Jobs in Canada

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Added 5 mins ago
Canada Tax Technology Group (CTTG) - Manager, AI Adoption & Enablement
EY
Halifax, NS · Edmonton, AB · Ottawa, ON · AB · Calgary, AB
To Qualify for the Role, You Must Have
Added 20 mins ago
LH
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Cornwall, ON
- $42 to $52 CAD / hour
- Part-time
Active license in good standing with your provincial regulatory college.
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Edmonton, AB
The Research, Grant & Academic Initiative Planning Advisor provides specialized financial planning, analysis, budgeting, forecasting, and advisory services in support of externally funded…
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Manager, Advisor Excellence, Business Banking - Toronto
Scotiabank
Toronto, ON
Position: Manager, Advisor Excellence / Business Banking Business Banking / Canadian Banking
Added 34 mins ago
NB
Wealth Associate
National Bank of Canada
Brossard, QC
- Full-time
…Reporting to the regional manager, you will team up with a wealth advisor to offer an exceptional client experience. Collaboration and partnership will be key to your…
Added 34 mins ago
NB
Wealth Associate
National Bank of Canada
Richmond Hill, ON
- Full-time
…Reporting to the regional manager, you will team up with a wealth advisor to offer an exceptional client experience. Collaboration and partnership will be key to your…
Added 34 mins ago
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Superintendent of Schools (Chief Executive Officer & Chief Education Officer)
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Cardston, AB
- Full-time
To meet provincial legislation and regulatory standards, the successful candidate must possess, or be willing to obtain:
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NB
Wealth Associate
National Bank of Canada
Ottawa, ON
- Full-time
…Reporting to the regional manager, you will team up with a wealth advisor to offer an exceptional client experience. Collaboration and partnership will be key to your…
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HR
Fleet Supervisor
Halifax Regional Municipality
Halifax, NS
- Full-time
Must possess a valid driver’s license in good standing · Must possess a valid N.S
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NB
Branch Manager
National Bank of Canada
Kitchener, ON
- Full-time
Promote and foster the advisory approach of the banking advisor model
Added 1 hour ago
ML
HR Advisor
Maple Leaf Foods Inc.
Hamilton, ON · Hannon, Ontario
- $59,000 to $87,000 CAD / year
- Full-time
Maintains in-depth knowledge of legal requirements related to day-to-day management of employees, reducing legal risks and ensuring regulatory compliance
Added 1 hour ago
T&
Director (Lead) - Corporate Occupier
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Toronto, ON
- Full-time
Building and maintaining trusted client relationships, acting as a strategic advisor and consistently delivering exceptional client service and project outcomes.
Added 1 hour ago
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Senior Talent Acquisition Specialist
Amplifon
Mississauga, ON
- Full-time
Talent Market Intelligence: Act as a dedicated advisor to business leaders by leveraging competitor research, market mapping, and compensation trends to guide hiring strategies and…
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D
Senior Advisor, Legal affairs
Desjardins
Montreal, QC · Levis, QC
- Full-time
As a senior legal affairs advisor, you help protect the organization’s legal interests by ensuring it complies with all laws. You also play a key role in making sure that its rights are…
Added 1 hour ago
SW
Manager, CWM Analytics, GWM - Toronto/Ottawa
Scotia Wealth Management
Toronto, ON
- Full-time
Act as a trusted advisor to business leaders across Retail, Wealth, Risk, Finance, and other key functions.
Added 1 hour ago
CT
Anti-Money Laundering Program Manager
Canadian Tire Corporation
Oakville, ON
- Full-time
…operational performance, customer risk, sanctions screening, regulatory reporting, audits, and risk…
Added 2 hours ago
T&
Director (Lead) - Corporate Occupier
Turner & Townsend
Toronto, ON
- Full-time
Building and maintaining trusted client relationships, acting as a strategic advisor and consistently delivering exceptional client service and project outcomes.
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Smart Utilities Senior Consultant
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Mississauga, ON
Develop OT & AMI technology roadmaps aligned with regulatory requirements, utility goals, and customer experience priorities.
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Manager, Advisor Excellence, Business Banking - Toronto
Scotiabank
Toronto, ON
- Full-time
Position: Manager, Advisor Excellence / Business Banking Business Banking / Canadian Banking
Added 2 hours ago
IF
Tax Advisor, Canadian Corporate Tax and Advisory Services
iA Financial Group
Montreal, QC · Quebec, QC
- Full-time
Has at least four years of relevant experience in Canadian corporate taxation; relevant cross-border tax experience is considered an asset;
Added 2 hours ago
R
Associate
RBC
Ottawa, ON
- Full-time
Ad hoc analysis on products and/or accounts as directed by the Advisor Team.
Added 2 hours ago
SL
Business Development Partner
Sun Life
Toronto, ON
- Full-time
Must hold a valid Life Insurance Agent’s license in the province where this role is located · Must hold a valid Mutual Fund license or obtain it within the first 90 days
Added 2 hours ago
SL
Business Development Consultant
Sun Life
Toronto, ON
- Full-time
Source new and experienced candidates with established practices, for the Sun Life advisor role or to join an advisor team, through community contacts and other sources of referrals.
Added 2 hours ago
C
Associate Financial Advisor
CIBC
Kamloops, BC
- Full-time
You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit
Added 2 hours ago
C
Senior Director, Capital Markets Finance
CIBC
Toronto, ON
- Full-time
As Senior Director, Capital Markets Finance, you will report to and act as a senior advisor the Capital Markets CFO, supporting the broader CFO mandate across financial performance,…

