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Added 2 mins ago
OC
Wealth Associate
Options Consulting Solutions
Toronto, ON
- $85,000 to $100,000 CAD / year
- Full-time
We're partnering with an established organization in the private wealth management space to find a Wealth Associate / Senior Wealth Associate to join their growing team. This opportunity is…
Added 2 mins ago
NB
Associate
National Bank of Canada
Quebec, QC
- Full-time
A career as an Associate in the Wealth Management team at National Bank, will give you the opportunity to show your ability to work in synergy with clients and colleagues. In this role, you…
Added 2 mins ago
NB
Associate
National Bank of Canada
Rivière-du-Loup, QC
- Full-time
A career as an Associate in the Wealth Management team at National Bank, will give you the opportunity to show your ability to work in synergy with clients and colleagues. In this role, you…
Added 3 mins ago
IB
Tenured Faculty Position in Sustainability (Abell Hodgson Chair in Regenerative Agriculture)
Ivey Business School at Western University
London, ON
- Full-time
…food and agriculture. This can include, but is not limited to, accounting, analytics, finance, management, operations, strategy and sustainability, as well as others with an emphasis on…
Added 3 mins ago
C
Dividend Quality Reviewer
Computershare
Richmond Hill, ON
- Full-time
Associate degree, diploma, or equivalent education from a college, university, or technical school, combined with relevant work experience; or an equivalent combination of education,…
Added 3 mins ago
C
Associate Trust Officer - 12 Month Full-Time Contract
Computershare
Calgary, AB
- Full-time
This Associate Corporate Trust Officer is a 12-month temporary role will assist the Corporate Trust Officer with the set-up, administration and client service relationship of Corporate…
Added 3 mins ago
Associate Broker
Navacord
Calgary, AB
The Associate Broker works to support all members of the Technical Risk Solutions Department with all facets of the Broker’s responsibility to review risks, execute strategic market…
Added 3 mins ago
B
Associate, Portfolio Analytics
BMO
Toronto, ON · YNG
- Full-time
This Associate, Portfolio Analytics will support the CIO Office in BMO Life Assurance (BMOLA) by delivering high‑quality quantitative analytics across portfolios, liabilities, and…
Added 17 mins ago
IB
Probationary (Tenure-Track) or Tenured Faculty Position in Sustainability
Ivey Business School at Western University
London, ON
- Full-time
Ivey Business School invites applications for a faculty position in sustainability at the rank of Assistant or Associate Professor on a probationary tenure track appointment, or at the rank…
Added 18 mins ago
Financial Service Representative
Money Mart
Sault Ste. Marie, ON
Added 18 mins ago
Financial Service Representative
Money Mart
Kamloops, BC
Added 18 mins ago
Financial Service Representative
Money Mart
Toronto, ON
Added 33 mins ago
E
Associate, Intelligence (Power & Energy) - 26-209D
Enverus
Calgary, AB
- Full-time
Added 33 mins ago
SD
Front Store Manager, Salaried Part Time Day
Shoppers Drug Mart
Vancouver, BC
- Part-time
Acting as consultants, supporting internal customers and the Associate-Owners, you will get experience unique to the retail industry while working for an award-winning national brand.…
Added 33 mins ago
W
(CAN) Associé, équipe des activités de protection des biens
Walmart
Longueuil, QC
- Part-time
An Asset Protection Operations Team Associate maintains store financial integrity and accuracy, pricing integrity, inventory control and profitability. This associate coordinates and…
Added 47 mins ago
RB
Relationship Manager, Business Markets
Royal Bank of Canada
Toronto, ON
- Full-time
Completion of the Associate Account Manager training program, or have previous experience as a small business owner, or in similar field
Added 1 hour ago
PQ
Family Office Associate
Prime Quadrant
Toronto, ON
- $60,000 to $75,000 CAD / year
- Full-time
…to join our Family Office Solutions team as a Family Office Associate. In this role, you will play a key part in supporting families with client service, reporting, administration, and…
Added 1 hour ago
A
Receptionist
Altis
Toronto, ON
- $70,000 to $75,000 CAD / year
- Full-time
…polished and highly professional Receptionist & Office Services Associate to join their team in downtown…
Added 1 hour ago
DC
Associate / Vice President, M&A Investment Banking
DNA Capital
Montreal, QC
- Full-time
We are growing our team and looking for an Associate or Vice President to join our M&A practice. You will play a central role in executing transactions end to end, from pitch through close,…
Added 1 hour ago
RU
Learning Architect Sr. Associate (Instructional Designer)
RSM US LLP
Calgary, AB · AB · Red Deer, AB · Vancouver, BC · Toronto, ON
- Full-time
The Learning Architect Senior Associate designs and develops learning experiences with increasing independence, translating business and learner needs into practical, high-quality…
Added 1 hour ago
Accounts Receivable Associate
Imperial Brady
Mississauga, ON
…performs a variety of routine and some non-routine clerical/accounting functions in accordance with standard procedures in one or more of the following areas: accounts receivable or related…
Added 1 hour ago
Associate
Richardson Wealth Ltd
Calgary, AB
We are seeking an individual to join our team in the Calgary office. As an Associate the incumbent will contribute to growing the business by supporting to the Investment Advisor(s),…
Added 1 hour ago
R
Associate
RBC
Toronto, ON
- Full-time
Added 1 hour ago
UO
Bachelor of Sustainability and EESC Graduate Programs Assistant
University of British Columbia
Kelowna, BC · UBCO | Charles E. Fipke Centre for Innovative Research (FIP)
- $4,981 to $5,713 CAD / month
- Full-time
The Dean of the Faculty is the primary administrator. The Dean's Office includes several Associate Deans and various staff members. The Irving K. Barber Faculty of Science (FoS) is divided…
Added 1 hour ago
T
PIA Client Service Associate
TD
St. John's, NL
- Full-time
…so, then get onboard for the position of PIA Client Service Associate. In this role, you will provide dedicated specialized administrative support to an Investment Advisor or team of…

