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Added 10 mins ago
WR
Nurse 2 - CIVP
Winnipeg Regional Health Authority (WRHA)
Winnipeg, MB
- Full-time
Reporting to the Manager, Health Services and under the supervision of the Nursing Resource Coordinator, the Registered Nurse Home Care - CIVP provides nursing care to clients in the…
Added 10 mins ago
SM
RQ00388 – Solution Architect
S M Software Solutions Inc
Fredericton, NB
- Full-time
…application and solutions architecture, enterprise application development, .NET, Microsoft SQL Server, Java, JavaScript, and large-scale healthcare applications. The successful candidate…
Added 10 mins ago
SM
RQ00388 – Solution Architect
S M Software Solutions Inc
Fredericton, NB
- Full-time
…application and solutions architecture, enterprise application development, .NET, Microsoft SQL Server, Java, JavaScript, and large-scale healthcare applications. The successful candidate…
Added 10 mins ago
SM
RQ00388 – Solution Architect
S M Software Solutions Inc
Fredericton, NB
- Full-time
…application and solutions architecture, enterprise application development, .NET, Microsoft SQL Server, Java, JavaScript, and large-scale healthcare applications. The successful candidate…
Added 41 mins ago
Retail Experience Lead
Fire & Flower Inc.
Edmonton, AB
Access to internal learning & development programs
Added 41 mins ago
PP
Community Manager
Park Property Management
Mississauga, Ontario
- $52,000 to $65,000 CAD / year
- Full-time
…comprehensive total rewards package, inclusive of continuous learning and development, a competitive salary, a focus on health and wellness, employer funded group benefits and additional…
Added 41 mins ago
TL
HACCP & CTPAT/PIP Specialist
Transx Ltd
Calgary, AB · Rosser, MB
- Full-time
Work with the Health and Safety Manager, the Health and Safety Specialist, and the Health and Safety Committees on maintaining and improving an effective OHSMS.
Added 41 mins ago
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Safety Manager
Transx Ltd
Calgary, AB
- Full-time
Familiarity with training programs, content development, and Learning Management Systems (LMS/LUMA).
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Technician - Reefer
Transx Ltd
Calgary, AB
- Full-time
…integrity. Reporting directly to the Shop Supervisor (or Operations Manager), this role is accountable for maintaining a safe, clean, and efficient working environment while providing…
Added 54 mins ago
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Healthcare Commercial Construction Project Manager (Edmonton/Calgary)
Synergy Projects Ltd.
Calgary, AB · Greater Calgary Metropolitan Area
- Full-time
…construction, interior build-out, and real estate investment and development needs. We accomplish this through seven business units that operate in three core divisions: Commercial…
Added 56 mins ago
S
Director of Finance
SHIPSHEY
Mississauga, ON
- $98,968.67 to $118,320 CAD / year
- Full-time
Lead the development and monitoring of organizational financial plans and long-term fiscal strategies
Added 56 mins ago
XT
Bilingual (EN/FR) Claims Examiner
Xodus Travel Services Inc.
Windsor, ON
- $45,000 to $50,000 CAD / year
- Full-time
Added 56 mins ago
EI
Territory Sales Manager - Automotive
EBlock Inc.
Calgary, AB
- $60,000 to $72,000 CAD / year
- Full-time
Every vehicle that changes hands on EBlock started with a relationship - and as Territory Sales Manager, those relationships start with you. You'll be out with dealership decision-makers…
Added 56 mins ago
TE
Marketing Manager
THE EMPIRE LIFE INS. CO
Kingston, ON · Toronto, ON
- Full-time
- Contract
Empire Life is looking to hire a Group Marketing Manager to join our Marketing team! We are actively seeking candidates to fill a current, open position.
Added 56 mins ago
WG
Branch Manager
WGI Group
ON
- $90,000 to $125,000 CAD / year
- Full-time
Armtec Inc. is seeking an experienced and results-driven Branch Manager to lead our Guelph, Ontario facility.
Added 56 mins ago
WG
Millwright - Maintenance
WGI Group
Tillsonburg, ON
- $38 to $40 CAD / hour
- Full-time
Continuous learning and development opportunities
Added 56 mins ago
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BD & Marketing Manager - Disputes
DLA Piper Canada LLP
Vancouver, BC · Toronto, ON
- $140,000 to $165,000 CAD / year
The BD & Marketing Manager plays an important role in supporting the business development and marketing priorities of the assigned practice group. This position reports to Global BD &…
Added 56 mins ago
DD
Early Childhood Educator | Casual - #2166
Developmental Disabilities Association
Vancouver, BC
- $28.46 to $31.57 CAD / hour
Developmental Disabilities Association is seeking an on-call Early Childhood Educator to join our Early Learning programs. We value ongoing professional growth, offer on-the-job training,…
Added 1 hour ago
NM
Shop Foreperson
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Avonlea, SK
- Full-time
As a working Shop Foreperson, you'll collaborate closely with our Service Manager, Service Writer, and Service Technicians to maintain a high performing, efficient, customer focused service…
Added 1 hour ago
LV
Order Processing Associate - Seasonal
Lee Valley Tools
Ottawa, ON
- Up to $19.3 CAD / hour
- Full-time
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…meaningful employment while striving to provide an environment where learning and development are…
Added 1 hour ago
LV
Store Lead- Sherwood Park, AB
Lee Valley Tools
Sherwood Park, AB
- Up to $25 CAD / hour
…meaningful employment while striving to provide an environment where learning and development are…
Added 1 hour ago
LV
Store Lead
Lee Valley Tools
Brampton, ON
- Up to $25 CAD / hour
…meaningful employment while striving to provide an environment where learning and development are…
Added 1 hour ago
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Store Lead
Lee Valley Tools
Calgary, AB
- Up to $25 CAD / hour
…meaningful employment while striving to provide an environment where learning and development are…
Added 1 hour ago
BC
Marketing Manager
Boast Capital LP
Vancouver, BC · Toronto, ON
- $110,000 to $130,000 CAD / year
Boast is looking for a Marketing Manager to lead demand generation, content and event marketing while managing and developing a team of three.
Added 1 hour ago
GN
Rituals Artisan
Groupe Nordik
Winnipeg, MB
- Part-time
Reporting to the Rituals Manager, the Rituals Artisan will participate in bringing the Ritual Experiences to a higher level and ensure our guests have an unforgettable quality time in our…

