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Added 2 hours ago
CC
Financial Advisor, Lending
Conexus Credit Union
Regina, SK
- Full-time
As a Financial Advisor, Lending in Regina, you will be responsible for understanding the financial goals of your assigned portfolio of members and supporting their achievement. This…
Added 2 hours ago
AC
HR Advisor – Maternity Leave Replacement
Alimentation Couche-Tard
Laval, QC
- Full-time
Type of employment: Temporary – 12+ month Maternity leave replacement, Full Time (40 hours)
Added 2 hours ago
EJ
Branch Office Administrator
Edward Jones
Markham, ON
- Full-time
…the BOA is to provide administrative support to a financial advisor or a team of multiple financial advisors. We’re proud to serve over nine million clients. Our BOAs are a valued part of…
Added 4 hours ago
YR
Future Opportunities-Secondary Teacher (LTO & Possible Contract) Technological Education 2026/2027
York Region District School Board
Aurora, ON
- Contract
This posting may be reactivated at any time throughout the 2026/2027 school year, as hiring is determined by system needs.
Added 4 hours ago
A
Assistant wealth management advisor
Archer
Montreal, QC
- Full-time
Reporting to an Advisor Manager, the Assistant Advisor acts as a strategic right-hand man. In addition to supporting the advisor in managing his or her clientele, he or she progressively…
Added 4 hours ago
HT
VP, Accounting & Controllership (Husky)
Husky Technologies
Bolton, ON
- Full-time
…around the world and their desire to lead change. At the same time, we are not afraid to expect a lot and strive for leadership in all of our key markets. We are a company taking on new…
Added 5 hours ago
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Conseiller(ère) technique / Service Advisor
AutoCanada Inc.
Laval, QC
- Full-time
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Added 6 hours ago
C
Financial Sales Specialist
Cisco
Vancouver, BC
- Full-time
You’ll be part of a dynamic team of other Financial Sales Specialists and Client Executives that work with the Cisco Service Provider and Canada Sales teams, Partners, and Customers to…
Added 7 hours ago
AI Adoption & Engagement Lead
Bell
Toronto, ON
…environment that supports creativity and growth. Want to be part of a diverse team where your work makes a real impact? If you’re inspired by innovation that advances how people connect and…
Added 7 hours ago
S
Beauty Advisor - Part Time
Sephora
Kingston, ON
- $19.2 to $22.6 CAD / hour
- Part-time
Your role at Sephora Canada: As a Beauty Advisor, you'll be the face of Sephora Canada’s welcoming every client with warmth, confidence, and a passion for all things beauty. Through…
Added 8 hours ago
CB
Sales Associate - CosmoProf Store # 07506
CosmoProf Beauty
Owen Sound, ON
- Full-time
By working at Cosmoprof Canada, you would be part of the largest hair and beauty supplier in the world, and we are on a mission to empower our customers to express themselves through hair –…
Added 8 hours ago
SD
Beauty Advisor, Contractor Part Time Flexible Shifts Greenlight Requisition
Shoppers Drug Mart
Ottawa, ON
- Part-time
In addition, we believe that compliance with laws is about doing the right thing. Upholding the law is part of our Code of Conduct – it reinforces what our customers and stakeholders expect…
Added 9 hours ago
L
Sr Tech Sales Engineer Rep (LETS)
Lenovo
Markham, ON
- $105,000 to $161,000 CAD / year
…Data Center Solutions portfolio. Acting as a trusted technical advisor, this individual partners with Lenovo sales teams, technical sales specialists, business partners, and customers to…
Added 11 hours ago
Beauty Advisor - The Cosmetics Company Store - Seasonal PT - Toronto Premium Outlets - Halton, ON
ELC Beauty LLC
Halton Hills, ON
You may be eligible to participate in the applicable Commission/Bonus Plan, under the plan guidelines in effect at the time of hire. Additional details regarding the commission plan will be…
Added 13 hours ago
H
Senior Project Manager, Power Generation
HDR
Calgary, AB
- Full-time
We believe electricity powers modern life. As part of our Power sector, you’ll help shape how electricity is generated, transmitted and delivered as global energy demands grow. From massive…
Added 13 hours ago
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VP, Accounting & Controllership (Husky)
Husky Technologies
Bolton, ON
- Full-time
…around the world and their desire to lead change. At the same time, we are not afraid to expect a lot and strive for leadership in all of our key markets. We are a company taking on new…
Added 13 hours ago
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Niagara-on-the-Lake, ON
- Part-time
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Added 14 hours ago
Appointment Coordinator (Toyota on the Trail)
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Added 14 hours ago
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Added 14 hours ago
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Customer Success Manager
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Toronto, ON · Canada - Toronto
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…functions as an extension of the customer’s workforce and a trusted advisor, providing guidance and advice to customer organizations. The CSM is responsible for identifying and addressing…
Added 14 hours ago
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Beauty Advisor - The Cosmetic Company Store - Seasonal - Part Time - Cookstown, ON
ELC Beauty LLC
Cookstown, ON
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Added 14 hours ago
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Contribute to the bid and win processes for new projects by accurately estimating time requirements and developing scopes of work.
Added 15 hours ago
IG
Investment Advisor
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Toronto, ON
- Contract
The role of Account Manager plays a vital part in ensuring we deliver the highest quality of customer service to our clients.
Added 18 hours ago
PH
Family Practitioner, Forensic Assertive Community Treatment (FACT), Forensic Psychiatric Regional Clinics - Surrey, BC
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Surrey, BC
- Part-time
BC Mental Health & Substance Use Services (BCMHSUS), as part of the provincial mental health services continuum, provides a diverse range of specialized, "one-of-a-kind" tertiary mental…

BMO

Regional Supervision Officer, Private Wealth

Toronto, ON, Canada
FCP, Canada

$80,000.00 - $130,000.00 · Full-time

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Applications open in a new tab.