CI Financial

Compliance Officer, Registrations

Toronto, ON, Canada

The anticipated base salary range for this position is $50,000 to $71,000. · Full-time

Apply on ci.wd3.myworkdayjobs.com About employer

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Job details

Pay: The anticipated base salary range for this position is $50,000 to $71,000.
Job type: Full-time
Experience: Minimum 2-3 years of experience in securities registration, licensing, compliance, or a related regulatory environment.
Posting language: English
Posted: Oct 29, 2026

Original job description

At CI, we see a great place to work as one that is a safe place for everyone to have a voice, where people are empowered to take ownership over meaningful work, where there is an opportunity to grow through stretching themselves, where they can work on innovative products and projects, and where employees are supported and engaged in doing so.

We are seeking a detail-oriented and collaborative Compliance Officer to join our Registrations team. The Compliance Officer, Registrations is responsible for the administration and oversight of registration and licensing activities for registered individuals and the firm. This role ensures compliance with CIRO, provincial securities commission, and internal regulatory requirements while providing guidance and support to advisors, branch management, and business partners.

The successful candidate will possess strong regulatory knowledge, exceptional attention to detail, and the ability to manage multiple priorities in a fast-paced environment.

WHAT YOU WILL DO:

Process registration, licensing, and termination requests through the National Registration Database (NRD).
Review registration applications to ensure accuracy, completeness, and regulatory compliance.
Monitor registration requirements and licensing renewals across all jurisdictions.
Support Advisor onboarding.
Conduct reviews of advisor disclosures, including outside activities, criminal disclosures, and other regulatory matters.
Liaise with CIRO, provincial securities regulators, and internal stakeholders regarding registration matters.
Maintain accurate registration records and documentation.
Support the preparation and submission of regulatory filings and notices.
Respond to licensing and registration inquiries from advisors, and internal departments.
Identify process improvements and contribute to departmental projects and initiatives.
Monitor regulatory developments and assist with implementing changes to registration-related policies and procedures.

WHAT YOU WILL BRING:

University degree or college diploma
Minimum 2-3 years of experience in securities registration, licensing, compliance, or a related regulatory environment.
Working knowledge of CIRO rules, securities legislation, and the National Registration Database (NRD).
Strong understanding of registration categories and proficiency requirements.
Excellent analytical, organizational, and problem-solving skills.
Strong written and verbal communication skills.
High degree of accuracy and attention to detail.
Proficiency with Microsoft Office applications, particularly Excel, Outlook, and Word.
Ability to manage competing priorities and meet regulatory deadlines.

