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Added 9 mins ago
RC
Equity Research Associate - Energy
Roth Canada
AB · Alberta, Canada
- Full-time
…Canadian oil and gas producers. This opportunity combines hands-on financial modelling, industry research, and direct mentorship within a lean, growing…
Added 9 mins ago
WC
Senior Merchant
Walmart Canada
Mississauga, ON
- Full-time
What you'll do...This role is accountable for all aspects of merchandise profit and loss management and category financial results. This includes short-term and long-term planning, as well…
Added 9 mins ago
WC
(CAN) Asset Protection Operations Team Associate
Walmart Canada
Pembroke, ON
- Full-time
Position Summary...An Asset Protection Operations Team Associate maintains store financial integrity and accuracy, pricing integrity, inventory control and profitability. This associate…
Added 9 mins ago
HC
Client Service Administrator - Saskatoon SK
HearingLife Canada
Saskatoon, SK
- Full-time
…maintaining inventory. Your attention to detail will ensure smooth financial…
Added 9 mins ago
SF
Prospect Research Analyst
Simon Fraser University
Burnaby, BC
- Full-time
…online. Assesses and determines affinity to the university, financial capacity, propensity to give, and philanthropic interests, and provides strategic recommendations that support…
Added 9 mins ago
AC
Supervisor, Accounts Payable (18-Month Temporary Contract)
Air Canada Vacations
Montreal, QC · Greater Montreal Metropolitan Area
- Contract
The successful candidate ensures that the department meets all financial deadlines and provides excellent customer service to internal and external stakeholders.
Added 9 mins ago
KR
Senior Accountant
Kassen Recruitment
Orillia, ON
- Full-time
A dynamic organization is looking for a Senior Accountant to join its finance team. This opportunity is well suited to an experienced accounting professional who enjoys taking ownership of…
Added 9 mins ago
M
Defined Benefit - Pension Administrator
Marsh
Toronto, ON
- Full-time
Added 9 mins ago
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Controller
Pillexa
Surrey, BC
- Full-time
Prepare the year end package for our external tax accountant and manage the year end through to filing
Added 9 mins ago
C
Developer
Capco
Toronto, ON
- Full-time
…integrate scalable APIs and AI-powered solutions for leading financial services clients. This role offers the opportunity to combine strong software engineering fundamentals with practical…
Added 9 mins ago
M
H&B Consultant
Marsh
Montreal, QC
- Full-time
…reports, insurer marketing materials, renewal deliverables, and financial audits. The successful candidate will also coach less experienced COE analysts, provide technical peer review,…
Added 9 mins ago
FN
Senior Accountant
Fix Network World
Burnaby, BC
- Full-time
As a Senior Accountant, you will be responsible for the full accounting cycle while partnering with internal stakeholders to ensure accurate financial reporting, support strategic…
Added 9 mins ago
C&
Administrative Assistant
Christensen & McLean Roofing Co. Ltd.
AB · Edmonton, AB
- Full-time
Maintain accurate financial records and assist with month-end accounting procedures.
Added 9 mins ago
RP
Controller
RECRUITMENT PARTNERS INC.
AB · Edmonton, AB
- Full-time
Our client is seeking a Controller to serve as a strategic financial and operational partner within a dynamic manufacturing environment. This role is responsible for financial stewardship,…
Added 9 mins ago
RG
Junior Accountant
RecruitPod Global
Calgary, AB
- $55,000 to $65,000 CAD / year
- Full-time
Maintain accurate financial records, general ledger entries, and accounting documentation.
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Accounting Administrator
EllisDon
Calgary, AB
- Full-time
You as a Project Accountant Administrator will:
Added 9 mins ago
E
Project Accountant
EllisDon
Calgary, AB
- Full-time
…expenditures, internal hourly payroll costing allocations and all other financial transactions in a timely and accurate manner in order to meet all contract payment…
Added 9 mins ago
Associate Team Lead - Peterborough Kawartha Centre, Peterborough , Ontario
Scotiabank
Peterborough, ON
Thorough knowledge of policies and procedures associated with the setup and administration of financial products, services, and employee profiles.
Added 9 mins ago
Financial Advisor - Port Moody BC
Scotiabank
Port Moody, BC
Added 9 mins ago
T
Personal Banking Associate - O'Brien, Ville Saint Laurent (Part-time, 18.75h/week)
TD
Montreal, QC
- Part-time
…you love working with customers and helping them with their financial needs? We are seeking a Personal Banking Associate for our branch office who can guide customers to the appropriate…
Added 9 mins ago
T
Senior Finance Analyst
TD
Toronto, ON
- Full-time
…accountable for monthly management and performance reporting, financial analysis and assisting with forecasting and planning initiatives. The Senior Financial Analyst must be a driver with…
Added 9 mins ago
T
Personal Banking Associate Trainee (Full time)- St-Sauveur
TD
Saint-Sauveur, QC
- Full-time
…you love working with customers and helping them with their financial needs? We are seeking a Personal Banking Associate Trainee for our branch office who can guide customers to the…
Added 9 mins ago
T
Applied Machine Learning Scientist I
TD
Toronto, ON · Montreal, QC
- Full-time
Added 9 mins ago
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Senior Counsel
TD
Toronto, ON
- Full-time
Added 9 mins ago
MM
NERA Co-op Intern (Toronto)
Marsh McLennan
Toronto, ON
- $40 CAD / hour
- Full-time
…quantitative models and applying econometric analysis to economic and financial data; valuation analyses; reviewing, summarizing, and analyzing industry trends; creating trial exhibits and…

