Find work in Canada.

A simpler way to find your next job.

Jobs in Canada

25+ jobs

Email me new jobs Save this search

Added 58 mins ago
S
Paid Services Beauty Advisor - Full Time
Sephora
Toronto, ON
- $19.7 to $23.2 CAD / hour
- Full-time
As our Paid Service Beauty Advisor, you are an expert in all thing’s beauty! You’re here to guide our clients on their beauty journey at the Beauty Studio & beyond. It’s not just about the…
Added 58 mins ago
S
Paid Services Beauty Advisor - Part Time
Sephora
Toronto, ON
- $19.7 to $23.2 CAD / hour
- Part-time
As our Paid Service Beauty Advisor, you are an expert in all thing’s beauty! You’re here to guide our clients on their beauty journey at the Beauty Studio & beyond. It’s not just about the…
Added 58 mins ago
R
Client Advisor
RBC
Ottawa, ON
- Part-time
This unique position calls on your client-focused sales expertise and natural problem-solving skills to maximize each client interaction. Specifically, you help clients with their everyday…
Added 58 mins ago
R
Client Advisor
RBC
Bathurst, NB
- Part-time
This unique position calls on your client-focused sales expertise and natural problem-solving skills to maximize each client interaction. Specifically, you help clients with their everyday…
Added 58 mins ago
RB
Investment Funds Advisor Assistant
Royal Bank of Canada
Toronto, ON
- Full-time
Prepare client asset mix analysis and trades for rebalancing the portfolio as requested by the advisor.
Added 58 mins ago
RB
Client Advisor
Royal Bank of Canada
Bathurst, NB
- Part-time
This unique position calls on your client-focused sales expertise and natural problem-solving skills to maximize each client interaction. Specifically, you help clients with their everyday…
Added 7 hours ago
A
Back Office Administrator
Altis
Markham, ON
- $24 to $27 CAD / hour
- Contract
Are you detail-oriented, organized, and looking to build your experience in financial services? We're seeking two Back Office Administrators to join a collaborative wealth management…
Added 7 hours ago
HI
Senior Accounts Receivable Analyst
Healthcare Insurance Reciprocal of Canada (HIROC)
Toronto, ON
- Full-time
Healthcare Insurance Reciprocal of Canada (HIROC) is a trusted healthcare safety advisor, committed to offering a full spectrum of insurance, risk and claims management products and support.
Added 7 hours ago
MW
Associate Investment Advisor
Manulife Wealth
Pointe-Claire, QC
- Full-time
Start a career as an independent advisor, not just a job in finance.
Added 7 hours ago
Insurance Advisor
Talent Acquisition Team at Westland Insurance. Text reply only.
Abbotsford, BC
Westland Insurance Group Ltd is growing and has a new opportunity for an Insurance Advisor in Abbotsford, BC at our Clayburn Plaza office. Do you love to talk about insurance and provide…
Added 7 hours ago
SL
Wealth Sales Representative
Sun Life
Toronto, ON · Sun Life Toronto One York
- Full-time
Assist wholesaler in developing client base segmentation and a strategic business plan to increase sales from advisors in region
Added 7 hours ago
B
Directeur·trice SEO | SEO Director
Bloom
Montreal, QC
- Full-time
…Generative Engine Optimization - GEO), ainsi que la satisfaction…
Added 7 hours ago
D
Advisor, Securities
Desjardins
Mont-Saint-Hilaire, QC
- Full-time
…tasks involved in securities account management. You track client account transactions on a daily basis and resolve various administrative situations. You have to be proactive and think…
Added 7 hours ago
IF
Associate, Sales and Customer Service - Bilingual
Intact FC
Laval, QC
- Full-time
…Associate, Sales and Customer Service, you’ll become a trusted advisor in helping Canadians protect the things they care…
Added 7 hours ago
LP
Loro Piana, Client Advisor - Yorkdale
Loro Piana
Toronto, ON
- $23 to $27 CAD / hour
- Full-time
We are seeking a Client Advisor to join our team at Loro Piana. As a client advisor, you will play a crucial role in the overall success of the store by driving sales growth and delivering…
Added 7 hours ago
BI
Member Implementation Advisor
Better Impact
Remote, Canada
- $58,000 to $63,000 USD / year
- Full-time
- Remote
We're looking for a Member Implementation Advisor to help new members successfully launch and adopt Better Impact software.
Added 8 hours ago
GG
Benefits Specialist - Renewals (Contract Position)
Gryphin Group Services Inc.
Hamilton, ON
- Contract
Create/Prepare client ready reports for presentation to clients
Added 8 hours ago
IW
Portfolio Strategist
IG Wealth Management
Quebec, QC
- Full-time
Provide portfolio analysis and client account review services using Eikon, Factset & Morningstar Advisor Workstation programs.
Added 8 hours ago
W
Regional Manager, British Columbia
Wellington-Altus
Vancouver, BC
- Full-time
Reporting to the Executive Vice-President, Advisor Support, Services & Strategy this position is responsible for supporting advisor teams in their region.
Added 8 hours ago
EG
Senior Terrestrial Biologist / Ecologist
Egis Group
Mississauga, ON
- $120,000 to $135,000 CAD / year
- Full-time
Lead the strategic growth of the Ecological Services practice by identifying emerging market opportunities, regulatory trends, new service offerings and client needs.
Added 8 hours ago
Senior Manager, Branch & ABM Transformation
Scotiabank
Toronto, ON
Champion a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
Added 8 hours ago
T
Manager, Command Centre, Enterprise Workforce Management
TD
London, ON · Toronto, ON
- Full-time
The Workforce Management (WFM) team is a strategic enabler within the North American Shared Services model, supporting customer and colleague experience across all Phone Channel lines of…
Added 8 hours ago
NB
BANKING ADVISOR
National Bank of Canada
Quebec, QC
- Full-time
A career as a Banking Advisor at National Bank is a varied role that allows you to live your ambitions and have a positive impact on your own life as well as the lives of your clients and…
Added 8 hours ago
NB
BANKING ADVISOR
National Bank of Canada
Amos, QC
- Full-time
A career as a Banking Advisor at National Bank is a varied role that allows you to live your ambitions and have a positive impact on your own life as well as the lives of your clients and…
Added 8 hours ago
NB
Banking Advisor
National Bank of Canada
Laval, QC
- Full-time
A career as a Banking Advisor at National Bank is a varied role that allows you to live your ambitions and have a positive impact on your own life as well as the lives of your clients and…

