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Added 7 mins ago
T
Senior Manager - Accounting Policy & Advisory
TD
Toronto, ON
- Full-time
…job-related knowledge, geographic location, and other specific business and organizational…
Added 7 mins ago
T
Senior Treasury Asset and Liability Management Analyst
TD
Toronto, ON
- Full-time
…job-related knowledge, geographic location, and other specific business and organizational…
Added 7 mins ago
SM
Senior Associate, Alternative Assets - SLC Management
SLC Management
Toronto, ON · Waterloo, ON · Sun Life Waterloo King
- Full-time
…days in-office each week with flexibility depending on their business, client and team…
Added 7 mins ago
SL
Senior Associate, Alternative Assets - SLC Management
Sun Life
Toronto, ON · Waterloo, ON · Sun Life Waterloo King
- Full-time
…days in-office each week with flexibility depending on their business, client and team…
Added 7 mins ago
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Branch Ops Manager
BMO
London, ON · LON
- Full-time
Supports the branch and/or region in achieving business objectives by providing effective operational support and management of sales compliance and regulatory requirements.
Added 7 mins ago
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Branch Operations Manager
BMO
Saint John, NB · Fredericton, NB · CHIP
- Full-time
Supports the branch and/or region in achieving business objectives by providing effective operational support and management of sales compliance and regulatory requirements.
Added 7 mins ago
GR
Senior Financial Analyst (SFA) – Financial Reporting & FP&A
GRANITE REIT HOLDINGS LP
Toronto, ON
- Full-time
The successful candidate will be a strong financial analyst with excellent attention to detail, sound business judgment and a demonstrated ability to translate complex financial information…
Added 7 mins ago
RA
Manager, Impact Measurement and Reporting
Rally Assets
Toronto, ON
- Full-time
…and environmental impact of investments? We’re looking for a Manager, Impact Measurement and Reporting to lead impact performance reporting, support team development, and continuously…
Added 7 mins ago
TF
Payroll Manager
The Fastener Group Ltd.
Calgary, AB
- Full-time
We are seeking an experienced Payroll Manager to lead payroll operations across multiple provinces in Canada. Reporting to the Director, Human Resources, you will be responsible for…
Added 7 mins ago
IG
Program Manager
Insight Global
Toronto, ON
- $70 to $90 CAD / hour
- Contract
Insight Global is seeking an experienced Senior Project Manager to support delivery of a strategic transformation initiative within Treasury & Payment Services (TPS). The successful…
Added 7 mins ago
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DevOps Engineer
Synechron
Montreal, QC
- Full-time
Observability: Grafana Loki ,Alert Manager, Open telemetry and PagerDuty
Added 7 mins ago
D&
Senior FP&A Manager
Dye & Durham Corporation
Toronto, ON
- Full-time
The Senior FP&A Analyst is responsible for supporting financial planning, forecasting, reporting, and business analysis activities that enable strategic decision-making across the…
Added 7 mins ago
GR
Senior Financial Analyst, Financial Reporting and FP&A
Granite REIT
Toronto, ON · Greater Toronto Area, Canada
- $90,000 to $100,000 CAD / year
- Full-time
The successful candidate will be a strong financial analyst with excellent attention to detail, sound business judgment and a demonstrated ability to translate complex financial information…
Added 7 mins ago
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Cloud Engineer, Healthcare IT PACS
Sectra
Vancouver, BC
- Full-time
Ensure that all cloud solutions follow both internal as well as external security and compliance controls applicable towards our business segments
Added 7 mins ago
CL
Business Analyst
Consilio LLC
AB · Edmonton, AB
- $60 to $85 CAD / hour
- Contract
Reporting to the Business Operations Manager, you will be responsible for delivering accurate, timely, and trusted reporting solutions for leadership teams through Power BI, SQL, and the…
Added 22 mins ago
JC
Fire Service Associate Project Manager
Johnson Controls
Hamilton, ON · CAN ON Hamilton
- Full-time
Johnson Controls, a global leader in thermal management, mission-critical building systems, energy efficiency, and decarbonization, helps customers use energy more productively, reduce…
Added 22 mins ago
26 - 41 Sourcing & Procurement Manager
AMBICO Limited
Ottawa, ON
Under the direction of the Plant Manager, the Sourcing and Procurement Manager is responsible for developing and executing sourcing strategies that ensure the timely, cost-effective, and…
Added 22 mins ago
FF
Manager, Regulatory Compliance
Foresters Financial
Toronto, ON
- Full-time
The Manager, Regulatory Compliance plays a key role in the overall success of the Enterprise Compliance function by leading important areas of Foresters Regulatory Compliance Management…
Added 37 mins ago
Co-op/Intern Engineering Student - Electrical & CADD Specialist (May 2027)
Spartan Controls Ltd.
Calgary, AB
Spartan Controls is an employee-owned company and leading provider of industrial automation, valves, measurement, control solutions and data management, for process industries in Western…
Added 37 mins ago
Co-op/Intern Engineering Student - Electrical Specialist (May 2027)
Spartan Controls Ltd.
Calgary, AB
…our Calgary Solutions Centre The student will report to the Manager, Operations. The expectations of the successful candidate include supporting the business growth through our initiatives,…
Added 37 mins ago
Manager, McOpCo Operations
McDonald's Corporation
Calgary, AB
We currently have an opportunity for a Manager, McOpCo Operations supporting the McOpCo Alberta market. The role leads a team of McOpCo Operations Consultants and is accountable for guest…
Added 53 mins ago
R
Client Advisor
RBC
Stonewall, MB
- Part-time
…individual needs. You will champion the RBC brand and drive business by supporting new client acquisition and deepening existing relationships. If you have the self-motivation to deliver…
Added 53 mins ago
AH
Program Manager, Operations and Network Administration - Alberta Care-First Network
Arthur Health Corporation
AB · Alberta, Canada
- Full-time
Help launch and grow the Alberta Care-First Network (ACFN). As Program Manager, Operations and Network Administration, you will lead launch readiness and day-to-day operations for a network…
Added 53 mins ago
IC
Anti-Money Laundering Manager
Infotek Consulting Inc.
Toronto, ON · Greater Toronto Area, Canada
- $70 to $82 CAD / hour
- Contract
The VP, KYC Client Enablement serves as the primary point of coordination between business stakeholders, clients, operations, compliance, and third-party service providers. The role is…
Added 53 mins ago
CO
Environmental Services Engineer, Compliance-TS269
City of London, Canada
London, ON
- Full-time
Reporting to the Division Manager, Wastewater Treatment Operations, the Environmental Services Engineer is responsible for overseeing the development and implementation of a wastewater…

