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Added 11 mins ago
WI
Senior Archaeologist
WSP in Canada
Ottawa, ON
- Full-time
Serve as Project Manager, overseeing scope, budgets, schedules, quality, and client communications.
Added 11 mins ago
MG
Director, Legal & Loan Operations
MarshallZehr Group Inc.
Waterloo, ON
- $110,000 to $130,000 CAD / year
- Full-time
Manage the ordinary-course relationship and workflow with external counsel, providing complete instructions within approved parameters and tracking tasks through completion.
Added 11 mins ago
A
Strategic Buyer
ABB
Quebec, QC
- Full-time
…objectives. The role focuses on strategic sourcing, supplier relationship management, contract negotiations, cost optimization, risk mitigation, and continuous improvement across assigned…
Added 13 mins ago
CI
Account Manager
CMB Insurance Brokers
Lethbridge, AB
- Full-time
As an Account Manager, working with the Sales Team and under the direction of the Service Supervisor, you will support the growth, placement, renewal, and ongoing servicing of client…
Added 13 mins ago
LC
Assistant Front Store Manager, Hourly Full Time Flexible Shifts
Loblaw Companies Limited
AB · Edmonton, AB
- Full-time
To assist the Front Store Manager (FSM) in managing the human, physical and financial resources of the store and in ensuring that store objectives are achieved by focusing on improving…
Added 13 mins ago
CN
Water & Wastewater Operator
Canadian Nuclear Laboratories
Chalk River, ON
- Full-time
Added 13 mins ago
CN
Maintenance Planner
Canadian Nuclear Laboratories
Chalk River, ON
- Full-time
Added 13 mins ago
LC
Assistant Front Store Manager, Hourly Full Time Flexible Shifts
Loblaw Companies Limited
Prince Edward, ON
- Full-time
To assist the Front Store Manager (FSM) in managing the human, physical and financial resources of the store and in ensuring that store objectives are achieved by focusing on improving…
Added 13 mins ago
N
Project Specialist
Nexans
Sidney, BC
- Temporary
As a Project Specialist, you will report directly to the Project Manager. This role is part of the Major Project Group, focusing on Nexans Canada verticals such as Data Centers, Renewables,…
Added 13 mins ago
RS
Account Manager Combo BDM / CDM
Ryder System, Inc.
Kitchener, ON
- Full-time
Added 13 mins ago
SN
ATEC Program Coordinator
Shuswap Nation Tribal Council
Kamloops, BC
- Full-time
…Training (ISET) programming. Reporting to the ATEC Program Manager, the Program Coordinator supports program administration, operational workflows, communications, client and partner…
Added 13 mins ago
BH
Mechanical Division Manager - Generation Engineering
BC Hydro
Burnaby, BC
- $158,900 to $200,900 CAD / year
- Full-time
The Engineering Division Manager leads and oversees Generation Stations Mechanical Engineering Division across 5 teams that together comprise approximately 50 professional, technical, and…
Added 13 mins ago
W/
Sales Manager
WIRELESSWAVE / WAVE SANS FIL
Vancouver, BC
- Full-time
We’re looking for a Full-Time Sales Manager to lead an engaged, high-performing team and deliver exceptional customer experiences while driving strong business results.
Added 13 mins ago
P
Repas sur le pouce Gérant de département, Franchisé temps plein jour
Provigo
Saint-Bruno-de-Montarville, QC · St-Bruno-de-Montarville, QC
- Full-time
We’re looking for Talented Passionate Leaders with a proven record of delighting customers and growing sales. As a Manager in, you will have an immediate impact on sales and customer…
Added 13 mins ago
SD
Senior Program Manager
Shoppers Drug Mart Specialty Health Network
Mississauga, ON
- Full-time
The Senior Program Manager is responsible for the strategic leadership, execution, and ongoing management of specialty programs. As a key partner to clients, you provide strategic…
Added 13 mins ago
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HMR Department Manager Full Time Day
Fortinos Supermarket Ltd
Hamilton, ON
- Full-time
We’re looking for Talented Passionate Leaders with a proven record of delighting customers and growing sales. As a Manager in, you will have an immediate impact on sales and customer…
Added 13 mins ago
CF
SEO Specialist
Cubicle Fugitive Inc.
Hamilton, ON
- Full-time
Set strategy and collaborate. Work with our Head of Technology and Senior Manager, Brand and Marketing Strategy, to develop SEO, GEO, and content strategies aligned with clients' business…
Added 13 mins ago
ZC
Senior Financial Lines Underwriter
Zurich Canada
Toronto, ON
- Full-time
Reporting to the Underwriting Manager, Financial Institutions and Professional Liability, you will regularly interact with the market, utilizing The Zurich Way of Underwriting Framework to…
Added 13 mins ago
GR
Regional Business Development Manager
Goldbeck Recruiting
Calgary, AB
- Full-time
Added 14 mins ago
D
Account Manager, Commercial and industrial
Desjardins
Gatineau, QC
- Full-time
Act as an account manager by serving as a key intermediary between the business centre and members and clients. Ensure proper usage and updating of, as well as satisfaction with the…
Added 14 mins ago
R
Manager Business Markets
RBC
Surrey, BC
- Full-time
Adaptability, Best Practice Implementation, Business Development, Communication, Creative Visioning, Customer Relationship Management (CRM), Decision Making, Financial Planning and Analysis…
Added 14 mins ago
BM
Retail Team Lead / Area Supervisor
Brand Momentum
Toronto, ON · Scarborough, ON
- $60,000 CAD / year
- Full-time
…and regional operations, partnering closely with the Field Manager to deliver consistent…
Added 14 mins ago
BM
Retail Team Lead / Area Supervisor
Brand Momentum
Kitchener, ON
- $60,000 CAD / year
- Full-time
…and regional operations, partnering closely with the Field Manager to deliver consistent…
Added 14 mins ago
BM
Chef d’équipe en vente au détail bilingue / Bilingual Retail Team Lead
Brand Momentum
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- $60,000 CAD / year
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Added 14 mins ago
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Personal Banking Associate Trainee - Ajax and Pickering
TD
Ajax, ON · Pickering, ON · Toronto, ON
- Full-time

