Find work in Canada.

332,834 jobs across our Canadian network. How we count

Jobs in Canada

25+ jobs

Email me new jobs Save this search

Added 12 mins ago
Territory Manager - Fredericton
Brandt Group of Companies
Hanwell, NB
Full-time
Brandt Tractor Ltd is currently seeking a Territory Manager for our Fredericton Positioning Technology location.
Added 12 mins ago
Territory Manager - Compact Construction Equipment
Brandt Group of Companies
Hanwell, NB
Full-time
Coordinate equipment check-ins, upfitting, and delivery schedules with Sales Coordinators to ensure timely and accurate fulfillment.
Added 12 mins ago
Heavy Equipment Technician - Leadhand - Construction & Forestry
Brandt Group of Companies
Cardinal, ON
Full-time
Adhere to service guidelines set by management to ensure consistent, quality service delivery.
Added 12 mins ago
Service Technician - Shop
Brandt Group of Companies
Mount Pearl, NL
Full-time
Operate within budgets and approvals established by the Service Manager.
Added 12 mins ago
Technical Trainer - Truck & Transport
Brandt Group of Companies
Mississauga, ON
Full-time
Schedule training delivery in collaboration with the Service Managers, Supervisors/Foremen, the Training Centre Manager, Training Coordinators, Training Administrators, and others.
Added 12 mins ago
Technical Trainer
Brandt Group of Companies
Mississauga, ON
Full-time
Schedule training delivery in collaboration with the Service Managers, Supervisors/Foremen, the Training Centre Manager, Training Coordinators, Training Administrators, and others.
Added 12 mins ago
Territory Manager - Compact Construction Equipment
Brandt Group of Companies
Peterborough, ON
Full-time
Brandt Tractor Ltd. is currently seeking a Territory Manager - Compact Construction Equipment for our Peterborough Construction & Forestry location.
Added 12 mins ago
Territory Manager - Underground & Tree Care Products
Brandt Group of Companies
Peterborough, ON
Full-time
Brandt Tractor Ltd. is currently seeking a Territory Manager - Underground & Tree Care Products for our Peterborough location. The Compact Construction Equipment Territory Manager…
Added 12 mins ago
Customer Service Representative - Fastfrate Group (Edmonton)
Fastfrate Group
Edmonton, AB
From TL and LTL to drayage, warehousing, fulfillment, and final mile delivery, the Fastfrate Group provides true port-to-door solutions. Our integrated service model delivers seamless,…
Added 26 mins ago
Service Manager
Brandt Group of Companies
Mount Pearl, NL
Full-time
Build and maintain strong relationships with customers and internal teams to support effective service delivery.
Added 26 mins ago
Account Executive
Marcus Evans Group
Montreal, QC
Full-time
…will develop into a Senior Account Executive and then Sales Manager after achieving initial milestones. We recognize excellence and are fully committed to developing impactful future…
Added 27 mins ago
Regional Contract Manager
Rockwell Automation
Cambridge, ON · Calgary, AB · Canada-Ontario-Cambridge-Saltsman Dr
Full-time
As a Contract Manager, you are responsible for the end-to-end execution, operationalization, governance, and performance management of customer and partner contracts. You will deliver…
Added 41 mins ago
Service Technician - Shop_CA
Brandt Group of Companies
Mississauga, ON
Full-time
Operate within budgets and approvals established by the Service Manager.
Added 41 mins ago
Senior Manager, Technical Support
Sectigo
Ottawa, ON
Full-time
We are looking for a talented Senior Manager, Technical Support to join our growing global team at Sectigo.
Added 41 mins ago
Project Management Office - Sr. Project Manager - P5
OSI Maritime Systems
Burnaby, BC
Full-time
Working within the Systems Delivery division, the Senior Project Manager is the Leader of a multi-disciplinary Integrated Project Team and is the principle point of interface between the…
Added 41 mins ago
Marketing Manager
1Click Energy Solutions
Toronto, ON
$85,000 CAD / year
Full-time
Reporting to the Director of Sales and Marketing, the Marketing Manager is a hands-on, revenue-focused leader responsible for the day-to-day operations of the marketing team and the…
Added 41 mins ago
Product Operations Manager
DarkVision
North Vancouver, BC
Full-time
DarkVision is seeking a Product Operations Manager to support the execution and delivery of DarkVision’s award winning industrial imaging technology. This role is focused on delivery…
Added 41 mins ago
Utilities Environment Specialist (Full Time)
City of Chilliwack
Chilliwack, BC
Full-time
…performance is subject to review, inspection and evaluation by the…
Added 41 mins ago
Manufacturing Manager
DarkVision
North Vancouver, BC
Full-time
…downhole imaging technologies. We are looking for a Manufacturing Manager to build and lead the teams and processes that deliver and maintain cutting-edge inspection technologies on time…
Added 41 mins ago
Hospital to Home (H2H) Coordinator
Brant Community Healthcare System
Brantford, ON
Full-time
Reporting to the Clinical Manager Access & Flow, the BCHS Hospital to Home (H2H) Coordinator in collaboration with the patient, family/supports, physician, and members of the clinical team…
Added 41 mins ago
Nurse-Led Outreach Team (NLOT) RN
Brant Community Healthcare System
Brantford, ON
Full-time
Reporting to the Clinical Manager, the Nurse Led Outreach Team (NLOT) Nurse provides clinical consultation, education, and mentorship to interprofessional teams within Long Term Care Homes…
Added 41 mins ago
Logistics & Supply Chain Coordinator
Mint Green Group
Pointe-Claire, QC
Full-time
REPORTS TO: Logistics and Supply Chain Manager
Added 42 mins ago
Finance Operations Analyst I
TD
Dieppe, NB
Full-time
…transactions / processes beyond 1st level operations service delivery and resolve escalated matters and refer complex issues / situations beyond own level of…
Added 1 hour ago
Shop Foreman - Agriculture - Brooks
Brandt Group of Companies
Brooks, AB
Full-time
…Optimization standards. The individual acts as the Service Manager when the Manager is away from the dealership and provide quotes and estimates to customers as required, review work orders…
Added 1 hour ago
Service Technician - Field
Brandt Group of Companies
Saint-Georges, QC · St-Georges, QC
Full-time
Operate within budgets and approvals established by the Service Manager.

