Find work in Canada.

329,779 jobs across our Canadian network. How we count

Jobs in Canada

25+ jobs

Save this search

Added 5 mins ago
Bilingual Senior Customer Accounts Specialist
Toyota Credit Canada Inc.
Markham, ON
Full-time
…Bilingual Senior Customer Accounts Specialist reporting to the Manager, Collections. In this position, you will partner with customers to clearly communicate account status and ensure any…
Added 5 mins ago
Managing Director - Public Services
City of Medicine Hat
Medicine Hat, AB
Full-time
…set the strategic direction for parks, recreation, cultural development, entertainment and events, community development, transit, and fire and emergency services. Working closely with the…
Added 5 mins ago
Senior Manager - Program & Project Management
LTM
ON · Ontario, Canada
$81,215 to $133,000 USD / year
Full-time
We are seeking a strategic and execution focused Senior Technical Program Manager to lead our AIML initiatives You will act as the operational backbone of our Artificial Intelligence…
Added 5 mins ago
Court Officer IA
Government of Newfoundland and Labrador
NL · Newfoundland and Labrador, Canada
Full-time
…be further supported with ongoing training and professional development opportunities as well as a variety of wellness and safety…
Added 5 mins ago
Laundry Attendant | Part-time | Westley Calgary
Silver Hotel Group
Calgary, AB
Part-time
Available to work nights, weekends and/or holidays as required, including occasional Manager-On-Duty shifts.
Added 5 mins ago
Engagement and Retention Specialist
Polycultural Immigrant & Community Services
Toronto, ON · Scarborough, ON
Contract
Reporting to the Program Manager, the Engagement and Retention Specialist plays a pivotal role in helping clients secure, sustain, and succeed in employment through ongoing engagement,…
Added 5 mins ago
Licensed Financial Services Assistant-EN
Canadian Forces Morale and Welfare Services
Comox, BC
$20.75 to $27.64 CAD / hour
Full-time
The Licensed Financial Services Assistant will support advisors assigned to them by their manager. This includes, but is not limited to, proactively calling clients for appointments or…
Added 5 mins ago
Manager, Quality systems
CIMA+
Calgary, AB
$97,360 to $133,870 CAD / year
Full-time
Welcome to a commitment to sustainable development you can relate to.
Added 5 mins ago
Security Guard Overnight (Full-time)
Allied Universal
Winnipeg, MB
Full-time
Undertake site specific training, follow direction and guidance from Site Supervisor or Manager
Added 5 mins ago
Room Attendant | Part-time | Westley Calgary
Silver Hotel Group
Calgary, AB
Part-time
Report work related accidents, or other injuries immediately upon occurrence to manager/supervisor;
Added 5 mins ago
Store Lead
Moores Clothing
Winnipeg, MB
Full-time
As a Store Lead, you will partner with your Store Manager to support store team members to achieve sales performance expectations through active coaching, development of a team selling…
Added 5 mins ago
Institutional Business Development Manager
QV Investors Inc.
Calgary, AB
Full-time
Role: Institutional Business Development Manager
Added 5 mins ago
Customer Service Quality Manager
Merrithew®
Toronto, ON · Scarborough, ON
$75,000 to $100,000 CAD / year
Full-time
…works closely with Quality, Operations, Engineering, Product Development, Supply Chain, and suppliers to resolve product-related…
Added 5 mins ago
Customs Compliance Manager
Stoakley-Stewart Consultants Ltd.
Mississauga, ON
$105,000 to $120,000 CAD / year
Full-time
Ongoing professional development and growth opportunities
Added 5 mins ago
Branch Administrator - Vancouver
TK Elevator
Burnaby, BC
Full-time
Escalate collection, billing, and reconciliation issues to the appropriate Account Manager in a timely manner
Added 5 mins ago
Manager, Quality systems
CIMA+
Mississauga, ON
$97,360 to $133,870 CAD / year
Full-time
Welcome to a commitment to sustainable development you can relate to.
Added 5 mins ago
Student - Active Transportation
City of Mississauga
Mississauga, ON
Full-time
…equity-focused Active Transportation Assistant to support the development of safe, connected, and accessible walking, cycling, and rolling…
Added 5 mins ago
Account Manager
Longterm Technology Services
London, ON
Full-time
…is a vital part of our team, focused on driving new business development and revenue growth by identifying client pain points and proposing optimal solutions from our portfolio of Siemens…
Added 5 mins ago
Banking Project Manager
Infotree Global Solutions
Montreal, QC
Contract
Ensure that all projects follow Group Policies and Procedure – including proper Project Governance & Software Development Lifecycle
Added 5 mins ago
Communication Systems Design Engineer
Mott MacDonald
Toronto, ON
Full-time
At Mott MacDonald, we are driven by purpose and powered by brilliant people. As a trusted engineering, management, and development consultancy, we work with clients to solve complex…
Added 5 mins ago
Principal Mechanical Design Specialist
Samuel, Son & Co.
Waterloo, ON
Full-time
- Support proposal and concept development by contributing senior mechanical judgment to feasibility, architecture, and risk discussions
Added 5 mins ago
Supervisor, Finance and Accounting
Upper Thames River Conservation Authority
London, ON
Full-time
Protecting people and property and supporting safe development
Added 5 mins ago
Fairgrounds Public Racket Club - General Manager
Fairgrounds
Toronto, ON
$70,000 CAD / year
Full-time
We’re growing and hiring a dynamic, organized, and people-driven General Manager (GM). As General Manager, you own the full site P&L and are accountable for member experience, daily…
Added 5 mins ago
Financial Services Assistant-EN
Canadian Forces Morale and Welfare Services
Saint-Jean-sur-Richelieu, QC · St-Jean-Sur-Richelieu, QC
$19.85 to $23.41 CAD / hour
Full-time
…branch or remotely across the country as assigned by their manager. This includes, but is not limited to, proactively calling clients for appointments or providing a wide range of…
Added 5 mins ago
Facilities Assistant
Disability Alliance BC
Vancouver, BC
Full-time
Reporting to the Office Manager, the Facilities Assistant will carry out general office tasks, workspace set up and maintenance, and vendor relationships to ensure a safe, efficient, and…

