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Added 5 hours ago
KM
Analyste d'affaires (Maritimes)
Konica Minolta Business Solutions Canada
Moncton, NB
- Contract
The Business Analyst is relied on by Management to develop and roll out internal and customer facing reports and dashboards. In addition, the BA is responsible for analyzing, interpreting,…
Added 8 hours ago
KD
Programme LEAP hiver 2027, Stagiaire – Analyste, Chaîne d’approvisionnement | Winter 2027 LEAP Intern – Supply Chain Analyst
Keurig Dr Pepper
Montreal, QC
- Full-time
The Supply Chain Analyst Intern will work cross-functionally across Planning, Logistics, and External Supplier teams to support the implementation of process automation initiatives. The…
Added 8 hours ago
KD
Programme LEAP hiver 2027, Stagiaire – Analyste, Chaîne d’approvisionnement | Winter 2027 LEAP Intern – Supply Chain Analyst
Keurig Dr Pepper Canada
Montreal, QC
- Full-time
The Supply Chain Analyst Intern will work cross-functionally across Planning, Logistics, and External Supplier teams to support the implementation of process automation initiatives. The…
Added 9 hours ago
SM
RQ00762 – Systems Analyst – Senior
S M Software Solutions Inc
Toronto, ON
- Internship
We are seeking a Senior Systems Analyst with 5–8 years of experience in systems analysis, functional consulting, or a similar IT-focused role. The ideal candidate will have hands-on…
Added 9 hours ago
SM
RQ00762 – Systems Analyst – Senior
S M Software Solutions Inc
Toronto, ON
- Internship
We are seeking a Senior Systems Analyst with 5–8 years of experience in systems analysis, functional consulting, or a similar IT-focused role. The ideal candidate will have hands-on…
Added 9 hours ago
SM
RQ00762 – Systems Analyst – Senior
S M Software Solutions Inc
Toronto, ON
- Internship
We are seeking a Senior Systems Analyst with 5–8 years of experience in systems analysis, functional consulting, or a similar IT-focused role. The ideal candidate will have hands-on…
Added 12 hours ago
BE
Senior Business Analyst
BC Energy Regulator
Victoria, BC
- Full-time
The Analyst leads the evaluation and interpretation of the BCER’s strategic business needs, translating them into actionable system requirements and process enhancements. This includes:
Added 13 hours ago
AE
Senior Analyst - Customer Marketing
American Express
Toronto, ON
- Full-time
Turn data into action. Measure campaign and channel performance, uncover insights, and translate what you learn into clear recommendations and next steps.
Added 14 hours ago
Research and Policy Analyst
Government of Alberta
AB
The Policy and Strategy Unit develops and advances policies, strategies, and initiatives that support Alberta’s entrepreneurs, small and medium-sized businesses, and regional economic…
Added 14 hours ago
SL
Regulatory Analyst
Saskatchewan Liquor & Gaming Authority (SLGA)
Regina, SK
- $91,140 to $118,168 CAD / year
- Temporary
The Regulatory Analyst is responsible for providing advice, options and recommendations on regulatory, legislative, policy, and operational aspects of SLGA’s charitable gaming regulatory…
Added 15 hours ago
TM
Program Analyst, PGME - Family Medicine
Toronto Metropolitan University
Toronto, ON
- Temporary
We are seeking a Program Analyst to support the Family Medicine residency and Enhanced Skills programs. The Program Analyst will provide advanced program, governance, project, and…
Added 17 hours ago
D
Senior Wind Energy Analyst
DNV
Toronto, ON
- Full-time
DNV Energy Systems' Renewables and Power Advisory Group is seeking a Senior Wind Energy Assessment Analyst to join our Wind Energy Assessment team.
Added 18 hours ago
RG
Business Analyst & Programs – Student Opportunity
Rainbow Greenhouses Inc.
Chilliwack, BC
- Full-time
The Business Analyst & Programs role is a Sales department student opportunity focused on driving measurable business value through a dedicated optimization project. Working closely with…
Added 18 hours ago
Contract Services Analyst
Government of Alberta
AB
The Contract Services Analyst serve as the primary gatekeepers of approximately $1 billion worth of payments on contracts related to Ministry's capital development program. This program…
Added 18 hours ago
DC
Contract Analyst
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Calgary, AB
- Contract
Translates program needs into appropriate solicitation documents, requirements documents, evaluation plans, and other procurement tools.
Added 18 hours ago
PB
Strategic Finance Manager
Pacific Blue Cross
Burnaby, BC
- $98,000 to $140,000 CAD / year
- Full-time
You will be responsible for building and maintaining sophisticated multi-year financial models that translate project assumptions into meaningful financial outcomes. From forecasting and…
Added 19 hours ago
C
Consultant, Compliance
CIBC
Toronto, ON
- Full-time
Compliance & Global Regulatory Affairs (Compliance & GRA) helps our bank develop and execute a strong, proactive regulatory compliance and regulatory affairs strategy while effectively…
Added 19 hours ago
L
Compensation Analyst
Ledcor
Vancouver, BC
- Full-time
Ledcor is hiring a Compensation Analyst to play a central role in the execution and administration of our compensation programs across a complex, multi-jurisdictional organization.…
Added 19 hours ago
UH
Financial Analyst II
University Health Network
Toronto, ON
- Full-time
The Cancer Clinical Research Unit has a mandate to lead and promote clinical research within the PMH Cancer Program through standardization of processes and encouraging a culture of…
Added 19 hours ago
Decision Support Analyst II (Hybrid)
Health Sciences North
Sudbury, ON
Help drive decision making through data extraction, advanced analytics and reporting of key metrics to hospital staff and senior leaders. Work with programs and services across the hospital…
Added 20 hours ago
Business Analyst
Government of Alberta
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…ministry programs through the planning, development, delivery and operations of user-centered common platform services. The branch builds and develops common platforms and data services…
Added 21 hours ago
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Senior Financial Analyst, Store Design & Renewal
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Toronto, ON · Retail City
- $82,000 to $95,000 CAD / year
- Full-time
The Senior Financial Analyst, Store Design & Renewal is a highly visible finance partner supporting investment and financial decision-making across Canadian Tire's Store Design & Renewal…
Added 22 hours ago
CA
Sales Systems Analyst
Cooke Aquaculture Inc.
Blacks Harbour, NB
- Full-time
The Sales Systems Analyst is responsible for supporting and enhancing the technology, systems, and processes used by the Sales Operations and Commercial teams. This role works closely with…
Added 1 day ago
FC
FLIGHT CENTRE - APPLICATION SUPPORT ANALYST - TORONTO, ON
Flight Centre Travel Group Canada
ON · Ontario, Canada
- Full-time
Categories: Digital and Technology, Data and Business Intelligence
Added 1 day ago
FC
FLIGHT CENTRE - APPLICATION SUPPORT ANALYST - VANCOUVER, BC
Flight Centre Travel Group Canada
BC · British Columbia, Canada
- Full-time
Categories: Digital and Technology, Data and Business Intelligence

