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Added 7 hours ago
G
COO/CFO - GovernGPT (Montreal)
GovernGPT
Montreal, QC
- $150,000 to $220,000 USD / year
- Full-time
In reality, you’ll be simultaneously an ops analyst and a COO and a CFO. That means all the below to start with:
Added 10 hours ago
Senior Measurements & Reporting Analyst
Regional Municipality of Wood Buffalo
Fort McMurray, AB
Under general supervision, the Senior Measurement and Reporting Analyst is responsible for establishing, tracking, analyzing, and reporting on Supply Chain Management (SCM) and other…
Added 21 hours ago
A
Reliability Planning Analyst (RPA)
Amentum
Toronto, ON · Markham, ON
- Full-time
Amentum is seeking a Reliability Planning Analyst I to support our team of multi-skilled technicians in a manufacturing, warehouse/distribution, and office environment.
Added 1 day ago
F
Senior / Lead Estimator - Mining & Metals
Fluor
Vancouver, BC
- Full-time
Minimum of two (2) years of field experience, preferably in project controls, construction, contracts, or estima
Added 1 day ago
F
Senior Business Immigration Analyst
Fragomen
Toronto, ON · CA-Toronto
- Full-time
About the Role: Fragomen’s Senior Business Immigration Analyst position will provide you with the opportunity to make an immediate impact on our business, as well as offer training,…
Added 2 days ago
M
Sr. Analyst, Source to Pay Operations
Manulife
Toronto, ON
- Full-time
The Sr. Analyst, Source to Pay (S2P) Operations is responsible for providing day to day operational support across the S2P lifecycle to ensure a smooth and efficient experience for end…
Added 3 days ago
UO
Research Financial Analyst
University of Waterloo
Waterloo, ON
- Full-time
The Research Financial Analyst (RFA) is responsible for the financial administration and management of a portfolio of research accounts for a specific group of researchers. These…
Added 3 days ago
TM
Contract Analyst
Terumo Medical Corporation
Vaughan, ON
- $69,000 to $96,800 CAD / year
- Full-time
Job Title: Contract Analyst (Fully Bilingual English/French)
Added 4 days ago
NF
Verification Agent
NorthLake Financial ULC
Barrie, ON
- Full-time
…acquisition and servicing of prime and subprime automotive financing contracts. Our employees flourish in an exciting and engaging…
Added 4 days ago
C/
Policy Advisor
CIRO / OCRI
Toronto, ON · Montreal, QC · AB · Vancouver, BC · Calgary, AB
- Full-time
…Professional Accountant designation, or is a Chartered Financial Analyst, or holds an equivalent professional…
Added 7 days ago
PC
Senior Analyst, Product Enablement (Governance and GTM Strategy)
Payments Canada
ON · Ontario, Canada
- Full-time
Senior Analyst, Product Enablement: Governance and GTM Strategy
Added 8 days ago
S
EFW Financial Analyst
SUEZ
Cornwall, ON
- Full-time
SUEZ are looking for a Financial Analyst to support delivery of the EfW business plan by contributing to optimised operations and business development in line with the site’s financial…
Added 8 days ago
V
Analyst, Commercial Lending
VersaBank
London, ON
- Full-time
We are looking for an Analyst to join the Investment, Risk & Control (IRC) team. This is a full-time in office role based in London, Ontario.
Added 8 days ago
Contract Analyst - Canada
Terumo
Vaughan, ON
The Contract Analyst is responsible for managing the administrative processing requirements for Group Purchasing Organization (GPO) and Individual Account Purchase Agreements (IPA). Works…
Added 9 days ago
SG
Sourcing Manager- Human Resources Category Lead
Societe Generale
Montreal, QC
- Full-time
An Analyst/Associate– Sourcing Manager for HR category within Société Générale (“SG”) Americas Sourcing Department supports the overall goals of the Global Sourcing Department in Paris…
Added 9 days ago
Systems Analyst - Imaging and Medical System Integration
Health Sciences North
ON · Sudbury, ON
Manage third party contracts (e.g. negotiations, RFP’s, renewals and generation of purchasing documentation).
Added 9 days ago
Systems Analyst - Imaging and Medical System Integration
Health Sciences North
ON · Sudbury, ON
Manage third party contracts (e.g. negotiations, RFP’s, renewals and generation of purchasing documentation).
Added 10 days ago
F
Electrical & Instrumentation Estimator
Fluor
Vancouver, BC
- Full-time
Minimum of two (2) years of field experience, preferably in project controls, construction, contracts, or estimating
Added 10 days ago
M
Senior Systems Analyst, Compliance Oversight
Metrolinx
Canada
- Full-time
Our PRESTO (Payments) office is hiring a PCI Senior Systems Analyst, in the Compliance Oversight team, to support PCI Compliance with technical oversight, along with advisory to the PRESTO…
Added 11 days ago
OC
Financial Analyst
Options Consulting Solutions
Toronto, ON
- Full-time
They are seeking a Financial Analyst to join their Finance team and provide meaningful financial insights while supporting budgeting, forecasting, reporting, business planning, and the…
Added 11 days ago
FG
Analyste Junior Paralegal
FDM Group
Montreal, QC
- Full-time
FDM is seeking a junior Paralegal Analyst located in Montreal, QC to support a project in the Investment Banking sector. Involvement in this project is anticipated to last initially 2 years…
Added 12 days ago
M
Analyst, Claims Management, Commercial Development
Metrolinx
Toronto, ON
- Full-time
Our Commercial Management Office is hiring a Claims Analyst – CPG Claims. This role will provide review, assessment, and expertise in the management of the claims process to support the…
Added 1 month ago
B
Analyst, Corporate Banking, Project and Energy Transition Finance
BMO
Toronto, ON · FCP
- Full-time
Due diligence (contracts, legal memoranda, etc.)
Added 1 month ago
PC
Business Systems Analyst
People Corporation
Toronto, ON · Burlington, ON · ON - PC Sheppard - Toronto
- Full-time
As a Business Systems Analyst, you manage the functional & non-functional requirements solicitation & requirements management process. You are expected to use facilitation, interviewing,…
Added 1 month ago
PB
Pharmacy Services Analyst
Pacific Blue Cross
Burnaby, BC
- Temporary
The Pharmacy Services Analyst liaises with PBC members and clients to offer support in understanding drug plans and eligibility according to contracts, explaining drug coverage relating to…

