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Manager, Operational Risk, GWAM
Jobbe
Full-time
Global Wealth & Asset Management (GWAM) is the global asset management arm of Manulife and provides fee-based wealth solutions to retail, retirement and institutional customers around the…
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Branch Manager I - Woodstock Branch
TD
Full-time
Completion of Branch Compliance Officer (BCO) and IFIC or CSC Course
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Branch Manager Trainee - Sherbrooke, Estrie
TD
Full-time
Completion of Branch Compliance Officer (BCO) and IFIC or CSC Course
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Community General Manager, Imperial Service
CIBC
Full-time
…It’s an asset if you’ve completed any of the following: Branch Compliance Officer’s Course (BCO), Branch Managers Examination Course (BME), Conducts & Practices Handbook (CPH) Wealth…
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Trust Associate, Scotiatrust - Montreal/Quebec City
Scotiabank
As a Trust Associate in a Scotia Wealth Management Office, you provide proactive administrative and client service support to a Trust Officer and their account portfolio of varying size and…
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Banking Centre Leader I
CIBC
Full-time
…It’s an asset if you’ve completed any of the following: Branch Compliance Officer’s Course (BCO), Branch Managers Examination Course (BME), Conducts & Practices Handbook (CPH) Wealth…
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Banking Centre Leader I
CIBC
Full-time
…It’s an asset if you’ve completed any of the following: Branch Compliance Officer’s Course (BCO), Branch Managers Examination Course (BME), Conducts & Practices Handbook (CPH) Wealth…
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Service Officer, Lending Services
Scotiabank
…meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk…
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Senior Audit Manager, GBM Compliance Audit
Scotiabank
…understanding of derivatives products and markets, capital markets compliance obligations, and the regulatory requirements applicable to swap dealers, including but not limited to…
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Manager, Business Compliance
BMO
Full-time
This role provides regulatory compliance advice and direction to the Wealth businesses supported. Specifically, this role interprets regulations, provides advice on the application of…
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Manager, Business Compliance
BMO
Full-time
This role provides regulatory compliance advice and direction to the Wealth businesses supported. Specifically, this role interprets regulations, provides advice on the application of…
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Manager, Operational Risk, GWAM
Manulife
Full-time
Global Wealth & Asset Management (GWAM) is the global asset management arm of Manulife and provides fee-based wealth solutions to retail, retirement and institutional customers around the…
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Senior Manager, Client Services
Scotiabank
…strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures. He/she is responsible for a unit that oversees the…
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Banking Centre Leader- Secondment
CIBC
Full-time
…It’s an asset if you’ve completed any of the following: Branch Compliance Officer’s Course (BCO), Branch Managers Examination Course (BME), Conducts & Practices Handbook (CPH) Wealth…
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Banking Officer, Mutual Fund Service Desk
BMO
Full-time
…and regional teams to identify and make referrals. Ensures compliance and operational…
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Compliance Analyst
Harbourfront Wealth Management
$90,000 to $110,000 CAD / year
Full-time
We are seeking a Compliance Analyst for our investment fund manager, Willoughby Asset Management Inc., to join the Burlington, Ontario location on a hybrid working model. The successful…
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Audit Manager, Compliance and Legal
Scotiabank
Global Compliance & Legal audit portfolio includes: Global Compliance (2nd line), Legal Department, Corporate Secretary/Governance, and Corporate Security. The role will also support the…
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Audit Manager, Compliance and Legal
Scotiabank
Full-time
Global Compliance & Legal audit portfolio includes: Global Compliance (2nd line), Legal Department, Corporate Secretary/Governance, and Corporate Security. The role will also support the…
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Operations Officer I
Robertson & Company Ltd.
Contract
…most major verticals, including institutional & corporate, wealth management, private clients, commercial banking, treasury, and retail…
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Registrations Specialist
Canaccord Genuity Group Inc.
Full-time
…Manager, Registrations or VP, Centralized Services and Chief Compliance Officer(s) (“CCO”), as…
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Senior Trust Officer
Raymond James
Full-time
…services to Canadians seeking customized solutions to their wealth management needs. ST provides personal estate, trust, and agency services to clients of RJL, its correspondent services…
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Mortgage Fulfillment Officer
Scotiabank
As a Mortgage Fulfillment Officer (MFO), you’ll manage assigned mortgage applications from acceptance to funding, ensuring accuracy, compliance, and timely completion. In 2024, our team…