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Added 10 mins ago
Analyste comptable - contrat d'un an - 90 k$ à 100 k$ / Accounting Analyst - 1-year Contract
Quantum Management Services Ltd.
Montreal, QC
$90,000 to $100,000 USD / year
Contract
A leading Canadian investment firm is seeking an Accounting Analyst for a 1-year contract. The role will support the finance and operations team with financial reporting, data analysis, and…
Added 10 mins ago
Senior Financial Analyst
Ina Grafton Gage Home
Toronto, ON
Full-time
We are seeking a Senior Financial Analyst to join our team in a newly created full-time role. This position will strengthen IGGH’s financial operations, support ongoing modernization, and…
Added 10 mins ago
Senior Business Analyst- MFA
Bevertec
Toronto, ON
Contract
We are looking for a Senior Business Analyst to join an enterprise MFA (Multi-factor Authentication) and IAM transformation initiative. This role will work closely with business,…
Added 10 mins ago
Senior Business Analyst - Mobile Banking
Collabera
Toronto, ON
$70 to $75 CAD / hour
Contract
Digital Team is seeking an experienced Senior Business Analyst to join its Mobile Banking team.
Added 10 mins ago
Senior Finance Analyst & Automation Specialist
ZenduIT
Mississauga, ON
Full-time
Use AI for anomaly detection, classification, reporting narratives
Added 10 mins ago
Financial Analyst (Contract)
Symtech Innovations Ltd.
Richmond Hill, ON
Contract
Reporting directly to the Controller, this individual will be responsible for assisting in month-end close, conducting in-depth financial analysis and preparing accurate, timely reports to…
Added 10 mins ago
Financial Analyst - Regulatory
London Hydro
London, ON
Full-time
We are pleased to announce a vacancy for a Financial Analyst – Regulatory to join our dynamic Finance/Regulatory team. This role offers an opportunity to make meaningful contributions…
Added 10 mins ago
ERP Financial Systems Analyst
Clarity Recruitment
Brampton, ON
$110,000 to $130,000 CAD / year
Full-time
Our client is looking for a hands-on Business Systems Analyst to be a key link between Finance and IT, supporting and enhancing a mature, on-premise Infor LN 10.7 environment. Reporting to…
Added 10 mins ago
Senior Financial Analyst
Clarity Recruitment
Vaughan, ON
$90,000 to $110,000 CAD / year
Full-time
The Senior Financial Analyst will report to the Accounting Manager. You will own the treasury reporting cycle including the 13-week cash flow forecast and monthly bank covenant compliance…
Added 11 mins ago
Sr. Analyst Operations Decision Support
Chartwell
Mississauga, ON
Full-time
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Added 40 mins ago
Junior Analyst - Real Estate Asset Management
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Full-time
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Added 40 mins ago
Cost Control Specialist
CQ Search Group Ltd.
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$120,000 to $130,000 CAD / year
Full-time
Build financial models and reporting tools using advanced Excel functions and formulas.
Added 40 mins ago
Financial Planning Analyst - Accounting Officer Principal
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Saint-Paul, NB · St.-Paul, NB
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The Financial Planning Analyst (FPA) provides budget and financial support during biennial budget, capital budget and legislative session including budgets, change items, federal funds…
Added 41 mins ago
Senior Financial Analyst – FP&A & Cost Accounting
ORA Partenaires
Winnipeg, MB
Full-time
We are currently seeking a Senior Financial Analyst – FP&A & Cost Accounting to act as a strategic finance business partner to our operational teams.
Added 57 mins ago
Senior Equity Analyst
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Full-time
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Added 1 hour ago
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Added 2 hours ago
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Added 2 hours ago
Senior Financial Analyst, Finance - Location Montreal
AbbVie
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…budget management, insightful variance analysis, effective financial decision-making and completing tasks relating to audits & SOX as required by Corporate Finance. You will serve as the…
Added 3 hours ago
Senior Business Analyst, New verticals (Bangkok Based, relocation provided)
Agoda
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Added 4 hours ago
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This individual will report to the Director, Technical Accounting, External Reporting and Consolidations. The Experienced Financial Analyst will play a critical role in all aspects of the…
Added 4 hours ago
Junior Fraud Analyst
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…Management. Working closely with the Fraud Team, the Junior Fraud Analyst will support the identification, investigation and prevention of fraud across our US and Canadian…
Added 4 hours ago
Data and Financial Insights Analyst
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The Data and Financial Reporting Analyst supports the Data, Analytics and Reporting team within the Prospect-to-Cash Operations organization. This role delivers business intelligence and…
Added 9 hours ago
Clinical Trial Financial Control Analyst, Oncology Portfolio
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We are seeking a Clinical Trial Financial Control Analyst to provide independent financial control and reconciliation for Oncology-sponsored clinical research studies. Reporting within the…
Added 9 hours ago
Financial Analyst & Planification
Behaviour Interactive
Montreal, QC
Full-time
As an FP&A Analyst, you'll work closely with teams across the organization to help drive informed business decisions through financial analysis, forecasting, and performance reporting. By…
Added 9 hours ago
Senior Financial Analyst & Planification
Behaviour Interactive
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Full-time
As a Senior FP&A Analyst, you'll partner closely with teams across the organization to transform financial and operational data into actionable insights. You'll play a key role in…