Broadridge

Manager / Senior Manager – Sanctions Operations (CONTRACT)

Markham, ON, Canada
Toronto, ON, Canada

Full-time

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Job details

Job type: Full-time
Posting language: English
Posted: Nov 5, 2026

Original job description

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you’re passionate about developing your career, while helping others along the way, come join the Broadridge team.

Broadridge is Growing. We are seeking a Manager / Senior Manager to lead sanctions-screening operations. The successful candidate will oversee the review and resolution of sanctions alerts and potential matches arising from name and transaction screening. The role requires strong investigative judgment, a risk-based approach, and timely escalation of potential true matches in accordance with applicable requirements and internal procedures.

Key responsibilities:

· Manage day-to-day sanctions alert review and clearing activities across name and transaction-screening workflows.

· Oversee investigation queues, work allocation, prioritization, and progress against applicable service levels.

· Review available customer, counterparty, payment, and other relevant information to assess potential matches and document the rationale for decisions.

· Apply a risk-based approach to distinguish false positives from alerts requiring further investigation or escalation.

· Escalate potential true matches, higher-risk cases, and control or process concerns through the appropriate channels.

· Support consistent application of screening procedures, decision standards, and documentation requirements.

· Monitor operational performance, alert volumes, quality, and backlogs; identify issues and recommend practical improvements.

· Provide coaching and guidance to team members and support quality review of alert decisions.

· Partner with Compliance, Legal, Operations, and other relevant stakeholders to resolve complex cases and operational dependencies.

· Prepare or contribute to reporting on queue health, productivity, quality, escalations, and outstanding issues.

Required qualifications and experience:

· Strong technical experience in sanctions alert clearing and name and transaction-screening operations.

· Experience conducting risk-based investigations of potential sanctions matches and documenting clear, supportable decisions.

· Familiarity with relevant sanctions laws, programs, and regulatory expectations, including those associated with OFAC, the United Nations, the European Union, and Canadian requirements and OSFI guidance.

· Ability to identify cases that require further investigation or escalation and to act in accordance with internal procedures.

· Experience managing operational workflows and investigation queues, including prioritization and service-level monitoring.

· Strong attention to detail, sound judgment, and effective written communication skills.

· Ability to work collaboratively with Compliance and business stakeholders while managing competing priorities.

Preferred qualifications

· Prior experience leading or supervising a sanctions operations team.

· Experience with screening platforms, case-management tools, and operational reporting.

· Experience improving alert-review procedures, quality controls, or queue-management practices.

· Relevant sanctions, AML, or financial-crime compliance training or certification.

We are dedicated to fostering a collaborative, engaging, and inclusive environment and are committed to providing a workplace that empowers associates to be authentic and bring their best to work. We believe that associates do their best when they feel safe, understood, and valued, and we work diligently and collaboratively to ensure Broadridge is a company - and ultimately a community - that recognizes and celebrates everyone’s unique perspective.

Use of AI in Hiring

As part of the recruiting process, Broadridge may use technology, including artificial intelligence (AI)-based tools, to help review and evaluate applications. These tools are used only to support our recruiters and hiring managers, and all employment decisions include human review to ensure fairness, accuracy, and compliance with applicable laws. Please note that honesty and transparency are critical to our hiring process. Any attempt to falsify, misrepresent, or disguise information in an application, resume, assessment, or interview will result in disqualification from consideration.

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More about this job

Responsibilities

The manager will oversee daily sanctions-screening operations, including the investigation and resolution of name and transaction alerts. They are responsible for monitoring operational performance, coaching team members, and partnering with stakeholders to ensure compliance with regulatory standards.

Requirements

Candidates must have strong technical experience in sanctions alert clearing and conducting risk-based investigations. Familiarity with sanctions laws, regulatory expectations, and experience managing operational workflows is required.

Skills

Sanctions screening
Transaction screening
Risk-based investigation
Compliance
Operational management
Alert clearing
Regulatory reporting
Quality assurance
Team leadership
Stakeholder management
Case management
Financial crime compliance
Data analysis
Attention to detail
Written communication

Visa sponsorship

Not detected in the job text

Keywords

Sanctions
Compliance
AML
OFAC
OSFI
Risk management
Operations management
Transaction monitoring
Name screening
Regulatory compliance
Financial crime
Quality control
Queue management
Reporting
Stakeholder engagement
Investigation
Broadridge
Hybrid
Contract

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