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  • Manager, Operational Risk, GWAM

    Jobbe

    Halifax, NS

    Full-time

    Global Wealth & Asset Management (GWAM) is the global asset management arm of Manulife and provides fee-based wealth solutions to retail, retirement and institutional customers around the…

  • Trading Enablement Specialist

    BMO

    Toronto, ON · FCP

    Full-time

    Completed Branch Compliance Officer Course (BCO).

  • Branch Manager II

    TD

    Picton, ON

    Full-time

    Completion of Branch Compliance Officer (BCO) and IFIC or CSC Course

  • Branch Manager I - Woodstock Branch

    TD

    Woodstock, NB

    Full-time

    Completion of Branch Compliance Officer (BCO) and IFIC or CSC Course

  • Branch Manager Trainee - Sherbrooke, Estrie

    TD

    Sherbrooke, QC

    Full-time

    Completion of Branch Compliance Officer (BCO) and IFIC or CSC Course

  • Community General Manager, Imperial Service

    CIBC

    Mississauga, ON

    Full-time

    …It’s an asset if you’ve completed any of the following: Branch Compliance Officer’s Course (BCO), Branch Managers Examination Course (BME), Conducts & Practices Handbook (CPH) Wealth…

  • Trust Associate, Scotiatrust - Montreal/Quebec City

    Scotiabank

    Montreal, QC

    As a Trust Associate in a Scotia Wealth Management Office, you provide proactive administrative and client service support to a Trust Officer and their account portfolio of varying size and…

  • Banking Centre Leader I

    CIBC

    Victoria, BC

    Full-time

    …It’s an asset if you’ve completed any of the following: Branch Compliance Officer’s Course (BCO), Branch Managers Examination Course (BME), Conducts & Practices Handbook (CPH) Wealth…

  • Banking Centre Leader I

    CIBC

    Victoria, BC

    Full-time

    …It’s an asset if you’ve completed any of the following: Branch Compliance Officer’s Course (BCO), Branch Managers Examination Course (BME), Conducts & Practices Handbook (CPH) Wealth…

  • Branch Manager III

    TD

    Regina, SK

    Full-time

    Completion of Branch Compliance Officer (BCO) and IFIC or CSC Course

  • Service Officer, Lending Services

    Scotiabank

    ON · Mississauga, ON

    …meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk…

  • Senior Audit Manager, GBM Compliance Audit

    Scotiabank

    Toronto, ON

    …understanding of derivatives products and markets, capital markets compliance obligations, and the regulatory requirements applicable to swap dealers, including but not limited to…

  • Manager, Business Compliance

    BMO

    Toronto, ON · FCP

    Full-time

    This role provides regulatory compliance advice and direction to the Wealth businesses supported. Specifically, this role interprets regulations, provides advice on the application of…

  • Manager, Business Compliance

    BMO

    Toronto, ON · FCP

    Full-time

    This role provides regulatory compliance advice and direction to the Wealth businesses supported. Specifically, this role interprets regulations, provides advice on the application of…

  • Manager, Operational Risk, GWAM

    Manulife

    Toronto, ON · Waterloo, ON · Montreal, QC · Halifax, NS

    Full-time

    Global Wealth & Asset Management (GWAM) is the global asset management arm of Manulife and provides fee-based wealth solutions to retail, retirement and institutional customers around the…

  • Senior Manager, Client Services

    Scotiabank

    ON · Mississauga, ON

    …strategies, plans and initiatives are executed / delivered in compliance with governing regulations, internal policies and procedures. He/she is responsible for a unit that oversees the…

  • Banking Centre Leader- Secondment

    CIBC

    Pincher Creek, AB

    Full-time

    …It’s an asset if you’ve completed any of the following: Branch Compliance Officer’s Course (BCO), Branch Managers Examination Course (BME), Conducts & Practices Handbook (CPH) Wealth…

  • Banking Officer, Mutual Fund Service Desk

    BMO

    Calgary, AB · CALG

    Full-time

    …and regional teams to identify and make referrals. Ensures compliance and operational…

  • Compliance Analyst

    Harbourfront Wealth Management

    Burlington, ON

    $90,000 to $110,000 CAD / year

    Full-time

    We are seeking a Compliance Analyst for our investment fund manager, Willoughby Asset Management Inc., to join the Burlington, Ontario location on a hybrid working model. The successful…

  • Audit Manager, Compliance and Legal

    Scotiabank

    Toronto, ON

    Global Compliance & Legal audit portfolio includes: Global Compliance (2nd line), Legal Department, Corporate Secretary/Governance, and Corporate Security. The role will also support the…

  • Audit Manager, Compliance and Legal

    Scotiabank

    Toronto, ON

    Full-time

    Global Compliance & Legal audit portfolio includes: Global Compliance (2nd line), Legal Department, Corporate Secretary/Governance, and Corporate Security. The role will also support the…

  • Operations Officer I

    Robertson & Company Ltd.

    Markham, ON

    Contract

    …most major verticals, including institutional & corporate, wealth management, private clients, commercial banking, treasury, and retail…

  • Registrations Specialist

    Canaccord Genuity Group Inc.

    Vancouver, BC · Toronto, ON · Montreal, QC

    Full-time

    …Manager, Registrations or VP, Centralized Services and Chief Compliance Officer(s) (“CCO”), as…

  • Senior Trust Officer

    Raymond James

    Vancouver, BC

    Full-time

    …services to Canadians seeking customized solutions to their wealth management needs. ST provides personal estate, trust, and agency services to clients of RJL, its correspondent services…

  • Mortgage Fulfillment Officer

    Scotiabank

    Toronto, ON

    As a Mortgage Fulfillment Officer (MFO), you’ll manage assigned mortgage applications from acceptance to funding, ensuring accuracy, compliance, and timely completion. In 2024, our team…