BMO

Regional Supervision Officer, Private Wealth

Toronto, ON, Canada
FCP, Canada

$80,000.00 - $130,000.00 · Full-time

Apply About employer

Applications open in a new tab.

Job details

Pay: $80,000.00 - $130,000.00
Job type: Full-time
Apply by: Oct 22, 2026
Experience: 5+ years of experience within wealth management, brokerage supervision, compliance, branch management, or a related regulatory environment.
Posting language: English
Posted: Oct 8, 2026

Original job description

Application Deadline:

10/21/2026

Address:

100 King Street West

Job Family Group:

Business Management

As a Regional Supervision Officer, you will play a critical role in supporting the risk management, regulatory oversight, and supervisory framework of BMO Nesbitt Burns. Working closely with Branch Managers, Investment Advisors, Associate Investment Advisors, Compliance, and operational partners, you will help ensure branch activities are conducted in accordance with CIRO, securities regulations, and internal policies.

Key responsibilities include:

Provide day-to-day supervision and regulatory oversight for designated branches and advisory teams.
Review and approve new accounts, account updates, trade activity, and other regulatory submissions in accordance with firm policies and industry requirements.
Conduct supervision reviews related to suitability, insider activity, outside business activities, correspondence, and social media monitoring.
Monitor branch activity, identify emerging risks, investigate supervisory concerns, and recommend appropriate remediation where required.
Act as a trusted advisor to Branch Managers and advisory teams on regulatory requirements, supervision best practices, and risk-management matters.
Support branch audits, regulatory examinations, and internal reviews while ensuring required documentation and records are maintained.
Oversee registration-related requirements and ensure regulatory obligations are met across assigned branches.
Partner with Compliance, Registration, Operations, and business leaders on new initiatives, policy changes, and regulatory developments impacting the advisory business.
Deliver training and coaching to branch personnel on supervision requirements, risk controls, and regulatory expectations.
Escalate significant supervision concerns and contribute to the ongoing enhancement of the firm's supervisory framework.

