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Jobs in Canada

25+ jobs

Added 9 mins ago
SA
Commercial insurance account manager
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- Full-time
In collaboration with the producing broker on his team, the account manager will have to process, analyze and follow up on requests from his customers;
Added 9 mins ago
DA
Customer Sales Representative (No Auto Experience Required)
Davis Auto Group
Okotoks, AB
- Full-time
Work closely with the Sales Manager and Finance Manager to arrange for vehicle financing, applications and warranty
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HT
A/P Administrator
Husky Technologies
Bolton, ON
- Full-time
…on-site position. You will report to the Shared Services AP Manager and will work as part of a team in a fully automated, full-cycle accounts payable role. If you are a people-person who…
Added 9 mins ago
KC
Fleet Specialist
Kia Canada
Mississauga, ON
- Full-time
The role of the Fleet Specialist will be to provide support to both the Fleet Manager and Supervisor. The Specialist will report directly to the Fleet Supervisor. The incumbent will…
Added 23 mins ago
A
Customer Success Manager (AMER)
ApprovalMax
Toronto, ON
- Full-time
…NetSuite to unlock powerful efficiencies for approver's and finance teams. The company is globally recognized and has won’ Xero App Partner of the Year’ four times since 2020 in different…
Added 23 mins ago
VA
Manager, Compensation and Benefits
Vancouver Airport Authority
Vancouver, BC
- Full-time
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Added 24 mins ago
JI
Paid Media Specialist
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Calgary, AB
- Full-time
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Added 53 mins ago
TU
Finance and Administrative Coordinator
The University of British Columbia
Vancouver, BC
- $4,719 to $4,960 CAD / month
- Full-time
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Added 53 mins ago
NB
Account Manager Commercial Banking
National Bank of Canada
Quebec, QC
- Full-time
A career as Account Manager in the Commercial & Wealth management team means having the responsibility of growing the portfolio of business clients assigned to you. The varied and complex…
Added 53 mins ago
NB
Senior Wealth Associate
National Bank of Canada
Medicine Hat, AB
- Full-time
…You will work closely with investment advisors, a portfolio manager and other professionals, playing an important role in client service, financial planning, business development and the…
Added 53 mins ago
NB
Senior Wealth Associate
National Bank of Canada
Toronto, ON
- Full-time
…400,000 clients in about 100 branches. Reporting to the regional manager, you will team up with an investment advisor to offer an exceptional client experience. Collaboration and…
Added 53 mins ago
NB
Senior Account Manager Commercial Banking
National Bank of Canada
Terrebonne, QC
- Full-time
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Added 53 mins ago
NB
Senior Analyst - SSI Expert
National Bank of Canada
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- Full-time
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Added 53 mins ago
NB
BANKING ADVISOR
National Bank of Canada
Sainte-Thérèse, QC
- Full-time
…depending on team availability. This position reports to the Branch Manager. On a day-to-day basis, you’ll work with a team of experts specializing in investment, mortgage financing, and…
Added 53 mins ago
NB
Manager Commercial Credit Risk
National Bank of Canada
Montreal, QC
- Full-time
A career as a Commercial Credit Risk Manager at National
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NB
Wealth Associate
National Bank of Canada
Winnipeg, MB
- Full-time
…400,000 clients in about 100 branches. Reporting to the regional manager, you will team up with a wealth advisor to offer an exceptional client experience. Collaboration and partnership…
Added 53 mins ago
NB
Senior Manager Financing Solutions – Real Estate
National Bank of Canada
AB · Edmonton, AB
- Full-time
As a Senior Manager, Financing Solutions in the Real Estate Financing team, you will act as a subject matter expert in structuring complex commercial real estate transactions. You will…
Added 53 mins ago
NB
Wealth Associate
National Bank of Canada
Calgary, AB
- Full-time
…400,000 clients in about 100 branches. Reporting to the regional manager, you will team up with a wealth advisor to offer an exceptional client experience. Collaboration and partnership…
Added 53 mins ago
NB
Wealth Associate
National Bank of Canada
Calgary, AB
- Full-time
…400,000 clients in about 100 branches. Reporting to the regional manager, you will team up with a wealth advisor to offer an exceptional client experience. Collaboration and partnership…
Added 1 hour ago
OM
Sr. Media Buyer
Omnicom Media
Toronto, ON
- Full-time
…Assistant Buyers in the group as well as support the Supervisor/Manager in preparing all written documentation to the Planner or Client (e.g. pre-buy/post-buy reports, media…
Added 1 hour ago
AH
Administrative Support III
Alberta Health Services
Wetaskiwin, AB
- Part-time
…working opportunity. Reporting to the CAS Area Coordinator/Manager, this position supports community health programs (Home Care, Allied Health) operating at the Community Health Centre by:…
Added 1 hour ago
S
Healthcare IT Project Manager
Sectra
Vancouver, BC
- Full-time
Manage personnel budget including revenue recognition and invoicing in coordination with Finance team
Added 1 hour ago
NF
Sales Team Manager - Calgary
Neilson Financial Services
Calgary, AB
- Full-time
We are seeking a Sales Team Manager with exceptional skills and talents. In this role, you will lead our team of Sales Advisors, cultivating a customer-centric, collaborative, and…
Added 2 hours ago
CI
Insurance Broker
CMB Insurance Brokers
AB · Edmonton, AB
- Full-time
Collection of deposit premiums, premiums, and finance deposits and contracts on behalf of the brokerage
Added 2 hours ago
KG
Multifamily Property Accountant (Toronto)
Kipling Group
Toronto, ON
- Full-time
Work with Lease Administration, Property Operations , Accounts Receivable, Accounts Payable, Tax, Finance and Legal Departments to obtain necessary information for the completion of…

