Find work in Canada.

330,238 jobs across our Canadian network. How we count

Jobs in Canada

25+ jobs

Email me new jobs Save this search

Added 12 mins ago
Newcomer Youth Advisor
YMCA of Greater Toronto
Toronto, ON
Full-time
Employment Type: Contract Full Time Salaried (6 months)
Added 26 mins ago
Sales Representative
Employment Solutions - Sault College
Sault Ste. Marie, ON
Full-time
Posted: Sep 18, 2026 View Strategic Workforce Advisor - ID 0
Added 42 mins ago
BILINGUAL PROJECT MANAGER, ENTERPRISE ONBOARDING- HYBRID
Green Shield Canada
Toronto, ON · Windsor, ON · Montreal, QC · Quebec, QC
…and building a future where every Canadian can reach their full health and well-being…
Added 1 hour ago
Family Practitioner, Forensic Assertive Community Treatment (FACT), Forensic Psychiatric Regional Clinics - Surrey, BC
Provincial Health Services Authority
Surrey, BC
Part-time
…Community Treatment team (FACT). FACT is a newly established service delivery model intended for clients with enhanced care needs who are involved in the criminal justice system. The FACT…
Added 3 hours ago
Beauty Advisor - Full Time
sephora.com
Calgary, AB
$17 to $20 CAD / hour
Full-time
Your role at Sephora Canada: As a Beauty Advisor, you'll be the face of Sephora Canada’s welcoming every client with warmth, confidence, and a passion for all things beauty. Through…
Added 4 hours ago
FULL-TIME SERVICE ADVISOR
Langenburg Motors - 1967 Ltd
Langenburg, SK
Full-time
Langenburg Motors is currently seeking a Full-Time Service Advisor to join our growing team.
Added 4 hours ago
TT/Principal - M&A IT Application- Canada - Business Consulting
Infosys
ON
Act as a trusted advisor, guiding stakeholders through IT transformation processes.
Added 4 hours ago
Banking Advisor Intern
Royal Bank of Canada
Dawson Creek, BC
Full-time
Respond to client-initiated contact, assisting them with a full range of financial transactions
Added 4 hours ago
CMT / PR - Telecom (Canada)
Infosys
Canada
An experienced consulting professional, you will be a thought leader in the CMT industry and a key advisor to defining solutions and will be on point to help clients define and realize the…
Added 4 hours ago
Retail Sales Associate (Advisor) - Whistler
Mountain Equipment Company
Whistler, BC
$19.35 to $20.2 CAD / hour
Retail Sales Associate (Advisor) – Full Time, Part Time & Flex
Added 5 hours ago
Bilingual Talent Acquisition Advisor
Mosaic North America
Sherbrooke, QC
Full-time
…growth, development, and well-being to help you reach your full potential. With programs designed to support a fulfilling work-life balance, we offer opportunities that fit your lifestyle…
Added 5 hours ago
Bilingual Talent Acquisition Advisor
Mosaic North America
Trois-Rivières, QC
Full-time
…growth, development, and well-being to help you reach your full potential. With programs designed to support a fulfilling work-life balance, we offer opportunities that fit your lifestyle…
Added 5 hours ago
Regional Sales Representative
Work in Middlesex
Strathroy, ON
Full-time
…leading opportunities, and positioning yourself as a trusted advisor to your…
Added 5 hours ago
Bilingual Talent Acquisition Advisor
Mosaic North America
Brossard, QC
Full-time
…growth, development, and well-being to help you reach your full potential. With programs designed to support a fulfilling work-life balance, we offer opportunities that fit your lifestyle…
Added 5 hours ago
Bilingual Talent Acquisition Advisor
Mosaic North America
Laval, QC
Full-time
…growth, development, and well-being to help you reach your full potential. With programs designed to support a fulfilling work-life balance, we offer opportunities that fit your lifestyle…
Added 5 hours ago
Diagnostic Neurophysiology Technologist, EEG Clinical - BC Children’s Hospital
Sanya’k̓ula
Vancouver, BC
Full-time
Participate in in-service educational programs by preparing and presenting lectures. Present video and EEG results at rounds. Present platform and poster presentations at conferences and…
Added 6 hours ago
Beauty Advisor - Part Time
sephora.com
Kelowna, BC
$19.85 to $24.8 CAD / hour
Your role at Sephora Canada: As a Beauty Advisor, you'll be the face of Sephora Canada’s welcoming every client with warmth, confidence, and a passion for all things beauty. Through…
Added 6 hours ago
Project Advisor, Digital Printing -Vancouver Downtown
TPH
Vancouver, BC
Full-time
The purpose of the Project Advisor role is to assist the Manager in immediately responding to the volume of inquiries by consulting on Customer requests, making recommendations and then…
Added 6 hours ago
Financial Security Advisor, Insurance- EN
RBC Insurance
Quebec, QC
Full-time
As an accredited Life, Health & Wealth Advisor (HLLQP/LLQP) (Financial Security Advisor) you provide integrated life insurance planning and advice to your existing network of referrals and…
Added 6 hours ago
Financial Security Advisor, Insurance- EN
RBC Insurance
Levis, QC
Full-time
As an accredited Life, Health & Wealth Advisor (HLLQP/LLQP) (Financial Security Advisor) you provide integrated life insurance planning and advice to your existing network of referrals and…
Added 6 hours ago
Developing Investment Advisor
TD
Halifax, NS
Full-time
TD Wealth Private Investment Advice (TDW PIA) is one of Canada's premier full-service brokerage firms for clients who want to stay involved in decisions about their portfolios. TDW PIA…
Added 6 hours ago
Logistics Analyst Intern
Pembina Pipeline Corporation
Calgary, AB
…accessibility accommodations, please let your Talent Acquisition Advisor know at that…
Added 6 hours ago
Land Intern
Pembina Pipeline Corporation
Calgary, AB
…accessibility accommodations, please let your Talent Acquisition Advisor know at that…
Added 6 hours ago
Commercial Intern
Pembina Pipeline Corporation
Calgary, AB
…accessibility accommodations, please let your Talent Acquisition Advisor know at that…
Added 6 hours ago
Tax Intern
Pembina Pipeline Corporation
Calgary, AB
This posting covers multiple intern opportunities within the Tax Service Unit, including Income Tax and Property Tax. One application is considered for all available tax intern positions,…

