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Added 15 mins ago
RB
Director – Implementation Assurance Testing
Royal Bank of Canada
Toronto, ON
- Full-time
…methodologies, and coordinates with Credit Modeling & Methodology, Enterprise Model Risk Management, and business partners to validate implementations prior to production…
Added 15 mins ago
BC
Member Insight Manager
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Burnaby, BC · BC
- Full-time
…experience decisions, and supports executive decision-making and enterprise…
Added 15 mins ago
TC
Systems Analyst - Enterprise Applications
The Corporation of The City of Victoria
Victoria, BC
- Other
We are seeking a Systems Analyst – Enterprise Applications to join our Workday Implementation Project Team, with a primary focus on systems integration and data conversion. In this role,…
Added 15 mins ago
RT
Conseiller(ère) principal(e), Stratégie et services-conseils – Relations avec les employés / Principal Advisor, Strategy & Advisory – Employee Relations
Rio Tinto
Montreal, QC
- Full-time
Added 30 mins ago
IT Support Analyst
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Welland, ON
…devices, desktop devices, network infrastructure, and business applications while maintaining timely incident resolution, user access provisioning, and system diagnostics. The position…
Added 30 mins ago
R
Director, Enterprise Performance Management
RBC
Toronto, ON
- Full-time
Join RBC's Enterprise Performance Management team to provide strategic financial advice to senior leadership, including the CFO, Group Executives, and Board of Directors. You'll deliver…
Added 30 mins ago
T
Data Engineer II
TD
Toronto, ON
- Full-time
Ensure data is maintained in compliance with enterprise data standards, policies, and guidelines
Added 30 mins ago
T
Software Engineer II
TD
Toronto, ON
- Full-time
Complex features and components are delivered predictably, aligned to architecture direction and enterprise engineering standards.
Added 30 mins ago
T
Sr. IT Data Analyst
TD
Toronto, ON
- Full-time
Residing within Enterprise Protect organization, the Financial Crime & Risk Management (FCRM) Technology team is responsible for the delivery and support of technology solutions for the…
Added 30 mins ago
T
Counsel II
TD
Toronto, ON
- Full-time
…partners across insurance, the bank and other areas of the…
Added 30 mins ago
S
Full Stack Engineer
SynergyLoft
Canada
- Contract
Position: Full Stack Developer - Alberta Education
Added 30 mins ago
IG
Full Stack Engineer
IMCS Group
Quebec, QC
- Contract
We are seeking an experienced Java Full Stack Developer with strong Python development skills to design, develop, and maintain scalable enterprise applications. The ideal candidate will…
Added 30 mins ago
P/
System Administrator
PrecisionERP / PrecisionIT
London, ON
- Contract
…computer systems, networks, operating systems, and select business applications. Act as the technical escalation point to the Technical Analyst and various groups in the organization.…
Added 30 mins ago
T
Agile Development Manager
TechInsights
Ottawa, ON
- Full-time
Strong working knowledge of software concepts, applications, and hands-on development experience with modern programming languages
Added 30 mins ago
O
Sr. AI Developer
OpenText
Waterloo, ON
- Full-time
Experience independently delivering and supporting features in production enterprise applications. You have written and reviewed code, integrated APIs or distributed services, and worked…
Added 30 mins ago
EC
Software Engineer II
Emburse Chrome River
Toronto, ON
- Full-time
…operations, increase visibility, and optimize spend across the…
Added 30 mins ago
IS
Senior Data & IT Project Manager
InSync Systems
Calgary, AB
- Contract
Strong understanding of digital technologies, enterprise systems, and IT infrastructure. Previous experience with ERP systems, cloud technologies, and data governance initiatives is…
Added 45 mins ago
Developer, OpenText
Dollarama
Mont-Royal, QC
The OpenText Administrator / Developer is responsible for the administration, support, development, and continuous improvement of the organization's OpenText platforms. This role…
Added 1 hour ago
CS
Senior Associate - Digital Transformation
Cascadia Strategy Consulting Partners
Remote, Canada
- $110,000 to $135,000 CAD / year
- Full-time
- Remote
Working knowledge of key Enterprise Solutions – e.g., ERP, HRIS, Payroll, CRM, EAM/CMMS, etc.
Added 1 hour ago
CS
Senior Associate - Digital Transformation
Cascadia Strategy Consulting Partners
Remote, Canada
- $110,000 to $135,000 CAD / year
- Full-time
- Remote
Working knowledge of key Enterprise Solutions – e.g., ERP, HRIS, Payroll, CRM, EAM/CMMS, etc.
Added 1 hour ago
BP
Senior Information Systems Analyst
Bruce Power
ON · Ontario, Canada
- Full-time
The Enterprise Applications Section is responsible for supporting all business applications, including Maximo, Cribmaster, P6, Workday, ServiceNow, Aveva, and more. Various groups such as…
Added 1 hour ago
KI
Observability Engineer
KPG99 INC
Montreal, QC
- Contract
…modernizing Observability platforms for cloud-native and hybrid…
Added 1 hour ago
PLM Solution Architect/Architecte de solutions PLM
Capgemini
Montreal, QC
Experience integrating PLM solutions with CAD, CAE, ERP, MES, and other enterprise applications to support end-to-end digital thread initiatives.
Added 1 hour ago
PLM Solution Architect/Architecte de solutions PLM
Capgemini
Montreal, QC
Experience integrating PLM solutions with CAD, CAE, ERP, MES, and other enterprise applications to support end-to-end digital thread initiatives.
Added 1 hour ago
RE
EOS Principal Software Engineer
Rodan Energy Solutions Inc.
Mississauga, ON
- Full-time
Develop a strong understanding of Rodan’s operational applications and workflows to identify modernization opportunities, improve integration and resilience, and provide informed technical…