BMO

Regional Supervision Officer, Private Wealth

Toronto, ON, Canada
FCP, Canada

$80,000.00 - $130,000.00 · Full-time

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Job details

Pay: $80,000.00 - $130,000.00
Job type: Full-time
Apply by: Oct 22, 2026
Experience: 5+ years of experience within wealth management, brokerage supervision, compliance, branch management, or a related regulatory environment.
Posting language: English
Posted: Oct 8, 2026

Original job description

Application Deadline:

10/21/2026

Address:

100 King Street West

Job Family Group:

Business Management

As a Regional Supervision Officer, you will play a critical role in supporting the risk management, regulatory oversight, and supervisory framework of BMO Nesbitt Burns. Working closely with Branch Managers, Investment Advisors, Associate Investment Advisors, Compliance, and operational partners, you will help ensure branch activities are conducted in accordance with CIRO, securities regulations, and internal policies.

Key responsibilities include:

Provide day-to-day supervision and regulatory oversight for designated branches and advisory teams.
Review and approve new accounts, account updates, trade activity, and other regulatory submissions in accordance with firm policies and industry requirements.
Conduct supervision reviews related to suitability, insider activity, outside business activities, correspondence, and social media monitoring.
Monitor branch activity, identify emerging risks, investigate supervisory concerns, and recommend appropriate remediation where required.
Act as a trusted advisor to Branch Managers and advisory teams on regulatory requirements, supervision best practices, and risk-management matters.
Support branch audits, regulatory examinations, and internal reviews while ensuring required documentation and records are maintained.
Oversee registration-related requirements and ensure regulatory obligations are met across assigned branches.
Partner with Compliance, Registration, Operations, and business leaders on new initiatives, policy changes, and regulatory developments impacting the advisory business.
Deliver training and coaching to branch personnel on supervision requirements, risk controls, and regulatory expectations.
Escalate significant supervision concerns and contribute to the ongoing enhancement of the firm's supervisory framework.

