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Added 41 mins ago
SL
Kelowna Family and Civil Lawyers Wanted
Stokes Law LLP
Calgary, AB
- Full-time
…accountability, flexibility, and a team-based approach to legal services. We challenge traditional law firm structures by providing our lawyers with the autonomy to manage their practices…
Added 56 mins ago
Associate Team Lead - Peterborough Kawartha Centre, Peterborough , Ontario
Scotiabank
Peterborough, ON
The Associate Team Lead, Business Banking, is responsible for supporting the Team Lead, Business Banking with the Business Banking (BB) market strategy by leading, overseeing, and providing…
Added 56 mins ago
T
Personal Banking Associate - O'Brien, Ville Saint Laurent (Part-time, 18.75h/week)
TD
Montreal, QC
- Part-time
…service transactions and providing information and advice on services, products, and solutions to existing or prospective TD customers. At the branch, we understand customer needs and…
Added 56 mins ago
T
Personal Banking Associate Trainee (Full time)- St-Sauveur
TD
Saint-Sauveur, QC
- Full-time
…service transactions and providing information and advice on services, products, and solutions to existing or prospective TD customers. At the branch, we understand customer needs and…
Added 56 mins ago
T
Personal Banking Associate Trainee - Mandarin or Cantonese Language Skills
TD
Richmond, BC
- Full-time
…service transactions and providing information and advice on services, products, and solutions to existing or prospective TD customers. At the branch, we understand customer needs and…
Added 56 mins ago
C
Client Engagement Representative
CIBC
Vancouver, BC
- Full-time
…fast-paced Banking Centre, leveraging your knowledge of financial services products to support clients with their everyday banking needs. As a Client Engagement Associate, you'll be the…
Added 56 mins ago
C
Associate Consultant
Curinos
Toronto, ON
- Full-time
Build expertise in financial services and analytics, gaining exposure to industry trends, client challenges, and leading decision-support tools
Added 1 hour ago
C
Marketing Compliance Associate
Clarity
Vancouver, BC
- $100,000 to $130,000 CAD / year
- Full-time
As a Marketing Compliance Associate at Clarity, you will review the marketing and communications that reach our customers, prospective customers, and the public. You will work with our…
Added 1 hour ago
FR
General Accounting Administrator
FirstService Residential Canada
Calgary, AB
- Full-time
The General Accounting Administrator, Investment Client Service supports the Investment Client Service (ICS) team with accounting, transaction administration, and non-resident tax matters.…
Added 1 hour ago
FR
Data Analytics Intern
FirstService Residential Canada
Vancouver, BC
- Internship
FirstService Residential transforms the property management landscape by providing professional association management services to over 9,000 residential communities across the United…
Added 1 hour ago
NC
Principal Transportation Planner (Market and Office Leader)
Nelson\Nygaard Consulting Associates
Vancouver, BC
- $180,000 to $250,000 CAD / year
- Full-time
…project work on time and on budget; providing senior advisory services and ensuring quality deliverables; writing and editing technical and public-facing reports; developing presentations…
Added 1 hour ago
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Analyst, Credit Advisory, RBCx
RBC
Toronto, ON
- Full-time
…providing access to capital solutions, innovative products and services, and operational expertise to help technology and life sciences companies scale. Simply put, members of our credit…
Added 1 hour ago
T
Personal Banking Associate - Robert-Bourassa Branch, Montreal
TD
Montreal, QC
- Full-time
…service transactions and providing information and advice on services, products, and solutions to existing or prospective TD customers. At the branch, we understand customer needs and…
Added 1 hour ago
T
Customer Experience Associate
TD
Regina, SK
- Part-time
…service transactions and providing information and advice on services, products, and solutions to existing or prospective TD customers. At the branch, we understand customer needs and…
Added 1 hour ago
FR
Security Concierge Supervisor
FirstService Residential Canada
Aurora, ON
- Full-time
As a Security Concierge Supervisor, you’ll be responsible for assisting residents by providing information and services as needed. This role requires someone that is self-motivated,…
Added 1 hour ago
TS
Investment Banking Associate, Power & Utilities
TD Securities
Toronto, ON
- Full-time
…government clients with capital markets and financial advisory services and integrated…
Added 1 hour ago
FR
General Accounting Administrator
FirstService Residential Canada
Vancouver, BC
- Full-time
The General Accounting Administrator, Investment Client Service supports the Investment Client Service (ICS) team with accounting, transaction administration, and non-resident tax matters.…
Added 1 hour ago
FR
Community Engagement Intern
FirstService Residential Canada
Vancouver, BC
- Internship
FirstService Residential transforms the property management landscape by providing professional association management services to over 9,000 residential communities across the United…
Added 1 hour ago
Customer Experience Associate (Contract) - Huntsville Place Mall Branch (22.5 Hours/Week)
Scotiabank
Huntsville, ON
As a Customer Experience Associate, you are the face, character and heart of our branches. Scotiabank is a place where we put our customers first, and our priority is to help them achieve…
Added 2 hours ago
EC
Front Desk Housing Associate, Full Time
ESS Compass
Fort McMurray, AB
- Full-time
The responsibility of the Front Desk/Housing Associate is to be the first point of contact for all initial inquiries by the clients and associates needing to be directed to services within…
Added 2 hours ago
TS
Associate – Front Office Quant Engineer
TD Securities
Toronto, ON
- Full-time
TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience.
Added 2 hours ago
CF
Sales Associate
Canadian Forces Morale and Welfare Services
Petawawa, ON
- Part-time
As a Sales Associate, you provide retail services to a unique client base - members of the Canadian Armed Forces (CAF), and in assisting them, you are helping your community. You may…
Added 2 hours ago
UO
Senior Occupational Therapist, Student Health and Wellness
University of Ottawa
Ottawa, ON · Minto Sports Complex
- Full-time
Reporting to the Associate Director, Student Mental Health Services, the Occupational Therapist (OT) delivers specialized clinical services to students and post-doctoral fellows…
Added 2 hours ago
T
Customer Experience Associate - Korean Language Skills and Asset
TD
Coquitlam, BC
- Part-time
…service transactions and providing information and advice on services, products, and solutions to existing or prospective TD customers. At the branch, we understand customer needs and…
Added 2 hours ago
C
Associate, Premium Edge
CIBC
Toronto, ON
- Full-time
As an Associate with the Premium Edge team, you will provide best-in-class service with high net-worth, self-directed investing clients. You will educate clients in a professional manner…

