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Added 8 mins ago
Retail Store Associate Part Time HomeSense-Stonebridge
The TJX Companies, Inc.
Saskatoon, SK
Part-time
Support for you and your family through our Associate and Family Assistance programs, offering helpful resources and services to enhance your well-being.
Added 8 mins ago
Retail Store Associate, Seasonal Part time, Winners-Lionhead
The TJX Companies, Inc.
Brampton, ON
Part-time
Support for you and your family through our Associate and Family Assistance programs, offering helpful resources and services to enhance your well-being.
Added 8 mins ago
Retail Store Associate Part Time Seasonal Marshalls/Homesense - Hyde Park
The TJX Companies, Inc.
London, ON
Part-time
Support for you and your family through our Associate and Family Assistance programs, offering helpful resources and services to enhance your well-being.
Added 21 mins ago
Pharmacist, Hourly Part Time Day
Loblaw Companies Limited
Surrey, BC
Part-time
To manage the operations of the Pharmacy while on duty, including providing consultation to both customers and health care providers, practice to full scope in providing professional…
Added 21 mins ago
Beauty Manager, Hourly Full Time Flexible Shifts Greenlight Requisition
Shoppers Drug Mart
Innisfil, ON
Full-time
Always put the Customer first and provides superior customer service
Added 21 mins ago
Beauty Specialist, Hourly Full Time Flexible Shifts
Loblaw Companies Limited
NB · Kings, NB
Full-time
Join a locally owned and operated store to help deliver health, beauty and convenience services in your community, and keep the customer at the centre of everything you do.
Added 21 mins ago
Merchandiser, Hourly Full Time Day
Loblaw Companies Limited
NB · Kings, NB
Full-time
Join a locally owned and operated store to help deliver health, beauty and convenience services in your community, and keep the customer at the centre of everything you do.
Added 21 mins ago
Pharmacist, Hourly Full Time Flexible Shifts
Loblaw Companies Limited
NB · Kings, NB
Full-time
To manage the operations of the Pharmacy while on duty, including providing consultation to both customers and health care providers, practice to full scope in providing professional…
Added 21 mins ago
Pharmacist, Hourly Part Time Flexible Shifts
Loblaw Companies Limited
NB · Kings, NB
Part-time
To manage the operations of the Pharmacy while on duty, including providing consultation to both customers and health care providers, practice to full scope in providing professional…
Added 21 mins ago
Pharmacy Assistant, Hourly Full Time Flexible Shifts
Loblaw Companies Limited
NB · Kings, NB
Full-time
Join a locally owned and operated store to help deliver health, beauty and convenience services in your community, and keep the customer at the centre of everything you do.
Added 21 mins ago
Pharmacist, Hourly Part Time Day
Loblaw Companies Limited
Corunna, ON
Part-time
To manage the operations of the Pharmacy while on duty, including providing consultation to both customers and health care providers, practice to full scope in providing professional…
Added 21 mins ago
Merchandiser, Hourly Full Time Flexible Shifts
Loblaw Companies Limited
NB · Kings, NB
Full-time
Join a locally owned and operated store to help deliver health, beauty and convenience services in your community, and keep the customer at the centre of everything you do.
Added 21 mins ago
Technical Lead Production
Loblaw Companies Limited
Burnaby, BC
Full-time
Excellent organizational and time management skills; able to prioritize tasks under pressure.
Added 21 mins ago
Cashier, Hourly Full Time Day
Loblaw Companies Limited
Ottawa, ON
Full-time
Join a locally owned and operated store to help deliver health, beauty and convenience services in your community, and keep the customer at the centre of everything you do.
Added 21 mins ago
Operations Supervisor, Full Time
Compass Group Canada
Port Hawkesbury, NS
Full-time
Assist OM with supervisor performance appraisals and associate files.
Added 21 mins ago
Pharmacist, Hourly Full Time Day
Loblaw Companies Limited
Corunna, ON
Full-time
To manage the operations of the Pharmacy while on duty, including providing consultation to both customers and health care providers, practice to full scope in providing professional…
Added 22 mins ago
Pharmacist, Hourly Part Time Day
Loblaw Companies Limited
Ottawa, ON
Part-time
To manage the operations of the Pharmacy while on duty, including providing consultation to both customers and health care providers, practice to full scope in providing professional…
Added 22 mins ago
Retail Sales Associate
Ray-Ban
Mont-Royal, QC
Full-time
…first-class total rewards package. Benefits may include health care, retirement savings, paid time off/vacation, and various employee…
Added 22 mins ago
Front Store Supervisor, Hourly Full Time Night
Loblaw Companies Limited
Spruce Grove, AB
Full-time
Join a locally owned and operated store to help deliver health, beauty and convenience services in your community, and keep the customer at the centre of everything you do.
Added 50 mins ago
Pharmacist, Patient Contact Centre
Loblaw Companies Limited
Mississauga, ON
Full-time
Commitment to providing exceptional customer service
Added 51 mins ago
Seasonal Sales Associate
Danier
Newmarket, ON
Part-time
Role Description The Seasonal Sales Associate is a full-time, on-site role based in Newmarket, ON. This role is responsible for delivering an elevated in-store experience by greeting…
Added 53 mins ago
Seasonal Retail Store Associate Part Time Winners
The TJX Companies, Inc.
ON
Part-time
Support for you and your family through our Associate and Family Assistance programs, offering helpful resources and services to enhance your well-being.
Added 53 mins ago
Retail Store Associate, Part Time, Winners - Wilson St Smart Centre
The TJX Companies, Inc.
Ancaster, ON
Part-time
Support for you and your family through our Associate and Family Assistance programs, offering helpful resources and services to enhance your well-being.
Added 1 hour ago
Pharmacy Shipping and Logistics Associate
SimpliPharm Pharmacy
Toronto, ON · Greater Toronto Area, Canada
Full-time
Role Description The Pharmacy Shipping and Logistics Associate is a full-time, on-site role based in Mississauga, Ontario. This role is responsible for accurately picking, packing, and…
Added 1 hour ago
Warehouse Associate - Loader/Unloader
Cintas Canada
Cambridge, ON
Full-time
Cintas is seeking a Warehouse Associate – Loader/Unloader to support the Rental Division. Loader/Unloaders are responsible for driving company trucks to designated areas in the facility for…