CIBC

Associate, Oversight - Global Asset Management

Montreal, QC, Canada

Full-time

Apply About employer

Applications open in a new tab.

Job details

Job type: Full-time
Apply by: Nov 20, 2026
Experience: You bring demonstrated experience of 5+ years in asset management compliance reviews, operational risk, or related experience.
Posting language: English
Posted: Nov 6, 2026

Original job description

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.

At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

To learn more about CIBC, please visit CIBC.com

What you'll be doing
CIBC Global Asset Management’s Chief Operating Office supports the business through strong oversight, proactive risk management, and a well-controlled operating environment. As an Associate, Oversight, you’ll work closely with the Senior Associate, Oversight and business partners across Global Asset Management to support key oversight activities and help strengthen governance practices. You’ll assist with Change Initiative Risk Assessments (CIRA), Business Managed Technology requirements, Bloomberg access and index data permissions, and trade error reviews to help identify themes, monitor remediation actions, and reduce the risk of recurrence. You’ll also help assess risk exposures and control gaps, support updates to operational procedures in response to policy changes and identified deficiencies and contribute to training and remediation activities that strengthen control awareness across the business.

In addition, you’ll support teams in preparing for internal audits, regulatory examinations, and control testing, while applying your knowledge of financial markets, asset classes, and applicable regulatory requirements to day-to-day oversight activities. In this role, you’ll build strong relationships across Global Asset Management and contribute to continuous improvement initiatives that enhance processes, streamline ways of working, and reduce operational risk.

At CIBC we enable the work environment most optimal for you to thrive in your role. To successfully perform the work, you'll be on-site full-time.

How you'll succeed

Audit and control readiness - Assist Global Asset Management teams in preparing for internal audits, regulatory examinations, and control testing by organizing information, supporting responses, and helping address follow-up items.
Analytical - Proactively identify risk exposures and control gaps. Analyze and synthesize risk exposures, operational losses, root causes and control gaps. Proactively assess and recommend self-assessed deficiencies. Propose recommendations to mitigate risk exposures and control gaps.
Regulatory and market knowledge - Apply your knowledge of different financial markets, asset classes, National Instrument 81-102, National Instrument 31-103, National Instrument 81-107, relevant Ontario Securities Commission (OSC) Staff Notices, U.S. Securities and Exchange Commission (SEC) requirements, and Know Your Client (KYC) and Anti-Money Laundering / Anti-Terrorist Financing (AML / ATF) requirements to support oversight activities and strengthen risk and control practices.
Business managed technology support - Assist with Business Managed Technology requirements, including maintaining accurate inventories, reviewing documentation, and supporting the business in meeting governance expectations.
Trade error review and remediation - Review trade error reporting for completeness, monitor remediation plans, and maintain themes and trends to help identify root causes and opportunities to strengthen controls.
Bloomberg administration - Support the maintenance of Bloomberg access and index data permissions to help ensure appropriate user access and effective operational controls.
Deficiency remediation and assist in operational procedure updates –Provide guidance and support GAM teams in the update of operational procedures following updates due to policy changes, identified deficiencies, and help track remediation activity to support timely and effective resolution.
Training and remediation support - Support the delivery of training sessions for Global Asset Management employees as new policy requirements are introduced and when training is needed as part of remediation efforts to address identified deficiencies and strengthen control awareness.
Continuous improvement support - Contribute to ad hoc projects that help Global Asset Management enhance processes and improve ways of working, with a focus on streamlining activities and reducing the risk of errors.