Co-operators

Associate Compliance Specialist, Mutual Funds

Moncton, NB, Canada
Guelph, ON, Canada
Mississauga, ON, Canada
Burlington, ON, Canada
Calgary, AB, Canada

Pay: Expected salary range $50,280 - $83,800
Job type: Full-time
Posting language: English
Posted: Sep 22, 2026

Apply About employer

Applications open in a new tab.

Original job description

Company: CGL Department: CFIS Compliance Employment Type: Regular Full-Time Work Model: Hybrid Language: This role operates in English. Additional Information: This role is currently vacant.

The Opportunity:

We are a leading Canadian financial services co-operative committed to being a catalyst for a sustainable and resilient society and our team is essential to deliver on this strategy. That’s why we prioritize our people, to ensure we provide a strong culture and development opportunities which enables our team to thrive and to live our purpose. The best part is that you will work with people that care passionately about you, our clients, and our communities.

As the Associate Compliance Specialist, Mutual Funds, you will monitor compliance and review trading reports to ensure transactions meet regulations. You will offer support to Advisors in resolving compliance issues and provide onboarding expertise to facilitate learning.

How you will create impact:

Reviewing daily transactions and activities to ensure compliance with Mutual Fund dealer expectations and regulatory requirements.
Identifying compliance concerns and providing support, education and expertise to ensure issues are resolved in a timely manner.
Conducting location audits, communicating expectations and submitting reports to track progress.
Providing coaching to Advisors, delivering training, setting expectations and identifying development opportunities.
Liaise with Registrations team to assist with the onboarding process for new Advisors.

How you will succeed:

You influence change and are committed to continuous improvement, in order to exceed client expectations.
You leverage critical thinking skills to identify problems and proactively propose solutions.
Your strong communication skills allow you to clearly convey messages.
You’re an effective team player who shares knowledge to support your peers.

What you need to know:

You may travel occasionally.
You are required to have your own vehicle, valid driver’s license and insurance.
You will be subject to a Background check as a condition of employment, in the event you are the successful candidate.

To join our team:

You have two years of experience in Mutual Funds.
You have post-secondary education in a related discipline.
You have a Mutual Fund Licence and a Branch Manager Compliance certification.
You have advanced knowledge of Mutual Fund regulations and compliance guidelines for sales and transactions.
You have working knowledge of financial planning principles, sales, process and behaviour.

What’s in it for you?

Training and development opportunities to grow your career.
Flexible work options and paid time off to support your personal and family needs.
A holistic approach to your well-being, with physical and mental health programs and a supportive workplace culture.
Paid volunteer days to give back to your community.
In addition to our competitive salary and incentive programs, eligible employees also benefit from a comprehensive total rewards package including group retirement savings plans, pension and benefits (e.g., health and wellness, dental, disability and life coverage), mental health support and an employee assistance program.

#IN#

Salary information

Expected salary range $50,280 - $83,800

The salary amount for the successful candidate is determined by Co-operators in its discretion and will vary depending on several criteria including but not limited to: local market conditions, geography and relevant job-related factors such as knowledge, skills, qualification, experience and education.

Employees may also have the opportunity to participate in incentive programs and earn additional compensation tied to individual and/or business performance, or other business metrics.

Apply About employer

More about this job

Responsibilities

The Associate Compliance Specialist monitors daily transactions and trading reports to ensure adherence to mutual fund regulations and dealer expectations. They also provide coaching, training, and onboarding support to advisors while conducting location audits to resolve compliance concerns.

Requirements

Candidates must have at least two years of experience in mutual funds and post-secondary education in a related discipline. A valid mutual fund license and branch manager compliance certification are required for this role.

Skills

Mutual funds
Compliance monitoring
Trading report review
Regulatory compliance
Advisory support
Onboarding
Location audits
Coaching
Training delivery
Critical thinking
Communication
Teamwork
Financial planning principles
Risk management

Benefits

Training and development opportunities
Flexible work options
Paid time off
Physical and mental health programs
Paid volunteer days
Pension
Health and wellness benefits
Dental coverage
Disability coverage
Life insurance
Mental health support
Employee assistance program

Visa sponsorship

Not detected in the job text

Keywords

Mutual Funds
Compliance
Financial Services
Regulatory Requirements
Trading Reports
Advisors
Onboarding
Audits
Coaching
Financial Planning
Risk Management
Reporting
Transaction Monitoring
Professional Certification
Branch Manager Compliance

Report this job