Co-operators

Associate Compliance Specialist, Mutual Funds

Mississauga, ON, Canada

Pay: Expected salary range $50,280 - $83,800
Job type: Full-time
Apply by: Oct 22, 2026
Posting language: English
Posted: Sep 22, 2026

Apply About employer

Applications open in a new tab.

Original job description

Company: CGL

Department: CFIS Compliance

Employment Type: Regular Full-Time

Work Model: Hybrid

Language: This role operates in English.

Additional Information: This role is currently vacant.

The Opportunity

We are a leading Canadian financial services co-operative committed to being a catalyst for a sustainable and resilient society and our team is essential to deliver on this strategy. That’s why we prioritize our people, to ensure we provide a strong culture and development opportunities which enables our team to thrive and to live our purpose. The best part is that you will work with people that care passionately about you, our clients, and our communities.

As the Associate Compliance Specialist, Mutual Funds, you will monitor compliance and review trading reports to ensure transactions meet regulations. You will offer support to Advisors in resolving compliance issues and provide onboarding expertise to facilitate learning.

How You Will Create Impact

Reviewing daily transactions and activities to ensure compliance with Mutual Fund dealer expectations and regulatory requirements.
Identifying compliance concerns and providing support, education and expertise to ensure issues are resolved in a timely manner.
Conducting location audits, communicating expectations and submitting reports to track progress.
Providing coaching to Advisors, delivering training, setting expectations and identifying development opportunities.
Liaise with Registrations team to assist with the onboarding process for new Advisors.

How You Will Succeed

You influence change and are committed to continuous improvement, in order to exceed client expectations.
You leverage critical thinking skills to identify problems and proactively propose solutions.
Your strong communication skills allow you to clearly convey messages.
You’re an effective team player who shares knowledge to support your peers.

What You Need To Know

You may travel occasionally.
You are required to have your own vehicle, valid driver’s license and insurance.
You will be subject to a Background check as a condition of employment, in the event you are the successful candidate.

To Join Our Team

You have two years of experience in Mutual Funds.
You have post-secondary education in a related discipline.
You have a Mutual Fund Licence and a Branch Manager Compliance certification.
You have advanced knowledge of Mutual Fund regulations and compliance guidelines for sales and transactions.
You have working knowledge of financial planning principles, sales, process and behaviour.

What’s in it for you?

Training and development opportunities to grow your career.
Flexible work options and paid time off to support your personal and family needs.
A holistic approach to your well-being, with physical and mental health programs and a supportive workplace culture.
Paid volunteer days to give back to your community.
In addition to our competitive salary and incentive programs, eligible employees also benefit from a comprehensive total rewards package including group retirement savings plans, pension and benefits (e.g., health and wellness, dental, disability and life coverage), mental health support and an employee assistance program.

#IN#

Salary information

Expected salary range $50,280 - $83,800

The salary amount for the successful candidate is determined by Co-operators in its discretion and will vary depending on several criteria including but not limited to: local market conditions, geography and relevant job-related factors such as knowledge, skills, qualification, experience and education.

Employees may also have the opportunity to participate in incentive programs and earn additional compensation tied to individual and/or business performance, or other business metrics.

Apply About employer

More about this job

Responsibilities

The Associate Compliance Specialist monitors daily transactions and trading reports to ensure adherence to mutual fund regulations and dealer expectations. They also provide coaching, training, and onboarding support to Advisors while conducting location audits to resolve compliance concerns.

Requirements

Candidates must have at least two years of experience in mutual funds and hold a Mutual Fund Licence along with a Branch Manager Compliance certification. A post-secondary education in a related discipline is required, along with advanced knowledge of regulatory compliance guidelines.

Skills

Compliance monitoring
Mutual fund regulations
Trading report review
Advisor support
Onboarding expertise
Location audits
Coaching
Training delivery
Critical thinking
Communication skills
Teamwork
Financial planning principles
Regulatory compliance

Benefits

Training and development opportunities
Flexible work options
Paid time off
Physical and mental health programs
Paid volunteer days
Pension
Health and wellness coverage
Dental coverage
Disability coverage
Life insurance
Mental health support
Employee assistance program

Visa sponsorship

Not detected in the job text

Keywords

Mutual Funds
Compliance
Regulatory Requirements
Financial Services
Audits
Advisor Support
Onboarding
Financial Planning
Mutual Fund Licence
Risk Management
Reporting
Coaching
Training
Transaction Monitoring

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