KEY COMPETENCIES:

Regulatory and compliance knowledge
Critical thinking and sound judgment
Attention to detail
Time management and organization
Relationship-building and collaboration
Accountability and professionalism
Customer service orientation
Continuous improvement mindset

This role follows our in office work model and requires employees to be onsite four days per week to support collaboration and business needs.

This opportunity is for an existing vacancy with the company. The anticipated base salary range for this position is $50,000 to $71,000. Exact salary depends on several factors such as experience, skills, education, and budget. Salary range may vary based on geographic location. In addition to base salary, this position is eligible for participation in a bonus program. In addition, The Company offers a variety of benefits to eligible employees, including health insurance coverage, wellness programs, life and disability insurance, retirement savings plans, paid leave programs, education-related programs, paid holidays and vacation time, and many others. Many of these benefits are subsidized or fully paid for by the company.

CI Financial is an independent company offering global wealth management and asset management advisory services through diverse financial services firms. Since 1965, we have consistently anticipated and responded to the changing needs of investors. We are driven by a commitment to provide individuals and institutions with the highest-quality investments and advice. Our commitment to the highest levels of performance means that whatever their position, CI employees must be comfortable in a fast-paced environment that will stretch them to tap into their highest potential. Employees with a healthy dose of ambition, a desire to commit to a curious mindset for continuous learning, and a willingness to go the extra mile thrive at CI.

A Supportive Environment for Success

We offer an in-office environment, competitive benefits, and a supportive workplace to help our employees thrive both personally and professionally.

WHAT WE OFFER

Modern HQ location within walking distance from Union Station
Training Reimbursement
Paid Professional Designations
Employee Savings Plan (ESP)
Corporate Discount Program
Enhanced group benefits
Parental Leave Top–up program
Paid time off for Volunteering

We are focused on building a diverse and inclusive workforce. If you are excited about this role and are not confident you meet all the qualification requirements, we encourage you to apply to investigate the opportunity further.

Please submit your resume in confidence by clicking “Apply”. Only qualified candidates selected for an interview will be contacted. CI Financial Corp. and all of our affiliates (“CI”) are committed to fair and accessible employment practices and provide reasonable accommodations for persons with disabilities. If you require accommodations in order to apply for any job opportunities, require this posting in an additional format, or require accommodation at any stage of the recruitment process please contact us at accessible.recruitment@ci.com, or call 416-364-1145 ext. 4747.

Apply on ci.wd3.myworkdayjobs.com About employer

More about this job

Responsibilities

The Compliance Officer is responsible for the administration and oversight of registration and licensing activities for individuals and the firm. This includes processing NRD filings, monitoring regulatory requirements, and liaising with regulators and internal stakeholders.

Requirements

Candidates must possess a university degree or college diploma and at least 2-3 years of experience in securities registration or compliance. Proficiency in CIRO rules, securities legislation, and the National Registration Database is required.

Skills

Securities registration
Licensing
Compliance
Regulatory knowledge
Analytical skills
Organizational skills
Problem-solving
Written communication
Verbal communication
Attention to detail
Microsoft Office
Excel
Outlook
Word
Time management

Benefits

Health insurance
Wellness programs
Life insurance
Disability insurance
Retirement savings plans
Paid leave programs
Education-related programs
Paid holidays
Vacation time
Training reimbursement
Professional designations
Employee savings plan
Corporate discount program
Enhanced group benefits
Parental leave top-up program
Paid time off for volunteering

Visa sponsorship

Not detected in the job text

Keywords

Compliance
Registrations
Licensing
CIRO
Securities legislation
NRD
Advisor onboarding
Regulatory filings
Outside activities
Criminal disclosures
Wealth management
Asset management
Financial services
Risk management
Policy implementation
Process improvement
Reporting
Documentation
Stakeholder management

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Work requirements

Jobs in Canada