Co-operators

Associate Compliance Specialist, Mutual Funds

Mississauga, ON, Canada

Pay: Expected salary range $50,280 - $83,800
Job type: Full-time
Apply by: Oct 22, 2026
Posting language: English
Posted: Sep 22, 2026

Apply About employer

Applications open in a new tab.

Original job description

Company: CGL

Department: CFIS Compliance

Employment Type: Regular Full-Time

Work Model: Hybrid

Language: This role operates in English.

Additional Information: This role is currently vacant.

The Opportunity

We are a leading Canadian financial services co-operative committed to being a catalyst for a sustainable and resilient society and our team is essential to deliver on this strategy. That’s why we prioritize our people, to ensure we provide a strong culture and development opportunities which enables our team to thrive and to live our purpose. The best part is that you will work with people that care passionately about you, our clients, and our communities.

As the Associate Compliance Specialist, Mutual Funds, you will monitor compliance and review trading reports to ensure transactions meet regulations. You will offer support to Advisors in resolving compliance issues and provide onboarding expertise to facilitate learning.

How You Will Create Impact

Reviewing daily transactions and activities to ensure compliance with Mutual Fund dealer expectations and regulatory requirements.
Identifying compliance concerns and providing support, education and expertise to ensure issues are resolved in a timely manner.
Conducting location audits, communicating expectations and submitting reports to track progress.
Providing coaching to Advisors, delivering training, setting expectations and identifying development opportunities.
Liaise with Registrations team to assist with the onboarding process for new Advisors.

How You Will Succeed

You influence change and are committed to continuous improvement, in order to exceed client expectations.
You leverage critical thinking skills to identify problems and proactively propose solutions.
Your strong communication skills allow you to clearly convey messages.
You’re an effective team player who shares knowledge to support your peers.

What You Need To Know

You may travel occasionally.
You are required to have your own vehicle, valid driver’s license and insurance.
You will be subject to a Background check as a condition of employment, in the event you are the successful candidate.

To Join Our Team

You have two years of experience in Mutual Funds.
You have post-secondary education in a related discipline.
You have a Mutual Fund Licence and a Branch Manager Compliance certification.
You have advanced knowledge of Mutual Fund regulations and compliance guidelines for sales and transactions.
You have working knowledge of financial planning principles, sales, process and behaviour.

What’s in it for you?

Training and development opportunities to grow your career.
Flexible work options and paid time off to support your personal and family needs.
A holistic approach to your well-being, with physical and mental health programs and a supportive workplace culture.
Paid volunteer days to give back to your community.
In addition to our competitive salary and incentive programs, eligible employees also benefit from a comprehensive total rewards package including group retirement savings plans, pension and benefits (e.g., health and wellness, dental, disability and life coverage), mental health support and an employee assistance program.

#IN#

Salary information

Expected salary range $50,280 - $83,800

The salary amount for the successful candidate is determined by Co-operators in its discretion and will vary depending on several criteria including but not limited to: local market conditions, geography and relevant job-related factors such as knowledge, skills, qualification, experience and education.

Employees may also have the opportunity to participate in incentive programs and earn additional compensation tied to individual and/or business performance, or other business metrics.

Apply About employer

More about this job

Responsibilities

The Associate Compliance Specialist monitors daily transactions and trading reports to ensure adherence to mutual fund regulations and dealer expectations. They also provide coaching, training, and onboarding support to Advisors while conducting location audits to resolve compliance concerns.

Requirements

Candidates must have at least two years of experience in mutual funds and hold a Mutual Fund Licence along with a Branch Manager Compliance certification. A post-secondary education in a related discipline is required, along with advanced knowledge of regulatory compliance guidelines.

Skills

Compliance monitoring
Mutual fund regulations
Trading report review
Advisor support
Onboarding expertise
Location audits
Coaching
Training delivery
Critical thinking
Communication skills
Teamwork
Financial planning principles
Regulatory compliance

Benefits

Training and development opportunities
Flexible work options
Paid time off
Physical and mental health programs
Paid volunteer days
Pension
Health and wellness coverage
Dental coverage
Disability coverage
Life insurance
Mental health support
Employee assistance program

Visa sponsorship

Not detected in the job text

Keywords

Mutual Funds
Compliance
Regulatory Requirements
Financial Services
Audits
Advisor Support
Onboarding
Financial Planning
Mutual Fund Licence
Risk Management
Reporting
Coaching
Training
Transaction Monitoring

Report this job