Clarity

Marketing Compliance Associate

Vancouver, BC, Canada

$100,000 to $130,000 CAD / year · Full-time

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Job details

Pay: $100,000 to $130,000 CAD / year
Job type: Full-time
Posting language: English
Posted: Nov 5, 2026

Original job description

Clarity is redefining how private companies and their shareholders access liquidity. Through its institutional-grade platform, Clarity brings together buyers, sellers, and issuers to facilitate secondary transactions in venture-backed, pre-IPO companies, introducing efficiency, transparency, and standardization to an otherwise opaque asset class.

Recognized as one of Canada's fastest-growing companies and backed by leading U.S. investors, Clarity is profitable, well-capitalized, and building a high-performance team to meet growing demand and pursue new market opportunities.

Interested in learning more about life at Clarity? Check out our careers page to see how you can grow with us!

As a Marketing Compliance Associate at Clarity, you will review the marketing and communications that reach our customers, prospective customers, and the public. You will work with our sales and marketing teams to turn ideas into approved content, quickly and accurately. You will report to the Chief Compliance Officer and support our broker-dealer and investment adviser.

In this role, your responsibilities would include:

Review marketing, advertising, website, social media, and sales communications for compliance with FINRA and SEC rules.
Return clear, specific comments and required changes to sales and marketing teams within agreed turnaround times.
Maintain review logs and retain approved materials to meet books-and-records requirements.
Build and update a library of approved disclosures, templates, and review standards.
Track regulatory changes and update review standards when rules or guidance change.
Test and monitor communications after publication, and report issues to the CCO.
Support exam, inquiry, and audit requests related to communications.
Train sales and marketing teams on communications requirements.