CIRO / OCRI

Manager, Financial and Operations Compliance

Toronto, ON, M5H 0B4, Canada

The hiring range for this position is $115,000 - $125,000. · Full-time

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Job details

Pay: The hiring range for this position is $115,000 - $125,000.
Job type: Full-time
Experience: 5 years of experience in a regulatory or securities environment (including brokerage audit) with at least 2 years of people leadership
Posting language: English
Posted: Nov 5, 2026

Original job description

About Us

As a self-regulatory organization, our mission is to promote healthy capital markets by regulating fairly and effectively so that investors are protected and confident investing in their futures. At the Canadian Investment Regulatory Organization (CIRO), we are committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and contribute to the dynamic and complex world of Canadian capital markets.

About this Opportunity

The Manager, Financial & Operations Compliance manages field examinations to ensure that Dealer Member firms comply with CIRO’s prudential rules and are financially and operationally viable.

Core Responsibilities:

Manage the “prudential regulatory oversight” of a portfolio of Dealer Member firms to ensure that the risks to the investing public, CIRO, provincial securities commissions and the Canadian Investor Protection Fund (CIPF) are appropriately mitigated
Ensure that regulatory filings from Dealer Member firms are prepared in accordance with CIRO rules and filed on a timely basis
Ensure the effective and efficient planning and execution of the examination process
Initiate timely and appropriate regulatory intervention measures to minimize investor loss by Dealer Member firms facing financial or operational stress
Ensure department objectives are met through effective people leadership, training and development of the department

What You Bring

Education and Experience

Accounting designation, CPA preferred
Completion of an exam or course that demonstrates competency in the investment industry and role of the CFO such as the Chief Financial Officer Exam or other legacy courses such as the CFO Qualifying Exam
Completion of an exam or course that demonstrates competency in the investment industry such as the Canadian Investment Regulatory Exam (CIRE), and/or Retail Securities Exam and/or Institutional Securities Exam, or other legacy courses such as the Canadian Securities Course (CSC) and Conduct and Practices Handbook (CPH) Course
Completion of the CICA In-Depth Securities Course
5 years of experience in a regulatory or securities environment (including brokerage audit) with at least 2 years of people leadership