BMO

Regional Supervision Officer, Private Wealth

Toronto, ON, Canada
FCP, Canada

$80,000.00 - $130,000.00 · Full-time

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Job details

Pay: $80,000.00 - $130,000.00
Job type: Full-time
Apply by: Oct 22, 2026
Experience: 5+ years of experience within wealth management, brokerage supervision, compliance, branch management, or a related regulatory environment.
Posting language: English
Posted: Oct 8, 2026

Original job description

Application Deadline:

10/21/2026

Address:

100 King Street West

Job Family Group:

Business Management

As a Regional Supervision Officer, you will play a critical role in supporting the risk management, regulatory oversight, and supervisory framework of BMO Nesbitt Burns. Working closely with Branch Managers, Investment Advisors, Associate Investment Advisors, Compliance, and operational partners, you will help ensure branch activities are conducted in accordance with CIRO, securities regulations, and internal policies.

Key responsibilities include:

Provide day-to-day supervision and regulatory oversight for designated branches and advisory teams.
Review and approve new accounts, account updates, trade activity, and other regulatory submissions in accordance with firm policies and industry requirements.
Conduct supervision reviews related to suitability, insider activity, outside business activities, correspondence, and social media monitoring.
Monitor branch activity, identify emerging risks, investigate supervisory concerns, and recommend appropriate remediation where required.
Act as a trusted advisor to Branch Managers and advisory teams on regulatory requirements, supervision best practices, and risk-management matters.
Support branch audits, regulatory examinations, and internal reviews while ensuring required documentation and records are maintained.
Oversee registration-related requirements and ensure regulatory obligations are met across assigned branches.
Partner with Compliance, Registration, Operations, and business leaders on new initiatives, policy changes, and regulatory developments impacting the advisory business.
Deliver training and coaching to branch personnel on supervision requirements, risk controls, and regulatory expectations.
Escalate significant supervision concerns and contribute to the ongoing enhancement of the firm's supervisory framework.