Broadridge

Manager / Senior Manager, Financial Crime Compliance Testing (CONTRACT)

Markham, ON, Canada
Toronto, ON, Canada

Full-time

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Job details

Job type: Full-time
Posting language: English
Posted: Nov 5, 2026

Original job description

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team.

Broadridge is Growing. We are seeking a Senior Manager to support financial crime compliance testing and quality assurance across anti-money laundering (AML), sanctions, and related compliance programs. In this role, you will assess whether controls are appropriately designed and operating effectively, identify gaps and emerging risks, and communicate clear, evidence-based findings to stakeholders.

The successful candidate brings hands-on experience in compliance testing, monitoring, or internal audit, along with the judgment to turn test results into practical recommendations and audit-ready reporting.

Key Responsibilities:

· Plan and execute risk-based testing and quality assurance reviews across financial crime compliance controls, including AML and sanctions.

· Assess control design and operating effectiveness against applicable requirements, internal policies, procedures, and risk frameworks.

· Develop or refine test objectives, procedures, sampling approaches, evidence requests, and documentation standards.

· Review records, process documentation, and other supporting evidence; document work clearly enough to support independent review.

· Identify control weaknesses, coverage gaps, recurring issues, and potential root causes; evaluate the significance of findings.

· Prepare concise, audit-ready reports that explain the scope, methodology, evidence, results, and recommended actions.

· Discuss findings with business and compliance stakeholders, validate factual accuracy, and support timely resolution of questions.

· Track remediation commitments and assess whether corrective actions adequately address identified issues.

· Summarize themes and trends to help stakeholders strengthen financial crime risk management and control performance.

· Manage review activities and deliverables, coordinating with relevant partners to keep work on schedule.

Required Qualifications and Experience:

· Proven experience conducting AML or sanctions compliance testing, monitoring, or internal audits.

· Solid understanding of financial crime risk management frameworks and the role of controls in mitigating risk.

· Demonstrated ability to evaluate control effectiveness, identify coverage gaps, and assess the significance of issues.

· Experience preparing clear, well-supported test documentation and audit-ready reports.

· Strong analytical skills, attention to detail, and sound professional judgment.

· Clear written and verbal communication skills, including the ability to explain findings to varied stakeholders.

· Ability to organize multiple review activities and meet agreed deadlines.

Preferred Qualifications

· Experience working across compliance, risk, audit, or financial services environments.

· Relevant professional certification or training in compliance, financial crime, risk management, or internal audit.

· Experience supporting remediation tracking or assessing corrective actions.

· Experience leading review work or coordinating the contributions of other team members, particularly for Senior Manager-level candidates.

We are dedicated to fostering a collaborative, engaging, and inclusive environment and are committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company - and ultimately a community - that recognizes and celebrates everyone’s unique perspective.

Use of AI in Hiring

As part of the recruiting process, Broadridge may use technology, including artificial intelligence (AI)-based tools, to help review and evaluate applications. These tools are used only to support our recruiters and hiring managers, and all employment decisions include human review to ensure fairness, accuracy, and compliance with applicable laws. Please note that honesty and transparency are critical to our hiring process. Any attempt to falsify, misrepresent, or disguise information in an application, resume, assessment, or interview will result in disqualification from consideration.

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More about this job

Responsibilities

The Senior Manager will plan and execute risk-based testing and quality assurance reviews across financial crime compliance controls, including AML and sanctions. They are responsible for identifying control weaknesses, documenting findings, and preparing audit-ready reports to support effective risk management.

Requirements

Candidates must have proven experience in AML or sanctions compliance testing, monitoring, or internal audits. Strong analytical skills, professional judgment, and the ability to communicate complex findings to stakeholders are essential for this role.

Skills

Financial crime compliance
AML
Sanctions
Compliance testing
Quality assurance
Risk management
Internal audit
Control design
Control effectiveness
Audit reporting
Risk-based testing
Regulatory compliance
Data analysis
Stakeholder management
Remediation tracking

Visa sponsorship

Not detected in the job text

Keywords

Financial Crime Compliance
AML
Sanctions
Quality Assurance
Risk Management
Internal Audit
Compliance Testing
Control Design
Audit Reporting
Risk Frameworks
Remediation
Financial Services
Regulatory Compliance
Data Analysis
Stakeholder Communication
Broadridge
Hybrid
Contract

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