Key Skills and Competencies:

Strong knowledge of International Financial Reporting Standards (IFRS) and the Canadian Auditing Standards (CAS)
Strong audit skills
Strong working knowledge of CIRO prudential rules
Ability to detect, analyze and evaluate complex issues for capital implications
Ability to communicate complex issues in a clear, concise, and professional manner
Strong working knowledge of Enterprise Risk Management frameworks and practices at regulated financial institutions

What we offer

Competitive total rewards program including performance-based bonus *
Hybrid work environment
Employer paid Health Benefits and Spending Account that offer flexibility to meet your individual or family needs as of day one*
Defined Contribution Pension Plan with company matching that starts on your first day of employment*
Paid flex days and wellness days*
Maternity and Parental Leave top up *
Paid continuous learning and continuing development including designations*

*Offerings are not applicable to contracts

Culture and Working Environment

Life at CIRO is purpose and performance - driven. We foster an inclusive culture where teamwork, a forward-thinking attitude, and integrity are at the core of everything we do. This creates an environment where employees thrive, grow, and are empowered to learn and contribute their best work.

Joining CIRO means becoming part of a dynamic and transparent organization that values accountability and is committed to maintaining the highest standards of regulatory oversight in the financial industry.

Our Commitment

CIRO is committed to creating an inclusive and barrier-free recruitment and selection process. We welcome applications from all qualified individuals and will provide accommodation upon request for candidates participating in all aspects of the recruitment process, in accordance with applicable human rights and accessibility legislation. If you require accommodation, please contact Human Resources.

CIRO is a pan-Canadian organization that oversees all investment dealers and trading activity in marketplaces across Canada. This position requires regular communication and collaboration with employees in CIRO regional offices and with stakeholders across Canada. Proficiency in English is required due to the frequent interactions with internal and external English-speaking members, clients, registered representatives, firms, Canadian provincial and territorial securities regulators, and employees located outside Quebec. For positions based in Quebec, proficiency in both English and French is required to effectively perform the duties of the role and communicate with stakeholders in both official languages.

Additional Information

This posting reflects an active vacancy on our team
We use automated (AI) enabled technology to support aspects of candidate sourcing, screening, and communications. Applications are reviewed by our hiring team and hiring decisions are made by people.
The hiring range for this position is $115,000 - $125,000. The final compensation offered will be based on the successful candidate’s knowledge, skills, education, training, experience, internal equity, and external market considerations.

We thank all applicants for their interest; however, only those selected for further consideration will be contacted.

#hiring

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More about this job

Responsibilities

The Manager oversees field examinations and prudential regulatory compliance for a portfolio of Dealer Member firms to mitigate risks to investors and the market. They are responsible for planning examinations, ensuring timely regulatory filings, and providing leadership to the department team.

Requirements

Candidates must hold an accounting designation (CPA preferred) and have at least 5 years of experience in a regulatory or securities environment. The role requires specific industry certifications such as the Chief Financial Officer Exam and the Canadian Investment Regulatory Exam.

Skills

Financial compliance
Operations compliance
Audit
Prudential regulatory oversight
Risk management
People leadership
IFRS
Canadian Auditing Standards
Regulatory intervention
Financial analysis
Operational stress assessment
Communication
Enterprise risk management

Benefits

Performance-based bonus
Hybrid work environment
Employer paid health benefits
Spending account
Company matching
Paid flex days
Wellness days
Maternity and parental leave top up
Paid continuous learning and development

Visa sponsorship

Not detected in the job text

Keywords

Financial Compliance
Operations Compliance
CIRO
Dealer Member Firms
Prudential Rules
CPA
Audit
IFRS
Canadian Auditing Standards
Enterprise Risk Management
Regulatory Oversight
Capital Markets
Securities
Brokerage Audit
Financial Reporting
People Leadership
Compliance Management
Investor Protection
CIPF
Regulatory Intervention

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