CIRO / OCRI

Case Assessment Analyst (12 month contract)

Toronto, ON, M5H 0B4, Canada
Montreal, QC, H2Z 0B2, Canada
AB, Canada
Vancouver, BC, V6E 3R5, Canada
Calgary, AB, T2P 2V7, Canada

Job type: Full-time
Posting language: English
Posted: Sep 21, 2026

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Original job description

As a self-regulatory organization, the Canadian Investment Regulatory Organization (CIRO) is committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and contribute to the dynamic and complex world of Canadian capital markets.

As a member of the Enforcement department, the Case Assessment Analyst leverages established guidelines to screen and analyze matters reported by Dealer Member firms, escalating those requiring further review to Case Assessment Officers and prepares and provides statistical reporting.

Core Responsibilities:

Review submissions made by Dealer Members in the Complaints and Settlement Reporting System (ComSet) daily

Utilizing established criteria, identify matters with regulatory issues that require further review, escalation and a case to be opened

Prepare reports of ComSet filings for a supervisory review, and address queries and issues identified by the broader team as part of this review

Support Dealer Member firms with any filing errors or missing information

Collaborate with internal departments to resolve issues and record the resolutions

Monitor and respond to emails received via the ComSet help mailbox or directly from Dealer Member firms

Monitor the status of ComSet filings and follow-up with Dealer Member firms on aging cases

Ensure that the ComSet help guide for dealers is updated and maintained

Provide statistical reporting and submission analytics

Provide support and participate in team projects

Contribute to CIRO’s efforts to provide firm, fair and effective Enforcement to protect investors, enhance industry standards and strengthen market integrity

Key Skills and Competencies:

Must-haves

Broad knowledge and understanding of the Canadian securities industry

Financial industry experience

Strong written and verbal communications skills

An understanding of CIRO’s IDPC and MFD rules and related policies, relevant securities legislation, policies and instruments, particularly around reporting requirements

Demonstrated ability to work proactively and independently to prioritize, multi-task and complete tasks within established timelines

Good file management and organizational skills

Proficiency with a variety of computer software applications including Excel, Word and Power BI

Nice to Haves

Canadian Securities Course (CSC), Chief Compliance Officers Qualifying Examination (CCO), and Branch Managers’ Examination (BME) Course are considered assets

Experience with ComSet

Strong research, analytical and problem-solving skills

Knowledge and understanding of various securities products

Good customer service skills

Effective networking and relationship-building skills

Effective interpersonal skills

What we offer:

Competitive base salary in alignment with market
Performance based bonus *
Hybrid work environment
Employer paid Health Benefits and Spending Account that offer flexibility to meet your individual or family needs as of day one
Defined Contribution Pension Plan with company matching that starts on your first day of employment *
Paid flex days and sick days *
Vacation days
Maternity Leave Of Absence/Paternity Leave Of Absence top up *
Paid continuous learning and continuing development including designations

*Asterisked offerings are not applicable to contracts

Why the Canadian Investment Regulatory Organization (CIRO):

Our purpose and our impact:

With offices across Canada - from Vancouver to Montreal, our mission is to promote healthy capital markets by regulating fairly and effectively so that investors are protected and confident investing in their futures. As regulators, we understand that we are all investors, and therefore a career with us is a purposeful career: protecting our future.

Culture and Working Environment:

Life at CIRO is purpose and performance- driven. We foster an inclusive culture where teamwork, a forward-thinking attitude, and integrity are at the core of everything we do. This creates an environment where employees thrive, grow, and are empowered to learn and contribute their best.

Joining CIRO means becoming part of a dynamic and transparent organization that values accountability and is committed to maintaining the highest standards of regulatory oversight in the financial industry.

Looking for a career where you can safeguard the integrity of Canadian markets? Join CIRO and be part of the team that secures our financial future.

At CIRO, you’ll be part of an organization driven by Pride in Excellence, a strong Focus on Well‑being, and A Shared Purpose that connects our people to meaningful work. We’re committed to fostering an inclusive, supportive environment where you can grow and make an impact. Learn more about what it’s like to build your career at CIRO by exploring our Careers page: https://www.ciro.ca/about-ciro/careers

Our Commitment:

CIRO is an equal opportunity employer and is committed to providing employment accommodation in accordance with the Ontario Human Rights Code and the Accessibility for Ontarians with Disabilities Act, 2005 (AODA). CIRO will provide accommodation to job applicants with disabilities throughout the recruitment process. Should you require accommodation, please contact Human Resources.

We are committed to creating an inclusive and barrier-free recruitment and selection process across Canada. We welcome applications from all qualified individuals and are dedicated to providing accommodations upon request for candidates participating in all aspects of the recruitment process, in accordance with applicable human rights and accessibility legislation.

Our Recruitment Process:

This posting reflects an active vacancy on our team
We use automated (AI) tools to assist with candidate sourcing and communications. Applications are reviewed by our hiring team and hiring decisions are made by people.
This role has a hiring range of $47,000 - $54,000 with the placement and offered salary being based on knowledge, skills, education/training and experience, as well as external market conditions and internal equity.

While we appreciate receiving applications, only those applicants who closely meet the position requirements will be contacted. #Hiring

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More about this job

Responsibilities

The Case Assessment Analyst screens and analyzes matters reported by Dealer Member firms using established guidelines to identify regulatory issues. They also prepare statistical reports, support firms with filing errors, and collaborate with internal departments to resolve issues.

Requirements

Candidates must have broad knowledge of the Canadian securities industry and experience within the financial sector. Proficiency in software applications like Excel, Word, and Power BI, along with strong analytical and communication skills, is required.

Skills

Securities industry knowledge
Financial industry experience
Written communication
Verbal communication
Regulatory compliance
Securities legislation
Analytical skills
Problem-solving
Excel
Word
Power BI
File management
Organizational skills
Research
Customer service
Relationship-building

Benefits

Performance based bonus
Hybrid work environment
Health benefits
Spending account
Paid flex days
Sick days
Vacation days
Maternity leave top up
Paternity leave top up
Paid continuous learning

Visa sponsorship

Not detected in the job text

Keywords

Case Assessment
Regulatory
Investment Industry
Capital Markets
Enforcement
ComSet
Dealer Member
Securities Legislation
IDPC
MFD
Reporting
Analytics
Compliance
CSC
CCO
BME
Financial Services
Risk Management
Data Analysis
Stakeholder Management

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