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Added 3 mins ago
SP
SVP, Canadian Strategic Sales
Salesforce Partner Canada
Toronto, ON
- Full-time
Salesforce is seeking a visionary and transformational Senior Vice President (SVP) to lead the Canadian Strategic Sales organization. This executive will be responsible for accelerating…
Added 19 mins ago
NF
Senior Internal Communications Specialist
Northbridge Financial Corporation
Toronto, ON
- Full-time
What it’s like to be a Northbridge Senior Internal Communications Specialist
Added 33 mins ago
C
Sr. Team Leader, Wealth Client Services
CIBC
Toronto, ON
- Full-time
Working in close partnership with the Manager of Private Banking Operations, the Senior Leader, Wealth Client Services ensures that the ongoing operation of the Private Wealth Management…
Added 49 mins ago
WO
Registered Technologist - Nuclear Medicine
William Osler Health System
Brampton, ON
- Part-time
…training and promotional opportunities. Guided by our accomplished senior leadership team, together we are driving our vision of world-class health care inspired by our people and…
Added 1 hour ago
R
VP of Marketing Operations
Revun
Vaughan, ON
- Internship
This is not a narrow communications or campaign-management role. We are looking for a senior executive who can build the marketing systems, team structure, reporting, and execution…
Added 1 hour ago
AI
International Trade Compliance Consultant
Apotex Inc.
Toronto, ON · North York, ON
- $72,284 to $101,198 CAD / year
- Full-time
Serve as the senior technical specialist/advisor to the organization for all matters pertaining to movement of all goods and materials on an international scale. Collaborate with the launch…
Added 1 hour ago
BC
BCG Platinion | Senior AI Tech Consultant, Enterprise Solutions
Boston Consulting Group
Toronto, ON
- $160,000 CAD / year
- Full-time
Enterprise Solutions Senior AI Tech Consultants at BCG Platinion are:
Added 2 hours ago
MC
Senior DevOps Engineer
Modern Campus
Canada
- Full-time
Modern Campus is looking for a Senior DevOps Engineer to build, operate, and improve the cloud infrastructure supporting our higher education products. Our environment is primarily AWS,…
Added 2 hours ago
GP
Associé Gestion des Partenariats / Partner Account Associate
Global Payments Inc.
Toronto, ON · Montreal, QC
- Full-time
Added 3 hours ago
AH
Physiotherapist II
Alberta Health Services
AB · Greater Edmonton Metropolitan Area
- Temporary
…also be able to share patient information real time with these senior clinicians to assist you in providing high quality…
Added 3 hours ago
OC
Senior ERP Functional Consultant
OERP Canada
Toronto, ON
- Internship
Lead the Way as a Senior ERP Functional Consultant
Added 4 hours ago
H-
Sales Manager (AI Solutions)
HeitechSoft - AI Business Solutions
Cambridge, ON
- Full-time
Experience: Minimum 5-7 years of professional experience in B2B sales (SaaS or IT Services preferred), with at least 2+ years in a leadership or senior sales role.
Added 4 hours ago
C
Senior Counsel, Asset Management
CIBC
Toronto, ON
- Full-time
…business-focused legal advice across a broad range of matters. As Senior Counsel, Asset Management, you’ll advise and support CIBC’s asset management business throughout the full lifecycle…
Added 5 hours ago
M
Enterprise Account Executive - Canadian Government
Meltwater
Toronto, ON
- Full-time
…thrive. You’ll work alongside talented sales professionals and senior leadership who are invested in your success and…
Added 5 hours ago
K
Assistant Store Manager - Market Mall
Knix
Calgary, AB
- Full-time
Proven experience as a senior retail leader in an upscale, premium, or fashion-forward brand, with a strong balance of people leadership and business acumen to drive results.
Added 5 hours ago
C
Customer Service Representative (English & French)
CIBC
Mississauga, ON
- Full-time
…clients as they manage their day-to-day banking needs. As a Senior Client Service Representative, whether it’s taking the lead to answer questions, assisting with transactions, or…
Added 6 hours ago
RT
Conseiller(ère) principal(e), Approvisionnement en énergie | Principal Adviser Power Procurement
Rio Tinto
Montreal, QC
- Full-time
Added 7 hours ago
T
Senior Software Engineer (L3)
Twilio
Remote, Canada
- Full-time
- Remote
Join the team as Twilio’s next Senior Software Engineer, L3.
Added 7 hours ago
SM
RQ11431 - Specialized IT Consultant – Senior
S M Software Solutions Inc
Toronto, ON
- Internship
We are seeking a Senior Specialized IT Consultant with extensive hands-on experience in Microsoft Dynamics 365 CRM, Model-Driven Apps (MDA), Power Pages Portal development, Power Automate,…
Added 7 hours ago
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RQ11431 - Specialized IT Consultant – Senior
S M Software Solutions Inc
Toronto, ON
- Internship
We are seeking a Senior Specialized IT Consultant with extensive hands-on experience in Microsoft Dynamics 365 CRM, Model-Driven Apps (MDA), Power Pages Portal development, Power Automate,…
Added 7 hours ago
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Senior Full Stack Developer (12 Months Maternity Contract)
Tangerine
Toronto, ON
- Full-time
We are looking for a Senior Full Stack Developer who is passionate about building high quality software across both backend and frontend stacks, and who enjoys working end to end - from API…
Added 7 hours ago
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RQ11431 - Specialized IT Consultant – Senior
S M Software Solutions Inc
Toronto, ON
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We are seeking a Senior Specialized IT Consultant with extensive hands-on experience in Microsoft Dynamics 365 CRM, Model-Driven Apps (MDA), Power Pages Portal development, Power Automate,…
Added 8 hours ago
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Senior Personal Banking Advisor - Edmonton Unity Square
ATB
Edmonton, AB
- Full-time
Shape the Future as a Senior Personal Banking Advisor at ATB Financial!
Added 8 hours ago
WT
Senior Software Developer (Front End), Trading
Wealthsimple Technologies
Remote, Canada
- $151,200 to $189,000 CAD / year
- Full-time
- Remote
As a Senior Front End Engineer on our trading and investing teams, you'll own meaningful slices of the experiences at the heart of Canada's first zero-commission brokerage - the surfaces…
Added 9 hours ago
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Senior Property Manager
Ripple Property Management
Calgary, AB
- $65,000 to $80,000 CAD / year
- Full-time

