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Added 1 hour ago
B
Manager, Regulatory & Economic Capital
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- Full-time
Support required SAS / Python / SQL updates related to model, methodology, or production changes.
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H
Stagiaire en administration - été 2027 / Administrative Intern – Summer 2027
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- Full-time
Support à la production pour la préparation de documents requis selon les processus en place.
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CN
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…Land team, providing essential surface land administration support across operating areas. This role ensures surface agreements, payments, and compliance obligations are accurately…
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E
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LD
Store Pricing Coordinator
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- $18.25 to $21.58 CAD / hour
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London Drugs may collect, use, and/or disclose your personal information (including the information in this application) where it is reasonable for establishing, managing or terminating an…
Added 1 hour ago
BV
Industrial Millwright
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AB · Calgary, AB
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…installation, operation, maintenance, troubleshooting, and repair of production, laboratory, and facility equipment. This position helps ensure equipment is safe, reliable, properly…
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RB
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T
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Added 7 hours ago
NF
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FI
Principal Software Engineer - Zynque
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Toronto, ON
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Zynque is FIQ's integration platform (iPaaS) for supply chain and logistics. After a year of development, it is live in production with active customers onboarding, and it now needs to grow…
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AT
Application Support Analyst (L1/L2)
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Toronto, ON
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AA
General Manager - Collision (Halifax Downtown)
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AR
Project Manager
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ON · Peel, ON
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FN
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Human Resources Business Partner
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Added 7 hours ago
NEW GRAD - Operations Leadership Trainee - CAMBRIDGE
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Hamilton, ON · Guelph, ON · London, ON · Burlington, ON · Kitchener, ON · Cambridge, ON · Waterloo, ON
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Added 7 hours ago
KC
Sr. Graphic Designer
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Added 7 hours ago
W
Lead Professional, Welding Engineering
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Act as the welding engineering lead, collaborating with quality assurance, engineering, production, and other cross-functional teams to troubleshoot and resolve non-conforming conditions.
Added 7 hours ago
NF
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Added 7 hours ago
CI
Data & Donor Relations Specialist
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Added 7 hours ago
BG
General Manager - Collision (Halifax Downtown)
Boyd Group Services
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Conduct or coordinate daily production meetings/walks to oversee work in progress and delivery dates
Added 7 hours ago
BC
Content Producer
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Clarity (formerly Hiive)

Compliance Associate

Vancouver, BC, Canada

Full-time

Apply About employer

Applications open in a new tab.

Job details

Job type: Full-time
Apply by: Nov 7, 2026
Experience: 3+ years of relevant compliance, risk, or audit experience at a broker-dealer, exempt markets dealer, and/or investment adviser.
Posting language: English
Posted: Oct 8, 2026

Original job description

Clarity is redefining how private companies and their shareholders access liquidity. Through its institutional-grade platform, Clarity brings together buyers, sellers, and issuers to facilitate secondary transactions in venture-backed, pre-IPO companies, introducing efficiency, transparency, and standardization to an otherwise opaque asset class.

Recognized as one of Canada's fastest-growing companies and backed by leading U.S. investors, Clarity is profitable, well-capitalized, and building a high-performance team to meet growing demand and pursue new market opportunities.

Interested in learning more about life at Clarity? Check out our careers page to see how you can grow with us!

As a Compliance Associate at Clarity, you will be an integral part of our compliance team, reporting to the Chief Compliance Officer. You will play a critical role in scaling and maintaining our compliance and regulatory infrastructure in the United States and Canada, fostering a culture of compliance throughout the company.

In This Role, Your Responsibilities Would Include

Conducting daily transaction monitoring reviews, flagging, and escalating potential exceptions.
Manage registered representative oversight, including registrations, exams, electronic correspondence surveillance, and conflict of interest tracking.
Test and modify policies and procedures designed to achieve compliance with applicable securities laws and regulations.
Maintain Clarity’s internal compliance resources and prepare guidance on compliance-related topics.
Prepare Clarity’s regulatory reporting and filings.
Monitor and implement developments in the compliance and regulatory landscape, including private securities and information security/privacy issues.
Develop and deliver compliance training.
Supporting regulatory exams, including document production and regulatory correspondence.

Required Skills

3+ years of relevant compliance, risk, or audit experience at a broker-dealer, exempt markets dealer, and/or investment adviser.
Strong familiarity with the securities markets.
A keen interest in creative problem solving, including researching novel and ambiguous regulatory requirements.
A desire to work on an agile team providing pragmatic advice and guidance to product, business, and operations teams that are moving very quickly.
A track record of sound judgment and composure in high-pressure situations.