What We're Looking For

5+ years of experience within wealth management, brokerage supervision, compliance, branch management, or a related regulatory environment.
Current Registered Representative and Supervisor licensing with CIRO is required.
Strong knowledge of CIRO rules, securities regulations, supervision requirements, and wealth management operations.
Experience reviewing client accounts, transactions, suitability, and regulatory documentation.
Ability to balance risk management with a practical understanding of advisor and client needs.
Strong judgment, relationship management, and communication skills.
Experience working with Investment Advisors and branch leadership teams is highly valued.
CIM, CFA, or other industry designations are considered an asset

This job posting is for a current vacancy.

Salary:

$80,000.00 - $130,000.00

Pay Type:

Salaried

The above represents BMO Financial Group’s pay range and type.

Salaries will vary based on factors such as location, skills, experience, education, and qualifications for the role, and may include a commission structure. Salaries for part-time roles will be pro-rated based on number of hours regularly worked. For commission roles, the salary listed above represents BMO Financial Group’s expected target for the first year in this position.

BMO Financial Group’s total compensation package will vary based on the pay type of the position and may include performance-based incentives, discretionary bonuses, as well as other perks and rewards. BMO also offers health insurance, tuition reimbursement, accident and life insurance, and retirement savings plans. To view more details of our benefits, please visit: https://jobs.bmo.com/global/en/Total-Rewards

About Us

At BMO we are driven by a shared Purpose: Boldly Grow the Good in business and life. It calls on us to create lasting, positive change for our customers, our communities and our people. By working together, innovating and pushing boundaries, we transform lives and businesses, and power economic growth around the world.

As a member of the BMO team you are valued, respected and heard, and you have more ways to grow and make an impact. We strive to help you make an impact from day one – for yourself and our customers. We’ll support you with the tools and resources you need to reach new milestones, as you help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we’ll help you gain valuable experience, and broaden your skillset.

To find out more visit us at https://jobs.bmo.com/ca/en.

BMO is committed to an inclusive, equitable and accessible workplace. By learning from each other’s differences, we gain strength through our people and our perspectives. Accommodations are available on request for candidates taking part in all aspects of the selection process. To request accommodation, please contact your recruiter.

Note to Recruiters: BMO does not accept unsolicited resumes from any source other than directly from a candidate. Any unsolicited resumes sent to BMO, directly or indirectly, will be considered BMO property. BMO will not pay a fee for any placement resulting from the receipt of an unsolicited resume. A recruiting agency must first have a valid, written and fully executed agency agreement contract for service to submit resumes.

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More about this job

Responsibilities

The Regional Supervision Officer provides day-to-day regulatory oversight and supervision for advisory teams to ensure compliance with CIRO and internal policies. They also act as a trusted advisor to branch leadership, supporting audits and managing risk-related activities.

Requirements

Candidates must have 5+ years of experience in wealth management or compliance and hold current CIRO Registered Representative and Supervisor licensing. Strong knowledge of securities regulations and the ability to balance risk management with business needs are essential.

Skills

Wealth management
Brokerage supervision
Compliance
Branch management
Regulatory oversight
Risk management
CIRO rules
Securities regulations
Account review
Suitability monitoring
Relationship management
Communication skills
Audit support
Training and coaching
Policy development

Benefits

Health insurance
Tuition reimbursement
Accident insurance
Life insurance
Retirement savings plans

Visa sponsorship

Not detected in the job text

Keywords

Wealth Management
Brokerage
Compliance
CIRO
Risk Management
Regulatory Oversight
Branch Management
Investment Advisors
Securities Regulations
Account Supervision
Suitability
Audit
CIM
CFA
Policy
Registration
Operations
Coaching
Financial Services

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