Control, Risk and Compliance Analyst
- Sainte-Thérèse, QC, Canada
- Caisse Desjardins Thérèse-De Blainville, Canada
Full-time
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Job details
- Job type
- Full-time
- Apply by
- Posting language
- English
- Posted
Original job description
The work mode arrangement for the position is full-time on site
As a Control, Risk and Compliance Analyst, you help managers apply and carry out internal control, risk and compliance activities related to the distribution of savings/investment products offered in your network. More specifically, you assist with operational analysis, oversight and prevention. You analyze issues and situations. You support the professionals in your unit and help prepare opinions and implementation plans in accordance with your discipline's rules. You conduct preliminary analyses. You draw on your comprehensive knowledge of your line of business and your ability to manage complexity. You interact with stakeholders working in other fields. You assist clients and partners. More specifically, you will be required to:
- Serve as the senior compliance officer for the distribution of savings and investment products.
- Prepare reports and present them to the relevant bodies.
- Liaise with relevant Desjardins components.
- Manage activities related to operational risk, including risk and control self-assessment, the input of operational losses, the business continuity plan and information security.
- Monitor the internal control system. Ensure that supervisory controls are completed, and be responsible for execution quality. Complete certain supervisory controls.
- Help managers identify and implement corrective measures.
- Ensure that activities related to money laundering and terrorist financing legislation (PCMLTFA) are carried out.
- Comply with policies, practices and standards, as well as legislation governing the distribution of financial products and services.
What we offer*
- Competitive salary and annual bonus
- 4 weeks of flexible vacation starting in the first year
- Defined benefit pension plan that provides predictable, stable income throughout retirement
- Group insurance including telemedicine
- Reimbursement of health and wellness expenses and telework equipment
* Benefits apply based on eligibility criteria.
What you bring to the table
- Bachelor's degree in a related field
- A minimum of one year of relevant experience
- Please note that other combinations of qualifications and relevant experience may be considered
- Mutual fund representative certificate – Autorité des marchés financiers
- CDS cours à l’intention des directeurs de succursale
- Knowledge of French is required
Equity, Diversity, Inclusion and Accessibility
At Desjardins, we believe in equity, diversity and inclusion. We're committed to welcoming, respecting and valuing people for who they are as individuals, learning from their differences, embracing their uniqueness, and providing a positive workplace for all. At Desjardins, we have zero tolerance for discrimination of any kind. We believe our teams should reflect the diversity of the members, clients and communities we serve.
If there's something we can do to help make the recruitment process or the job you're applying for more accessible, let us know. We can provide accommodations at any stage in the recruitment process. Just ask!
Trade Union (If applicable)
Job Family
Risk management (FG)Unposting Date
2026-11-10More about this job
Responsibilities
The analyst will oversee internal controls, risk management, and compliance activities related to the distribution of savings and investment products. They are responsible for preparing reports, monitoring operational risks, and ensuring adherence to legislative standards including anti-money laundering regulations.
Requirements
Candidates must hold a bachelor's degree in a related field and possess at least one year of relevant experience. A mutual fund representative certificate and knowledge of French are required for this role.
Skills
- Operational analysis
- Risk management
- Compliance
- Internal control
- Operational risk
- Information security
- Business continuity planning
- Financial product distribution
- Reporting
- Regulatory compliance
- Anti-money laundering
- Stakeholder management
- Problem solving
- Business insight
- Action oriented
Benefits
- Competitive salary
- Annual bonus
- Flexible vacation
- Defined benefit pension plan
- Group insurance
- Telemedicine
- Reimbursement of health and wellness expenses
- Reimbursement of telework equipment
Visa sponsorship
Not detected in the job text
Categories
- Finance & Accounting
- Management & Leadership
- Security & Safety
- Consulting
Keywords
- Control
- Risk
- Compliance
- Operational risk
- Internal control
- Savings products
- Investment products
- PCMLTFA
- Money laundering
- Terrorist financing
- Business continuity
- Information security
- Mutual fund representative
- Financial services
- Reporting
- Risk assessment
- Regulatory standards
- Stakeholder management
- Corrective measures