What We're Looking For

5+ years of experience within wealth management, brokerage supervision, compliance, branch management, or a related regulatory environment.
Current Registered Representative and Supervisor licensing with CIRO is required.
Strong knowledge of CIRO rules, securities regulations, supervision requirements, and wealth management operations.
Experience reviewing client accounts, transactions, suitability, and regulatory documentation.
Ability to balance risk management with a practical understanding of advisor and client needs.
Strong judgment, relationship management, and communication skills.
Experience working with Investment Advisors and branch leadership teams is highly valued.
CIM, CFA, or other industry designations are considered an asset

This job posting is for a current vacancy.

Salary:

$80,000.00 - $130,000.00

Pay Type:

Salaried

The above represents BMO Financial Group’s pay range and type.

Salaries will vary based on factors such as location, skills, experience, education, and qualifications for the role, and may include a commission structure. Salaries for part-time roles will be pro-rated based on number of hours regularly worked. For commission roles, the salary listed above represents BMO Financial Group’s expected target for the first year in this position.

BMO Financial Group’s total compensation package will vary based on the pay type of the position and may include performance-based incentives, discretionary bonuses, as well as other perks and rewards. BMO also offers health insurance, tuition reimbursement, accident and life insurance, and retirement savings plans. To view more details of our benefits, please visit: https://jobs.bmo.com/global/en/Total-Rewards

About Us

At BMO we are driven by a shared Purpose: Boldly Grow the Good in business and life. It calls on us to create lasting, positive change for our customers, our communities and our people. By working together, innovating and pushing boundaries, we transform lives and businesses, and power economic growth around the world.

As a member of the BMO team you are valued, respected and heard, and you have more ways to grow and make an impact. We strive to help you make an impact from day one – for yourself and our customers. We’ll support you with the tools and resources you need to reach new milestones, as you help our customers reach theirs. From in-depth training and coaching, to manager support and network-building opportunities, we’ll help you gain valuable experience, and broaden your skillset.

To find out more visit us at https://jobs.bmo.com/ca/en.

BMO is committed to an inclusive, equitable and accessible workplace. By learning from each other’s differences, we gain strength through our people and our perspectives. Accommodations are available on request for candidates taking part in all aspects of the selection process. To request accommodation, please contact your recruiter.

Note to Recruiters: BMO does not accept unsolicited resumes from any source other than directly from a candidate. Any unsolicited resumes sent to BMO, directly or indirectly, will be considered BMO property. BMO will not pay a fee for any placement resulting from the receipt of an unsolicited resume. A recruiting agency must first have a valid, written and fully executed agency agreement contract for service to submit resumes.

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More about this job

Responsibilities

The Regional Supervision Officer provides day-to-day regulatory oversight and supervision for advisory teams to ensure compliance with CIRO and internal policies. They also act as a trusted advisor to branch leadership, supporting audits and managing risk-related activities.

Requirements

Candidates must have 5+ years of experience in wealth management or compliance and hold current CIRO Registered Representative and Supervisor licensing. Strong knowledge of securities regulations and the ability to balance risk management with business needs are essential.

Skills

Wealth management
Brokerage supervision
Compliance
Branch management
Regulatory oversight
Risk management
CIRO rules
Securities regulations
Account review
Suitability monitoring
Relationship management
Communication skills
Audit support
Training and coaching
Policy development

Benefits

Health insurance
Tuition reimbursement
Accident insurance
Life insurance
Retirement savings plans

Visa sponsorship

Not detected in the job text

Keywords

Wealth Management
Brokerage
Compliance
CIRO
Risk Management
Regulatory Oversight
Branch Management
Investment Advisors
Securities Regulations
Account Supervision
Suitability
Audit
CIM
CFA
Policy
Registration
Operations
Coaching
Financial Services

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