Preferred Skills

Experience in a dual-registered (broker-dealer and investment adviser) or cross-border (US/Canadian) compliance environment.
FINRA Series 7 and 24.
Familiarity with FINRA rules and US securities laws.
Exposure to work on private investments and/or structuring alternative products.

Compensation: Highly competitive compensation commensurate with experience and contribution.

Vancouver, BC: $100,000-$130,000

For this role, the estimated total compensation range is listed above. The actual base salary, variable bonus (if applicable), and options grant will vary based on various factors, including market and individual qualifications objectively assessed during the interview process. The listed range above is a guideline, and the range for this role may be modified.

Benefits & Perks

Opportunity to participate in ownership of a rapidly growing company through our employee stock option plan.
Comprehensive 100% employer-paid health & dental premiums and a Health/Personal Spending Account for Canadian employees. (An employer-subsidized benefits program is available for US-based team members).
If you are based in Vancouver, enjoy a dedicated desk in our Vancouver, BC HQ, in the heart of downtown, with a fridge stocked with healthy snacks and drinks, an onsite gym, and a gorgeous rooftop amenity.
Vancouver based employees enjoy a $20-per-day commuter benefit for every day you work in our downtown HQ.
An engaging social calendar, including bi-weekly catered lunches, bi-weekly “Friday bar,” team workouts, annual summer party, and holiday party, two “onsite” all-team retreats each year, semi-annual team-building events, and Clarity Women’s Network events.
Significant opportunities for growth into team leadership and management roles.
Entrepreneurial culture and a small and dynamic team.
Sponsorship, immigration, and relocation for exceptional candidates.

Clarity is committed to fostering an inclusive workplace where all individuals have an opportunity to succeed.

AI, Automated Tools, And Applicant Privacy Notice

As part of our recruitment and hiring process, Clarity may use automated tools, including artificial intelligence (AI), to assist in screening applications, evaluating candidate qualifications, and supporting interview processes. These tools are designed to support and inform human decision-making and are not used as the sole basis for any employment decision.

We may collect, use, and analyze personal information you provide in connection with your application, including generating insights or inferences to assess job-related qualifications. This information is used for recruitment, evaluation, and compliance purposes in accordance with applicable law.

We take reasonable steps to evaluate and monitor our hiring tools and practices to promote fairness, consistency, and non-discrimination. Where required by applicable law - including in Ontario, Quebec, New York City, Illinois, and California - we conduct or rely on assessments such as bias audits, honor rights related to automated decision-making, and provide additional disclosures on request.

Depending on your location, you may have certain rights with respect to your personal information and the use of automated processing, including the right to request access to, correction of, or deletion of your information, or to receive additional information about our data practices. We honor such rights where required by applicable law.

For accommodation requests or questions about this notice, contact careers@clarity.com.

Apply About employer

More about this job

Responsibilities

Conduct transaction monitoring and registered representative oversight, maintain and test compliance policies, and prepare regulatory filings and guidance. Track regulatory developments, deliver compliance training, and support regulatory examinations and correspondence.

Requirements

Requires at least three years of relevant compliance, risk, or audit experience at a broker-dealer, exempt markets dealer, or investment adviser, along with strong familiarity with securities markets. The role also calls for sound judgment, composure under pressure, and an interest in researching ambiguous regulatory requirements; cross-border experience and FINRA Series 7 and 24 are preferred.

Skills

Compliance Monitoring
Securities Regulation
Regulatory Reporting
Registered Representative Oversight
Policy And Procedure Testing
Regulatory Research
Conflict Of Interest Tracking
Electronic Correspondence Surveillance
Compliance Training
Regulatory Exam Support
Risk Management
Audit
Cross-Border Compliance
FINRA Rules
Sound Judgment
Creative Problem Solving

Benefits

Employee Stock Options
Employer-Paid Health And Dental Insurance
Health And Personal Spending Account
Commuter Benefit
Catered Meals
Onsite Gym
Team-Building Events
All-Team Retreats
Growth Opportunities
Visa Sponsorship And Relocation Support

Visa sponsorship

Detected

Keywords

Securities Markets
Broker-Dealer
Exempt Markets Dealer
Investment Adviser
FINRA
FINRA Series 7
FINRA Series 24
U.S. Securities Laws
Canadian Securities Regulation
Transaction Monitoring
Registered Representatives
Regulatory Filings
Regulatory Reporting
Electronic Correspondence Surveillance
Conflict Of Interest
Compliance Policies And Procedures
Regulatory Exams
Private Securities
Private Investments
Alternative Products
Information Security
Privacy
Cross-Border Compliance
Compliance Training
Risk Management
Audit

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