Required Skills:

Three or more years of compliance experience at a broker-dealer or investment adviser.
Direct experience reviewing marketing or client communications under FINRA Rule 2210, SEC rules, or both.
Ability to explain regulatory requirements in plain language to non-compliance colleagues.
Strong attention to detail and disciplined documentation habits.
Ability to manage multiple review requests and meet deadlines.
Active Series 7 and Series 24, or willingness to obtain them.

Preferred Skills:

Series 24.
Experience with private placements, secondary markets, or alternative investments.
Familiarity with Canadian securities requirements, including CIRO and BCSC.
Experience with marketing review or compliance workflow tools.

Benefits & Perks:

Opportunity to participate in ownership of a rapidly growing company through our employee stock option plan.
Comprehensive 100% employer-paid health & dental premiums and a Health/Personal Spending Account for Canadian employees. (An employer-subsidized benefits program is available for US-based team members).
If you are based in Vancouver, enjoy a dedicated desk in our Vancouver, BC HQ, in the heart of downtown, with a fridge stocked with healthy snacks and drinks, an onsite gym, and a gorgeous rooftop amenity.
Vancouver based employees enjoy a $20-per-day commuter benefit for every day you work in our downtown HQ.
An engaging social calendar, including bi-weekly catered lunches, bi-weekly “Friday bar,” team workouts, annual summer party, and holiday party, two “onsite” all-team retreats each year, semi-annual team-building events, and Clarity Women’s Network events.
Significant opportunities for growth into team leadership and management roles.
Entrepreneurial culture and a small and dynamic team.
Sponsorship, immigration, and relocation for exceptional candidates.

Clarity is committed to fostering an inclusive workplace where all individuals have an opportunity to succeed.

AI, automated tools, and applicant privacy notice:

As part of our recruitment and hiring process, Clarity may use automated tools, including artificial intelligence (AI), to assist in screening applications, evaluating candidate qualifications, and supporting interview processes. These tools are designed to support and inform human decision-making and are not used as the sole basis for any employment decision.

We may collect, use, and analyze personal information you provide in connection with your application, including generating insights or inferences to assess job-related qualifications. This information is used for recruitment, evaluation, and compliance purposes in accordance with applicable law.

We take reasonable steps to evaluate and monitor our hiring tools and practices to promote fairness, consistency, and non-discrimination. Where required by applicable law - including in Ontario, Quebec, New York City, Illinois, and California - we conduct or rely on assessments such as bias audits, honor rights related to automated decision-making, and provide additional disclosures on request.

Depending on your location, you may have certain rights with respect to your personal information and the use of automated processing, including the right to request access to, correction of, or deletion of your information, or to receive additional information about our data practices. We honor such rights where required by applicable law.

For accommodation requests or questions about this notice, contact careers@clarity.com.

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More about this job

Responsibilities

The Marketing Compliance Associate will review marketing, advertising, and sales communications to ensure compliance with FINRA and SEC regulations. They will also maintain review logs, update disclosure libraries, and provide training to sales and marketing teams.

Requirements

Candidates must have at least three years of compliance experience at a broker-dealer or investment adviser and direct experience with FINRA or SEC marketing rules. Possession of or willingness to obtain Series 7 and Series 24 licenses is required.

Skills

Compliance
FINRA Rule 2210
SEC rules
Marketing review
Regulatory reporting
Broker-dealer compliance
Investment adviser compliance
Documentation
Communication
Series 7
Series 24
Private placements
Secondary markets
Alternative investments
CIRO
BCSC

Benefits

Employee stock option plan
Health insurance
Dental insurance
Health spending account
Personal spending account
Commuter benefit
Onsite gym
Catered lunches
Team retreats
Team-building events

Visa sponsorship

Detected

Keywords

Compliance
Marketing
FINRA
SEC
Broker-dealer
Investment adviser
Series 7
Series 24
Private placements
Secondary markets
Alternative investments
CIRO
BCSC
Regulatory compliance
Communications review
Audit support
Risk management
Financial services
Venture-backed
Pre-IPO

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