What We're Looking For

5+ years of experience within wealth management, brokerage supervision, compliance, branch management, or a related regulatory environment.
Current Registered Representative and Supervisor licensing with CIRO is required.
Strong knowledge of CIRO rules, securities regulations, supervision requirements, and wealth management operations.
Experience reviewing client accounts, transactions, suitability, and regulatory documentation.
Ability to balance risk management with a practical understanding of advisor and client needs.
Strong judgment, relationship management, and communication skills.
Experience working with Investment Advisors and branch leadership teams is highly valued.
CIM, CFA, or other industry designations are considered an asset

This job posting is for a current vacancy.

Salary:

$80,000.00 - $130,000.00

Pay Type:

Salaried

The above represents BMO Financial Group’s pay range and type.

Salaries will vary based on factors such as location, skills, experience, education, and qualifications for the role, and may include a commission structure. Salaries for part-time roles will be pro-rated based on number of hours regularly worked. For commission roles, the salary listed above represents BMO Financial Group’s expected target for the first year in this position.

BMO Financial Group’s total compensation package will vary based on the pay type of the position and may include performance-based incentives, discretionary bonuses, as well as other perks and rewards. BMO also offers health insurance, tuition reimbursement, accident and life insurance, and retirement savings plans. To view more details of our benefits, please visit: https://jobs.bmo.com/global/en/Total-Rewards

About Us

At BMO we are driven by a shared Purpose: Boldly Grow the Good in business and life. It calls on us to create lasting, positive change for our customers, our communities and our people. By working together, innovating and pushing boundaries, we transform lives and businesses, and power economic growth around the world.

As a member of the BMO team you are valued, respected and heard, and you have more ways to grow and make an impact. We strive to help you make an impact from day one – for yourself and our customers. We’ll support you with the tools and resources you need to reach new milestones, as you help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we’ll help you gain valuable experience, and broaden your skillset.

To find out more visit us at https://jobs.bmo.com/ca/en.

BMO is committed to an inclusive, equitable and accessible workplace. By learning from each other’s differences, we gain strength through our people and our perspectives. Accommodations are available on request for candidates taking part in all aspects of the selection process. To request accommodation, please contact your recruiter.

Note to Recruiters: BMO does not accept unsolicited resumes from any source other than directly from a candidate. Any unsolicited resumes sent to BMO, directly or indirectly, will be considered BMO property. BMO will not pay a fee for any placement resulting from the receipt of an unsolicited resume. A recruiting agency must first have a valid, written and fully executed agency agreement contract for service to submit resumes.

Apply About employer

More about this job

Responsibilities

The Regional Supervision Officer provides day-to-day regulatory oversight and supervision for advisory teams to ensure compliance with CIRO and internal policies. They also act as a trusted advisor to branch leadership, supporting audits and managing risk-related activities.

Requirements

Candidates must have 5+ years of experience in wealth management or compliance and hold current CIRO Registered Representative and Supervisor licensing. Strong knowledge of securities regulations and the ability to balance risk management with business needs are essential.

Skills

Wealth management
Brokerage supervision
Compliance
Branch management
Regulatory oversight
Risk management
CIRO rules
Securities regulations
Account review
Suitability monitoring
Relationship management
Communication skills
Audit support
Training and coaching
Policy development

Benefits

Health insurance
Tuition reimbursement
Accident insurance
Life insurance
Retirement savings plans

Visa sponsorship

Not detected in the job text

Keywords

Wealth Management
Brokerage
Compliance
CIRO
Risk Management
Regulatory Oversight
Branch Management
Investment Advisors
Securities Regulations
Account Supervision
Suitability
Audit
CIM
CFA
Policy
Registration
Operations
Coaching
Financial Services

Report this job