Who you are

You can demonstrate experience in operational risk oversight, asset management compliance reviews, control testing, or related governance activities. It’s an asset if you have experience supporting audits, deficiency remediation, or Business Managed Technology requirements.
You have a degree/diploma in Finance, Business, Accounting, or a related field. You bring demonstrated experience of 5+ years in asset management compliance reviews, operational risk, or related experience.
You're digitally savvy. You seek out innovative solutions and embrace evolving technologies. You can easily adapt to new tools and trends. You have experience in Microsoft Excel, Microsoft Word, and Monday.com. It’s an asset if you have experience using these tools to manage inventories, reporting, workflow tracking, and documentation.
You know that details matter. You notice things that others don't. Your critical thinking skills help to inform your decision making.
You're motivated by collective success. You know that teamwork can transform a good idea into a great one. You know that an inclusive team that enjoys working together can bring a vision to life.
You live your values. You bring high standards, genuine care to your relationships, and want to grow with an employer that shares your values and brings out your best.

What CIBC Offers

At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.

We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.
Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.
We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.

*Subject to plan and program terms and conditions

What you need to know

CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact Mailbox.careers-carrieres@cibc.com
CIBC is committed to clarity in our hiring process. All roles posted are opportunities we’re actively recruiting for, unless stated otherwise.
You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.
We may ask you to complete an attribute-based assessment and other skills test (such as simulation, coding, French proficiency).
We use artificial intelligence tools during the recruitment process. Our goal for the application process is to get to know more about you, all that you have to offer, and give you the opportunity to learn more about us.

Job Location

Non-Trader-1000 Gauchetière O

Employment Type

Regular

Weekly Hours

37.5

Skills

Business Controlling, Client Service, Compliance Monitoring, Group Problem Solving, Project Management, Regulatory Requirements, Risk Management Assessment, Work Collaboratively

Apply About employer

More about this job

Responsibilities

You will support Global Asset Management through oversight activities, proactive risk management, and the maintenance of a well-controlled operating environment. This includes assisting with risk assessments, trade error reviews, and preparing for internal audits and regulatory examinations.

Requirements

The role requires a degree in Finance, Business, or Accounting and at least 5 years of experience in asset management compliance or operational risk. Candidates must possess strong analytical skills and knowledge of relevant financial regulations such as NI 81-102 and SEC requirements.

Skills

Operational risk oversight
Asset management compliance
Control testing
Governance
Audit support
Regulatory examinations
Financial markets
Risk assessment
Business managed technology
Trade error review
Bloomberg administration
Data analysis
Microsoft Excel
Microsoft Word
Monday.com
Critical thinking

Benefits

Competitive salary
Incentive pay
Banking benefits
Benefits program
Defined benefit pension plan
Employee share purchase plan
Vacation offering
Wellbeing support
MomentMakers recognition program
Purpose Day

Visa sponsorship

Not detected in the job text

Keywords

Asset Management
Operational Risk
Compliance
Governance
Audit
Regulatory Requirements
NI 81-102
NI 31-103
NI 81-107
OSC
SEC
KYC
AML
ATF
Bloomberg
Microsoft Excel
Microsoft Word
Monday.com
Risk Assessment
Control Testing
Financial Markets
Business Managed Technology
Trade Error Reporting
Data Permissions
Deficiency Remediation
Continuous Improvement
Governance Practices
Operational Procedures
Financial Analysis
Reporting

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