Equitable

Senior Compliance Analyst, Asset Management

Waterloo, ON, Canada

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Job details

Experience: 3-5+ years of experience in investment compliance, audit, risk management, investment operations, or asset management.
Posting language: English
Posted: Oct 2, 2026

Original job description

At Equitable, we believe work should be a place where you feel supported, inspired, and empowered to grow. In our caring and collaborative environment, your curiosity is encouraged, your passion is recognized, and your contributions truly matter. Together, we create meaningful impact, for our clients, our communities, and each other.

The Opportunity:  At Equitable, we believe great things happen when we work together. We’re a Canadian mutual company driven by purpose - putting people first and helping Canadians protect today and prepare for tomorrow. If you’re passionate about making a difference and growing your career in an inclusive and collaborative environment, we’d love to hear from you.

Our culture is built on care, passion and curiosity. We put people above all else, strive to be our best and welcome new ideas to deliver positive outcomes.

Join our Asset Management team as a Senior Compliance Analyst, Asset Management, where you will play a key role in supporting compliance with applicable regulations and governing bodies, including the Ontario Securities Act, FINTRAC, OSC guidelines, the Insurance Act, and OSFI Guidelines. Reporting to the Director, Asset Management Compliance, you will support day-to-day compliance operations, regulatory oversight, trade supervision, reporting, and investment compliance program enhancements while gaining broad exposure to investment management operations. This role offers the opportunity to work closely with investment teams, external fund managers, and regulatory requirements while contributing to a strong culture of governance, risk management, and continuous improvement.

Join one of the region’s top employers and be part of something that truly makes a difference.

Work Arrangements: This is a hybrid role. You will work in our office in Waterloo, ON a minimum of two (2) assigned, consecutive days every other week, plus a fifth (5th) assigned day per month. You are welcome to work from the office more than the minimum requirement and there may be some roles that are required to work in our office more than the minimum requirement.

What you’ll do:

Conduct compliance monitoring and testing to assess adherence to investment policies, mandates, restrictions, regulatory requirements, and internal guidelines.
Research and monitor regulatory developments, including securities legislation, insurance regulations, OSFI requirements, FINTRAC obligations, and AML requirements, preparing summaries, impact assessments, and implementation plans.
Support the ongoing enhancement of the investment compliance framework, including policies, procedures, guidelines, internal controls, and compliance monitoring documentation.
Produce monthly and quarterly compliance dashboards, KPI/KRI reporting, trend analysis, management reports, and committee reporting packages.
Analyze investment holdings, transactions, personal trading activity, compliance exceptions, and portfolio data, making recommendations to management.
Perform daily trade supervision and support pre-trade and post-trade compliance reviews, trade exception investigations, and trading report distribution.
Maintain compliance breach and issue logs, track remediation activities, validate corrective actions, and prepare status reporting for management.
Support regulatory filings, registrations, surveys, examinations, questionnaires, and information requests while maintaining compliance records and evidence for audits and reviews.
Conduct due diligence reviews and oversight activities for internal and external fund managers, investment products, and funds, including onboarding, document collection, and periodic reviews.
Assist with the development and maintenance of the investment compliance technology platform, including compliance monitoring, mandate testing, exception management, and investment oversight reporting within Finbourne and other portfolio management systems.