Compliance Associate

Canada

Salary Range: $55,000 - $65,000 per annum (actual salary offered will be commensurate with education, experience, and internal parity). · Full-time

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Job details

Pay: Salary Range: $55,000 - $65,000 per annum (actual salary offered will be commensurate with education, experience, and internal parity).
Job type: Full-time
Experience: 1–3 years of experience in compliance, risk, audit, or a related role within financial services;
Posting language: English
Posted: Oct 28, 2026

Original job description

Who we are:

Harbourfront Wealth is a dynamic industry leader specializing in financial services and wealth management. We are a fast-growing wealth management firm with over $22 billion in assets under administration, comprised of five integrated entities: CIRO dealer, investment counsel, asset manager, U.S. Registered Investment Advisor (RIA) and insurance company. At Harbourfront Wealth, our core values start with the belief that great people make great companies.

Career opportunity:

We currently have a career opportunity for a Compliance Associate reporting to the Team Lead, Tier 2 Compliance Supervision. This role will be based on a remote or hybrid schedule out of either our head office in Vancouver, BC, or at our satellite head offices in Burlington, ON, Winnipeg, MB or other locations where Harbourfront Wealth has an existing branch.

The Compliance Associate role contributes to the overall supervision activities and support of the compliance department and promotes a culture of compliance throughout the firm. We are looking for a highly motivated candidate who can build solid relationships, has a passion for providing high quality customer service and is eager to expand their career in compliance and supervision.

Key Responsibilities:

Conduct ongoing reviews of Tier 2 reports, client accounts, and transactions to ensure compliance with regulations and firm policies;
Identify, document, and escalate potential compliance issues in accordance with internal procedures;
Assist with regulatory filings, examinations, audits, and inquiries;
Support the maintenance, review, and updating of compliance policies, procedures, and disclosures;
Conduct and support fund compliance reviews;
Respond to compliance-related inquiries from advisors and internal business partners;
Support and assist Compliance supervisory tools, such as PortfolioAid;
Assist with compliance training initiatives, certifications, and employee attestations;
Assist with the review of referral agreements, and third-party relationships for regulatory compliance;
Collaborate with Legal, Operations, and other internal teams on compliance matters;
Contribute to continuous improvement of compliance processes, controls, and documentation, including maintaining and testing of compliance systems and records; and
Participate in various additional compliance-related projects and initiatives as assigned.

The ideal candidate for this position has:

1–3 years of experience in compliance, risk, audit, or a related role within financial services;
Basic understanding of wealth management products and services;
Proficiency in Microsoft Office Suite, with strong emphasis on Microsoft Excel for data; analysis, including formulas, pivot tables, and basic reporting;
Strong attention to detail, analytical skills, and ability to manage multiple priorities;
Strong communication skills, both written and verbal;
Preferred exposure to compliance monitoring tools or surveillance systems, including PortfolioAid, Croesus, Sales Force, Global Relay and NBIN systems;
Preferred experience with fund compliance.

Salary Range: $55,000 - $65,000 per annum (actual salary offered will be commensurate with education, experience, and internal parity).

Diversity and Inclusion

Diversity is an important value to us. We are committed to providing equal opportunities in employment and to providing a workplace which is free from discrimination and harassment. This means that all job applicants and employees will receive equal treatment regardless of race, colour, ethnic or national origins, sex, marital status, disability, age, sexual orientation, religion, or belief.

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More about this job

Responsibilities

Review Tier 2 reports, client accounts, transactions, and funds for compliance, documenting and escalating potential issues while supporting regulatory filings, audits, and inquiries. Maintain compliance policies, tools, training, and records; respond to internal inquiries and collaborate on compliance projects and process improvements.

Requirements

The role calls for 1–3 years of experience in compliance, risk, audit, or a related financial services position, along with a basic understanding of wealth management products and services. Candidates should be proficient in Microsoft Office, especially Excel, and have strong analytical, organizational, communication, and attention-to-detail skills; experience with compliance tools and fund compliance is preferred.

Skills

Compliance Monitoring
Regulatory Compliance
Risk Assessment
Audit Support
Regulatory Filings
Fund Compliance
Financial Services
Wealth Management
Microsoft Excel
Data Analysis
Attention To Detail
Analytical Skills
Written Communication
Verbal Communication
Relationship Building
Process Improvement

Visa sponsorship

Not detected in the job text

Keywords

Tier 2 Compliance Supervision
Regulatory Compliance
Compliance Monitoring
Wealth Management
Financial Services
Client Accounts
Transaction Reviews
Regulatory Filings
Regulatory Examinations
Audits
Fund Compliance
Compliance Policies
Compliance Procedures
Compliance Disclosures
PortfolioAid
Croesus
Salesforce
Global Relay
NBIN Systems
Microsoft Office
Microsoft Excel
Pivot Tables
Data Analysis
Referral Agreements
Third-Party Relationships
Employee Attestations
Compliance Training
Compliance Systems
Internal Controls

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