CIRO / OCRI

Policy Advisor

Toronto, ON, M5H 0B4, Canada
Montreal, QC, H2Z 0B2, Canada
AB, Canada
Vancouver, BC, V6E 3R5, Canada
Calgary, AB, T2P 2V7, Canada

Full-time

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Job details

Job type: Full-time
Experience: A minimum of 5 years of experience in securities regulation, including all aspects of regulatory policy development
Posting language: English
Posted: Oct 5, 2026

Original job description

Reporting to the Director, Financial and Operations Policy, the Policy Advisor is a member of the Member Regulation Policy Team (MRP) and is responsible for the development, drafting, review and approval of policy applicable to both investment dealers and mutual fund dealers. The Policy Advisor also participates in the other operational and day-to-day work of MRP.

Core Responsibilities:

Develop and draft rules and guidance related to financial and operational requirements applicable to Dealer Members
Work in collaboration with other internal staff and external stakeholders as required to obtain approval of proposed Dealer Member regulation policy initiatives
Provide support to advisory committees by preparing meeting materials and presenting policy initiatives to the committees
Support and represent the organization externally, provide interpretation of rules applicable to Dealer Members, and conduct presentations to others (e.g., other regulatory staff, Dealer Members and other applicable stakeholders) on various matters of interest to the investment industry

Key Skills and Competencies:

Must-haves

University degree in law, business, finance or equivalent
Professional designation in field of specialization (i.e. holds Chartered Professional Accountant designation, or is a Chartered Financial Analyst, or holds an equivalent professional designation)
A minimum of 5 years of experience in securities regulation, including all aspects of regulatory policy development

Nice to Haves:

Keen interest in policy development
Excellent verbal and written communication skills, including research and drafting skills
Proficiency in Microsoft products such as Word and PowerPoint
Ability to multi-task, prioritize and manage time appropriately
Knowledge of investment dealer or mutual fund dealer rules and guidance
Understanding of the structure of the investment industry and applicable legislation, Dealer Member compliance issues, and current policy issues affecting the investment industry would be an asset
Knowledge of the investment industry regulatory regime in other countries would be an asset
Bilingual (English and French), a strong asset
Dealer financial and operational knowledge and experience
Experience in regulatory policy development