Co-operators

Associate Compliance Specialist, Mutual Funds

Moncton, NB, Canada

Pay: Expected salary range $50,280 - $83,800
Job type: Full-time
Apply by: Oct 22, 2026
Posting language: English
Posted: Sep 22, 2026

Apply About employer

Applications open in a new tab.

Original job description

Company: CGL

Department: CFIS Compliance

Employment Type: Regular Full-Time

Work Model: Hybrid

Language: This role operates in English.

Additional Information: This role is currently vacant.

The Opportunity

We are a leading Canadian financial services co-operative committed to being a catalyst for a sustainable and resilient society and our team is essential to deliver on this strategy. That’s why we prioritize our people, to ensure we provide a strong culture and development opportunities which enables our team to thrive and to live our purpose. The best part is that you will work with people that care passionately about you, our clients, and our communities.

As the Associate Compliance Specialist, Mutual Funds, you will monitor compliance and review trading reports to ensure transactions meet regulations. You will offer support to Advisors in resolving compliance issues and provide onboarding expertise to facilitate learning.

How You Will Create Impact

Reviewing daily transactions and activities to ensure compliance with Mutual Fund dealer expectations and regulatory requirements.
Identifying compliance concerns and providing support, education and expertise to ensure issues are resolved in a timely manner.
Conducting location audits, communicating expectations and submitting reports to track progress.
Providing coaching to Advisors, delivering training, setting expectations and identifying development opportunities.
Liaise with Registrations team to assist with the onboarding process for new Advisors.

How You Will Succeed

You influence change and are committed to continuous improvement, in order to exceed client expectations.
You leverage critical thinking skills to identify problems and proactively propose solutions.
Your strong communication skills allow you to clearly convey messages.
You’re an effective team player who shares knowledge to support your peers.

What You Need To Know

You may travel occasionally.
You are required to have your own vehicle, valid driver’s license and insurance.
You will be subject to a Background check as a condition of employment, in the event you are the successful candidate.

To Join Our Team

You have two years of experience in Mutual Funds.
You have post-secondary education in a related discipline.
You have a Mutual Fund Licence and a Branch Manager Compliance certification.
You have advanced knowledge of Mutual Fund regulations and compliance guidelines for sales and transactions.
You have working knowledge of financial planning principles, sales, process and behaviour.

What’s in it for you?

Training and development opportunities to grow your career.
Flexible work options and paid time off to support your personal and family needs.
A holistic approach to your well-being, with physical and mental health programs and a supportive workplace culture.
Paid volunteer days to give back to your community.
In addition to our competitive salary and incentive programs, eligible employees also benefit from a comprehensive total rewards package including group retirement savings plans, pension and benefits (e.g., health and wellness, dental, disability and life coverage), mental health support and an employee assistance program.

#IN#

Salary information

Expected salary range $50,280 - $83,800

The salary amount for the successful candidate is determined by Co-operators in its discretion and will vary depending on several criteria including but not limited to: local market conditions, geography and relevant job-related factors such as knowledge, skills, qualification, experience and education.

Employees may also have the opportunity to participate in incentive programs and earn additional compensation tied to individual and/or business performance, or other business metrics.

Apply About employer

More about this job

Responsibilities

The Associate Compliance Specialist monitors daily transactions and trading reports to ensure adherence to mutual fund dealer expectations and regulatory requirements. They also provide coaching, training, and onboarding support to Advisors while conducting location audits to resolve compliance concerns.

Requirements

Candidates must have at least two years of experience in mutual funds and hold a valid Mutual Fund Licence and Branch Manager Compliance certification. A post-secondary education in a related discipline is required, along with advanced knowledge of mutual fund regulations and financial planning principles.

Skills

Compliance monitoring
Trading report review
Regulatory compliance
Mutual fund regulations
Advisor support
Onboarding
Location audits
Coaching
Training delivery
Critical thinking
Communication skills
Teamwork
Financial planning principles
Sales process

Benefits

Training and development opportunities
Flexible work options
Paid time off
Physical and mental health programs
Paid volunteer days
Pension
Health and wellness coverage
Dental coverage
Disability coverage
Life coverage
Mental health support
Employee assistance program

Visa sponsorship

Not detected in the job text

Keywords

Compliance
Mutual Funds
Financial Services
Regulatory Requirements
Trading Reports
Audits
Advisor Support
Onboarding
Financial Planning
Coaching
Risk Management
Mutual Fund Licence
Transaction Monitoring
Sales Process

Report this job