communication activities that strengthen employee understanding of risk management requirements and promote a strong culture of compliance and accountability.
Build strong relationships with business leaders and key stakeholders, providing risk-based advice and recommendations that support effective decision-making and regulatory compliance.

What We're Looking For

5-7+ years of experience in Risk Management, Compliance, Operational Risk, AML, Audit, Regulatory Governance, Controls Oversight, or a related discipline within financial services.
Experience supporting or managing First Line of Defense (1LOD) risk and compliance programs within a regulated environment.
Strong understanding of risk management frameworks, internal controls, regulatory requirements, and governance practices.
Experience supporting internal audits, regulatory examinations, policy reviews, issue management, and remediation initiatives.
Demonstrated ability to assess regulatory requirements, identify gaps, and implement practical, sustainable solutions.
Strong stakeholder management, communication, and influencing skills, with the ability to work effectively across business, risk, compliance, legal, and audit functions.
Experience leading or supporting complex projects, regulatory initiatives, or change management activities.
Wealth Management, Brokerage, Private Wealth, Investment Advisory, or Capital Markets experience is an asset.
Series 24 (General Securities Principal) licence strongly preferred.

5-7+ years of experience in Risk Management, Compliance, Operational Risk, AML, Audit, Regulatory Governance, Controls Oversight, or a related discipline within financial services.
Experience supporting or managing First Line of Defense (1LOD) risk and compliance programs within a regulated environment.
Strong understanding of risk management frameworks, internal controls, regulatory requirements, and governance practices.
Experience supporting internal audits, regulatory examinations, policy reviews, issue management, and remediation initiatives.
Demonstrated ability to assess regulatory requirements, identify gaps, and implement practical, sustainable solutions.
Strong stakeholder management, communication, and influencing skills, with the ability to work effectively across business, risk, compliance, legal, and audit functions.
Experience leading or supporting complex projects, regulatory initiatives, or change management activities.
Wealth Management, Brokerage, Private Wealth, Investment Advisory, or Capital Markets experience is an asset.
Series 24 (General Securities Principal) licence strongly preferred.

Salary:

$70,000.00 - $150,000.00

Pay Type:

Salaried

The above represents BMO Financial Group’s pay range and type.

Salaries will vary based on factors such as location, skills, experience, education, and qualifications for the role, and may include a commission structure. Salaries for part-time roles will be pro-rated based on number of hours regularly worked. For commission roles, the salary listed above represents BMO Financial Group’s expected target for the first year in this position.

BMO Financial Group’s total compensation package will vary based on the pay type of the position and may include performance-based incentives, discretionary bonuses, as well as other perks and rewards. BMO also offers health insurance, tuition reimbursement, accident and life insurance, and retirement savings plans. To view more details of our benefits, please visit: https://jobs.bmo.com/global/en/Total-Rewards

About Us

At BMO we are driven by a shared Purpose: Boldly Grow the Good in business and life. It calls on us to create lasting, positive change for our customers, our communities and our people. By working together, innovating and pushing boundaries, we transform lives and businesses, and power economic growth around the world.

As a member of the BMO team you are valued, respected and heard, and you have more ways to grow and make an impact. We strive to help you make an impact from day one – for yourself and our customers. We’ll support you with the tools and resources you need to reach new milestones, as you help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we’ll help you gain valuable experience, and broaden your skillset.

To find out more visit us at https://jobs.bmo.com/ca/en

BMO is committed to an inclusive, equitable and accessible workplace. By learning from each other’s differences, we gain strength through our people and our perspectives. Accommodations are available on request for candidates taking part in all aspects of the selection process. To request accommodation, please contact your recruiter.

Note to Recruiters: BMO does not accept unsolicited resumes from any source other than directly from a candidate. Any unsolicited resumes sent to BMO, directly or indirectly, will be considered BMO property. BMO will not pay a fee for any placement resulting from the receipt of an unsolicited resume. A recruiting agency must first have a valid, written and fully executed agency agreement contract for service to submit resumes.

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More about this job

Responsibilities

Implement and enhance first-line risk, compliance, governance, and control programs across BMO Private Wealth, advising business leaders on regulatory, operational risk, AML, and internal control matters. Oversee policies, audits, regulatory examinations, issue remediation, risk reporting, and change initiatives while partnering across the three lines of defense to strengthen compliance and risk culture.

Requirements

Candidates should have 5–7+ years of relevant financial services experience and experience supporting or managing first-line risk and compliance programs in a regulated environment. They should understand risk frameworks, controls, regulatory requirements, audits, and remediation, and bring strong stakeholder, communication, and project skills; wealth or capital markets experience is an asset, and a Series 24 license is strongly preferred.

Skills

First Line of Defense Risk Programs
Compliance
Operational Risk Management
Anti-Money Laundering
Regulatory Governance
Internal Controls
Policy and Procedure Oversight
Audit Support
Regulatory Examination Support
Issue Management and Remediation
Risk Assessment and Mitigation
Stakeholder Management
Regulatory Change Management
Training and Awareness
Series 24 License

Benefits

Health Insurance
Tuition Reimbursement
Accident Insurance
Life Insurance
Retirement Savings Plans
Performance-Based Incentives
Discretionary Bonuses

Visa sponsorship

Not detected in the job text

Keywords

BMO Private Wealth
Financial Services
First Line of Defense
Operational Risk
Anti-Money Laundering
Compliance
Regulatory Requirements
Risk Management Frameworks
Internal Controls
Governance
Business Policies
Procedures
Control Frameworks
Internal Audits
Regulatory Examinations
Issue Remediation
Risk Reporting
Change Management
Regulatory Initiatives
Stakeholder Management
Wealth Management
Brokerage
Investment Advisory
Capital Markets
Series 24

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