Job details

Pay: $80,000.00 - $130,000.00
Job type: Full-time
Apply by: Oct 22, 2026
Experience: 5+ years of experience within wealth management, brokerage supervision, compliance, branch management, or a related regulatory environment.
Posting language: English
Posted: Oct 8, 2026

Original job description

Application Deadline:

10/21/2026

Address:

100 King Street West

Job Family Group:

Business Management

As a Regional Supervision Officer, you will play a critical role in supporting the risk management, regulatory oversight, and supervisory framework of BMO Nesbitt Burns. Working closely with Branch Managers, Investment Advisors, Associate Investment Advisors, Compliance, and operational partners, you will help ensure branch activities are conducted in accordance with CIRO, securities regulations, and internal policies.

Key responsibilities include:

Provide day-to-day supervision and regulatory oversight for designated branches and advisory teams.
Review and approve new accounts, account updates, trade activity, and other regulatory submissions in accordance with firm policies and industry requirements.
Conduct supervision reviews related to suitability, insider activity, outside business activities, correspondence, and social media monitoring.
Monitor branch activity, identify emerging risks, investigate supervisory concerns, and recommend appropriate remediation where required.
Act as a trusted advisor to Branch Managers and advisory teams on regulatory requirements, supervision best practices, and risk-management matters.
Support branch audits, regulatory examinations, and internal reviews while ensuring required documentation and records are maintained.
Oversee registration-related requirements and ensure regulatory obligations are met across assigned branches.
Partner with Compliance, Registration, Operations, and business leaders on new initiatives, policy changes, and regulatory developments impacting the advisory business.
Deliver training and coaching to branch personnel on supervision requirements, risk controls, and regulatory expectations.
Escalate significant supervision concerns and contribute to the ongoing enhancement of the firm's supervisory framework.

What We're Looking For

5+ years of experience within wealth management, brokerage supervision, compliance, branch management, or a related regulatory environment.
Current Registered Representative and Supervisor licensing with CIRO is required.
Strong knowledge of CIRO rules, securities regulations, supervision requirements, and wealth management operations.
Experience reviewing client accounts, transactions, suitability, and regulatory documentation.
Ability to balance risk management with a practical understanding of advisor and client needs.
Strong judgment, relationship management, and communication skills.
Experience working with Investment Advisors and branch leadership teams is highly valued.
CIM, CFA, or other industry designations are considered an asset

This job posting is for a current vacancy.

Salary:

$80,000.00 - $130,000.00

Pay Type:

Salaried

The above represents BMO Financial Group’s pay range and type.

Salaries will vary based on factors such as location, skills, experience, education, and qualifications for the role, and may include a commission structure. Salaries for part-time roles will be pro-rated based on number of hours regularly worked. For commission roles, the salary listed above represents BMO Financial Group’s expected target for the first year in this position.

BMO Financial Group’s total compensation package will vary based on the pay type of the position and may include performance-based incentives, discretionary bonuses, as well as other perks and rewards. BMO also offers health insurance, tuition reimbursement, accident and life insurance, and retirement savings plans. To view more details of our benefits, please visit: https://jobs.bmo.com/global/en/Total-Rewards

About Us

At BMO we are driven by a shared Purpose: Boldly Grow the Good in business and life. It calls on us to create lasting, positive change for our customers, our communities and our people. By working together, innovating and pushing boundaries, we transform lives and businesses, and power economic growth around the world.

As a member of the BMO team you are valued, respected and heard, and you have more ways to grow and make an impact. We strive to help you make an impact from day one – for yourself and our customers. We’ll support you with the tools and resources you need to reach new milestones, as you help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we’ll help you gain valuable experience, and broaden your skillset.

To find out more visit us at https://jobs.bmo.com/ca/en.

BMO is committed to an inclusive, equitable and accessible workplace. By learning from each other’s differences, we gain strength through our people and our perspectives. Accommodations are available on request for candidates taking part in all aspects of the selection process. To request accommodation, please contact your recruiter.

Note to Recruiters: BMO does not accept unsolicited resumes from any source other than directly from a candidate. Any unsolicited resumes sent to BMO, directly or indirectly, will be considered BMO property. BMO will not pay a fee for any placement resulting from the receipt of an unsolicited resume. A recruiting agency must first have a valid, written and fully executed agency agreement contract for service to submit resumes.

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More about this job

Responsibilities

The Regional Supervision Officer provides day-to-day regulatory oversight and supervision for advisory teams to ensure compliance with CIRO and internal policies. They also act as a trusted advisor to branch leadership, supporting audits and managing risk-related activities.

Requirements

Candidates must have 5+ years of experience in wealth management or compliance and hold current CIRO Registered Representative and Supervisor licensing. Strong knowledge of securities regulations and the ability to balance risk management with business needs are essential.

Skills

Wealth management
Brokerage supervision
Compliance
Branch management
Regulatory oversight
Risk management
CIRO rules
Securities regulations
Account review
Suitability monitoring
Relationship management
Communication skills
Audit support
Training and coaching
Policy development

Benefits

Health insurance
Tuition reimbursement
Accident insurance
Life insurance
Retirement savings plans

Visa sponsorship

Not detected in the job text

Keywords

Wealth Management
Brokerage
Compliance
CIRO
Risk Management
Regulatory Oversight
Branch Management
Investment Advisors
Securities Regulations
Account Supervision
Suitability
Audit
CIM
CFA
Policy
Registration
Operations
Coaching
Financial Services

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