CIBC

Consultant, Compliance

Toronto, ON, Canada

Full-time

Apply About employer

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Job details

Job type: Full-time
Apply by: Nov 5, 2026
Posting language: English
Posted: Oct 21, 2026

Original job description

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our clients.

At CIBC, we embrace your strengths and your ambitions, so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.

To learn more about CIBC, please visit CIBC.com

What you'll be doing

Compliance & Global Regulatory Affairs (Compliance & GRA) helps our bank develop and execute a strong, proactive regulatory compliance and regulatory affairs strategy while effectively managing regulatory risk. Within Compliance & GRA, the Compliance and EAML Examinations Program (CEEP) is a centre of excellence made up of multi-skilled examination teams, including the Wealth Compliance Examinations team. This team provides independent oversight of compliance with the laws and regulations that apply to CIBC's Investment Fund Manager, Portfolio Manager, Investment Dealer, and Mutual Fund Dealer businesses, while also monitoring, advising on, and reporting adherence to regulatory and business requirements, CIBC policies, best practices, and standards of business ethics and conduct. As a Regulatory Compliance Examiner, you'll report to the Director, Regulatory Compliance Testing and execute complex examinations across CIBC Asset Management and Canadian Investment Regulatory Organization (CIRO) Investment Dealer and Mutual Fund Dealer activities. You'll conduct testing to assess the design adequacy and operating effectiveness of processes and controls that mitigate regulatory and operational risk. You'll also support the evaluation of remediation plans developed by the lines of business to address identified deficiencies and contribute to continuous improvement across the examination program.

At CIBC we enable the work environment most optimal for you to thrive in your role. You'll have the flexibility to manage your work activities within a hybrid work arrangement where you'll spend 1-3 days per week on-site, while other days will be remote.

How you'll succeed

Perform examinations - Execute high-quality, thorough, and timely Wealth Compliance examinations. Apply your knowledge of CIBC Asset Management Inc. (CAMI), including its Investment Fund Manager and Portfolio Manager activities, as well as CIBC's Investment Dealer and Mutual Fund Dealer businesses, to assess the effectiveness of processes and controls and identify opportunities for improvement.
Support remediation and validation - Provide support in the remediation and validation of Wealth-related deficiencies identified through the CEEP program. Review action plans and help assess whether issues have been effectively addressed.
Provide regulatory oversight - Stay current on changes across the wealth management regulatory landscape, including developments related to Canadian Securities Administrators (CSA) national instruments and CIRO rules and regulations. Use this knowledge to support the team and lines of business with guidance on regulatory requirements, best practices, and internal policies and procedures.
Communicate with impact - Clearly communicate examination observations and compliance findings with internal partners, including subject matter experts across Compliance, Governance and Controls, Legal, Risk Management, Portfolio Management, Trading, Product Development, Marketing, Regulatory Reporting, and Operations.
Build strong partnerships - Develop and maintain positive working relationships with lines of business and key partners across Wealth Governance, Legal, Risk, and Compliance. Support these partners in strengthening a regulatory compliance culture through practical, effective, and efficient processes and controls.
Contribute to team leadership - Share knowledge with the Examinations team and support changes that strengthen the Compliance Examinations Program. Help create an environment where different perspectives are welcomed and collaboration can thrive.