What we offer:

Competitive base salary in alignment with market
Performance based bonus *
Hybrid work environment
Employer paid Health Benefits and Spending Account that offer flexibility to meet your individual or family needs as of day one
Defined Contribution Pension Plan with company matching that starts on your first day of employment *
Paid flex days and sick days *
Vacation days
Maternity Leave Of Absence/Paternity Leave Of Absence top up *
Paid continuous learning and continuing development including designations

*Asterisked offerings are not applicable to contracts

Why the Canadian Investment Regulatory Organization (CIRO):

Our purpose and our impact:

With offices across Canada - from Vancouver to Montreal, our mission is to promote healthy capital markets by regulating fairly and effectively so that investors are protected and confident investing in their futures. As regulators, we understand that we are all investors, and therefore a career with us is a purposeful career: protecting our future.

Culture and Working Environment:

Life at CIRO is purpose and performance- driven. We foster an inclusive culture where teamwork, a forward-thinking attitude, and integrity are at the core of everything we do. This creates an environment where employees thrive, grow, and are empowered to learn and contribute their best.

Joining CIRO means becoming part of a dynamic and transparent organization that values accountability and is committed to maintaining the highest standards of regulatory oversight in the financial industry.

Looking for a career where you can safeguard the integrity of Canadian markets? Join CIRO and be part of the team that secures our financial future.

At CIRO, you’ll be part of an organization driven by Pride in Excellence, a strong Focus on Well‑being, and A Shared Purpose that connects our people to meaningful work. We’re committed to fostering an inclusive, supportive environment where you can grow and make an impact. Learn more about what it’s like to build your career at CIRO by exploring our Careers page: https://www.ciro.ca/about-ciro/careers

Our Commitment:

CIRO is an equal opportunity employer and is committed to providing employment accommodation in accordance with the Ontario Human Rights Code and the Accessibility for Ontarians with Disabilities Act, 2005 (AODA). CIRO will provide accommodation to job applicants with disabilities throughout the recruitment process. Should you require accommodation, please contact Human Resources.

We are committed to creating an inclusive and barrier-free recruitment and selection process across Canada. We welcome applications from all qualified individuals and are dedicated to providing accommodations upon request for candidates participating in all aspects of the recruitment process, in accordance with applicable human rights and accessibility legislation.

Our Recruitment Process:

This posting reflects an active vacancy on our team
We use automated (AI) tools to assist with candidate sourcing and communications. Applications are reviewed by our hiring team and hiring decisions are made by people.
This role has a hiring range of $108,000 - $133,500 with the placement and offered salary being based on knowledge, skills, education/training and experience, as well as external market conditions and internal equity.

While we appreciate receiving applications, only those applicants who closely meet the position requirements will be contacted. #Hiring

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More about this job

Responsibilities

The Policy Advisor is responsible for developing, drafting, and reviewing regulatory policies applicable to investment and mutual fund dealers. They also support advisory committees and represent the organization externally by providing rule interpretations and industry presentations.

Requirements

Candidates must hold a university degree in law, business, or finance along with a professional designation such as CPA or CFA. A minimum of 5 years of experience in securities regulation and policy development is required.

Skills

Policy development
Regulatory policy
Securities regulation
Financial requirements
Operational requirements
Drafting rules
Stakeholder management
Research skills
Communication skills
Microsoft Word
Microsoft PowerPoint
Time management
Investment dealer rules
Mutual fund dealer rules
Compliance
Financial analysis

Benefits

Performance based bonus
Hybrid work environment
Health benefits
Spending account
Company matching
Paid flex days
Sick days
Vacation days
Maternity leave top up
Paternity leave top up
Continuous learning
Continuing development

Visa sponsorship

Not detected in the job text

Keywords

Policy Advisor
Financial Policy
Operations Policy
Member Regulation
Investment Dealer
Mutual Fund Dealer
Securities Regulation
CPA
CFA
Regulatory Oversight
Capital Markets
Compliance
Stakeholder Engagement
Policy Development
Financial Industry
Legislation
Reporting
Drafting
Research
Microsoft Office

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