What you’ll bring:

University degree in Finance, Business, Accounting, Economics, Risk Management, or a related discipline.
3-5+ years of experience in investment compliance, audit, risk management, investment operations, or asset management.
Strong understanding of securities regulation, investment products, governance frameworks, compliance monitoring, and regulatory obligations.
Experience supporting compliance programs, regulatory reviews, examinations, filings, and ongoing compliance reporting activities.
Advanced Excel skills with the ability to perform complex data analysis, reconciliation, interpretation, and trend reporting.
Experience with portfolio management and compliance systems such as Finbourne, BlackRock Aladdin, SimCorp One, or Charles River IMS.
Demonstrated ability to analyze compliance exceptions, identify risks, investigate issues, and recommend practical solutions.
Excellent written and verbal communication skills, including strong report-writing, presentation, and stakeholder engagement abilities.
Strong organizational skills with exceptional attention to detail, integrity, problem-solving abilities, and the capacity to manage multiple priorities independently.
Proactive and self-motivated individual capable of working independently and taking ownership of assigned tasks and responsibilities.
Demonstrates strong interpersonal and collaboration skills working effectively with various stakeholders to compliance objectives.
A continuous improvement mindset and progress toward or completion of a professional designation such as CSC, CIM, CFA, CRCM, or another relevant credential is considered an asset.

What’s in it for you:

Career Growth: Regular learning sessions and development opportunities 
Total Rewards: Incentive pay, annual salary reviews, employer-paid benefits and pension matching 
Time Away: Competitive vacation plus one paid volunteer day each year
Flexibility: Healthy work-life balance with employee wellness always top of mind, complemented by a “dress for your day” approach

We’re committed to fair pay and an inclusive, accessible hiring experience. If you need accommodations or alternative formats at any stage, just reach out to us at careers@equitable.ca. We’re happy to help.

If you’re selected to move forward, our Talent Acquisition team will walk you through all the details of our total rewards program, so you know exactly what’s included. This position is open and we are excited to find the right person to join our team. Your base pay will be based on your skills, qualifications, experience and education.

At Equitable, your resume will be reviewed by real people and all hiring decisions are made by our recruiters and hiring managers. AI tools may be used to support administrative and productivity tasks throughout the recruitment process, but we believe that evaluating experience, skills, and talent potential requires meaningful human interaction.

As part of our commitment to maintaining a secure and trusted workplace, candidates selected to move forward in the recruitment process will be required to complete a background screening in accordance with company policy.

Reports To: Director, Asset Management Compliance
Department: Legal and Compliance
Term: Permanent Full-Time

This position is open and we are excited to find the right person to join our team.

As part of the recruitment process, you will need to go through background screening, as per our company policy.

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More about this job

Responsibilities

The Senior Compliance Analyst will support day-to-day compliance operations, including regulatory oversight, trade supervision, and investment compliance program enhancements. They will also conduct monitoring, prepare regulatory reports, and assist in the maintenance of investment compliance technology platforms.

Requirements

Candidates must possess a university degree in a relevant field and 3-5+ years of experience in investment compliance, audit, or risk management. Strong knowledge of securities regulations and proficiency in portfolio management systems and data analysis are required.

Skills

Compliance monitoring
Regulatory reporting
Investment compliance
Risk management
Trade supervision
Data analysis
Policy development
Regulatory filings
Due diligence
Finbourne
Excel
Securities regulation
AML requirements
KPI reporting
Stakeholder engagement
Investment operations

Benefits

Incentive pay
Annual salary reviews
Employer-paid benefits
Pension matching
Competitive vacation
Paid volunteer day
Career development opportunities

Visa sponsorship

Not detected in the job text

Keywords

Compliance
Asset Management
Securities Act
FINTRAC
OSC
OSFI
AML
Investment Compliance
Trade Supervision
Finbourne
BlackRock Aladdin
SimCorp One
Charles River IMS
KPI
KRI
Governance
Risk Management
Due Diligence
Regulatory Filings
Portfolio Management
CSC
CIM
CFA
CRCM
Data Analysis
Internal Controls
Investment Policies
Trend Analysis
Audit
Reporting

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