Who you are

You have relevant education. You have completed an undergraduate degree in a related field and may be working toward a professional designation such as Chartered Financial Analyst (CFA), Financial Risk Manager (FRM), or Certified Internal Auditor (CIA). You bring academic knowledge of wealth management and are motivated to apply it through a regulatory compliance lens.
You have relevant experience. You bring experience in wealth compliance, compliance testing, examination, audit, or a related oversight function.
You have industry knowledge. You have completed the Canadian Securities Course and the Conduct and Practices Handbook Course through the Canadian Securities Institute.
You can demonstrate experience in analyzing and interpreting regulations, policies, and procedures. It's an asset if you have experience identifying issues, applying strategic thinking, and recommending practical, value-added solutions.
You embrace and advocate for change. You continuously evolve your thinking and the way you work in order to deliver your best.
Your influence makes a difference. You know that relationships and networks are essential to success. You inspire outcomes by sharing your expertise.
You give meaning to data. You enjoy investigating complex problems and making sense of information. You communicate detailed information in a meaningful way.
You live your values. You bring high standards, genuine care to your relationships, and want to grow with an employer that shares your values and brings out your best.

What CIBC Offers

At CIBC, your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career, rather than just a paycheck.

We work to recognize you in meaningful, personalized ways including a competitive salary, incentive pay, banking benefits, a benefits program*, defined benefit pension plan*, an employee share purchase plan, a vacation offering, wellbeing support, and MomentMakers, our social, points-based recognition program.
Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.
We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.

*Subject to plan and program terms and conditions

What you need to know

CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation, please contact Mailbox.careers-carrieres@cibc.com
CIBC is committed to clarity in our hiring process. All roles posted are opportunities we’re actively recruiting for, unless stated otherwise.
You need to be legally eligible to work at the location(s) specified above and, where applicable, must have a valid work or study permit.
We may ask you to complete an attribute-based assessment and other skills test (such as simulation, coding, French proficiency).
We use artificial intelligence tools during the recruitment process. Our goal for the application process is to get to know more about you, all that you have to offer, and give you the opportunity to learn more about us.

Job Location

Toronto-81 Bay, 31st Floor

Employment Type

Regular

Weekly Hours

37.5

Skills

Compliance Reporting, Compliance Testing, Decision Making, Regulatory Compliance, Risk Assessments, Strategic Advice

Apply About employer

More about this job

Responsibilities

Conduct complex compliance examinations of CIBC Asset Management and investment dealer and mutual fund dealer activities, assessing the design and effectiveness of controls and identifying regulatory or operational risks. Support remediation validation, monitor regulatory developments, communicate findings, and partner with business and control teams to strengthen compliance practices.

Requirements

An undergraduate degree in a related field and experience in wealth compliance, compliance testing, examination, audit, or a related oversight function are sought; candidates may be pursuing a CFA, FRM, or CIA designation. The role also calls for completion of the Canadian Securities Course and Conduct and Practices Handbook Course, plus the ability to interpret regulations, policies, and procedures.

Skills

Compliance Testing
Regulatory Compliance
Compliance Reporting
Risk Assessment
Regulatory Analysis
Examination and Audit
Remediation Validation
Decision-Making
Strategic Advice
Issue Identification
Stakeholder Communication
Relationship Management
Wealth Management
Continuous Improvement

Benefits

Incentive Pay
Banking Benefits
Benefits Program
Defined Benefit Pension Plan
Employee Share Purchase Plan
Vacation
Wellbeing Support
Recognition Program
Paid Personal Development Day

Visa sponsorship

Not detected in the job text

Keywords

Regulatory Compliance
Compliance Testing
Compliance Examinations
Wealth Management
CIBC Asset Management
Investment Fund Manager
Portfolio Manager
Investment Dealer
Mutual Fund Dealer
Canadian Securities Administrators
CSA National Instruments
CIRO Rules and Regulations
Canadian Securities Course
Conduct and Practices Handbook Course
CFA
FRM
CIA
Risk Assessment
Operational Risk
Control Effectiveness
Remediation Plans
Validation
Regulatory Oversight
Audit
Governance and Controls
Regulatory Reporting
Policies and Procedures
Business Ethics
Stakeholder Communication
Continuous Improvement

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