Closed listing
Corporate Branch Manager
- Vancouver, BC, Canada
$58,422 to $92,583 CAD / year · Full-time
This opening has closed.
The original listing is kept below for reference.
Job details
- Pay
- $58,422 to $92,583 CAD / year
- Job type
- Full-time
- Closing date
- Posting language
- English
- Posted
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Search current openingsOriginal job description
Archived listing. The details below describe a past opening.
Description
Build the Future With Us
Are you passionate about regulatory compliance and eager to contribute to an organization whose purpose is to help clients feel confident and secure about their future?
As a Corporate Branch Manager, you will play a key role in maintaining a strong compliance environment that protects clients, guides Advisor Teams, and strengthens confidence in the services we deliver. You will help ensure effective supervision, sound compliance practices, and practical guidance across the business.
This twelve-month position, with the possibility of becoming permanent, offers an excellent opportunity to showcase your mutual fund industry expertise, regulatory judgment, and relationship-focused approach while fully realizing your potential within a caring and trusted organization. Here, people and their development are at the heart of everything we do, fostering an environment that encourages collaboration and innovation.
What You Will Accomplish With Us
As a Corporate Branch Manager, you will be at the heart of our mission. Your key responsibilities will include:
We are looking for someone who:
Join a place where your talent truly matters.
Not Sure About Applying?
At iA, we believe in potential and value diverse experiences. If this opportunity inspires you, we encourage you to apply. Your place may be with us, and we would love to get to know you.
The typical hiring range for this position is 58 422$ to 92 583$ CAD per year. The offered base salary may vary depending on factors such as job-related knowledge, skills, years of experience, and internal equity. At iA, we are committed to providing a fair, equitable, and market-based compensation structure. Our market data is updated annually to reflect the most current market conditions.
Build the Future With Us
Are you passionate about regulatory compliance and eager to contribute to an organization whose purpose is to help clients feel confident and secure about their future?
As a Corporate Branch Manager, you will play a key role in maintaining a strong compliance environment that protects clients, guides Advisor Teams, and strengthens confidence in the services we deliver. You will help ensure effective supervision, sound compliance practices, and practical guidance across the business.
This twelve-month position, with the possibility of becoming permanent, offers an excellent opportunity to showcase your mutual fund industry expertise, regulatory judgment, and relationship-focused approach while fully realizing your potential within a caring and trusted organization. Here, people and their development are at the heart of everything we do, fostering an environment that encourages collaboration and innovation.
What You Will Accomplish With Us
As a Corporate Branch Manager, you will be at the heart of our mission. Your key responsibilities will include:
- Maintaining and applying clear compliance policies and procedures across Advisor offices;
- Reviewing and approving new accounts through a strong client-focused and compliance-oriented lens;
- Supervising trades, advice, and registered activities in accordance with applicable regulatory expectations;
- Identifying, following up on, and escalating matters requiring further review or corrective action;
- Providing education, insight, and practical guidance to strengthen advisor and field practices;
We are looking for someone who:
- Is recognized for their sound judgment and ability to interpret regulatory requirements with clarity and confidence;
- Stands out for their strong knowledge of the mutual fund industry and applicable regulatory requirements;
- Demonstrates a client-focused and service-oriented approach when providing compliance guidance;
- Is known for their ability to build strong relationships and provide practical guidance to advisors and internal partners;
- Has two to three years of compliance supervision experience and three to five years of experience in the mutual fund industry;
- Holds a university degree, preferably, or an equivalent post-secondary education;
- Has completed the Canadian Investment Funds Course, preferably with ETF and Exempt Market competencies, or the Canadian Securities Course;
- Has completed the Branch Managers Course;
- A work environment where learning and development are combined with a collective pursuit of excellence;
- Artificial intelligence tools are available to everyone, helping increase personal efficiency and support organizational growth;
- A healthy, safe, equitable, and inclusive workplace where individuals can freely express and develop their full potential;
- The opportunity to work in a hybrid environment, supported by flexibility and access to inspiring and innovative workspaces;
- Flexible group insurance plans;
- Competitive retirement savings plan;
- Employee share purchase plan;
- Vacation program and wellness and personal development days;
- Telemedicine services;
- Employee and Family Assistance Program;
- Ergonomic furniture program;
- Performance bonus program;
- Discounts on iA products;
- And much more!
Join a place where your talent truly matters.
Not Sure About Applying?
At iA, we believe in potential and value diverse experiences. If this opportunity inspires you, we encourage you to apply. Your place may be with us, and we would love to get to know you.
The typical hiring range for this position is 58 422$ to 92 583$ CAD per year. The offered base salary may vary depending on factors such as job-related knowledge, skills, years of experience, and internal equity. At iA, we are committed to providing a fair, equitable, and market-based compensation structure. Our market data is updated annually to reflect the most current market conditions.
More about this job
Responsibilities
Maintain and apply compliance policies across advisor offices, review and approve new accounts, and supervise trades, advice, and registered activities. Identify and escalate issues requiring review or corrective action, while providing practical compliance education and guidance to advisors and internal partners.
Requirements
Candidates should have two to three years of compliance supervision experience and three to five years of mutual fund industry experience, along with strong regulatory knowledge, sound judgment, and a client-focused approach. A university degree or equivalent post-secondary education is preferred, as are the Canadian Investment Funds Course (including ETF and Exempt Market competencies) or Canadian Securities Course, and completion of the Branch Managers Course.
Skills
- Regulatory Compliance
- Compliance Supervision
- Regulatory Interpretation
- Mutual Fund Industry Knowledge
- Client Account Review
- Trade Supervision
- Registered Activity Supervision
- Risk Identification
- Issue Escalation
- Advisor Guidance
- Relationship Building
- Sound Judgment
- Client Service
- Compliance Policy Development
Benefits
- Retirement Savings Plan
- Employee Share Purchase Plan
- Vacation Program
- Wellness Days
- Personal Development Days
- Telemedicine Services
- Employee and Family Assistance Program
- Ergonomic Furniture Program
- Performance Bonus Program
- Discounts on Company Products
Visa sponsorship
Not detected in the job text
Categories
- Finance & Accounting
- Management & Leadership
- Legal
- Sales
Keywords
- Regulatory Compliance
- Compliance Policies
- Compliance Procedures
- Compliance Supervision
- Mutual Funds
- Advisor Offices
- New Account Approval
- Trade Supervision
- Investment Advice
- Registered Activities
- Regulatory Requirements
- Corrective Action
- Canadian Investment Funds Course
- ETF Competencies
- Exempt Market Competencies
- Canadian Securities Course
- Branch Managers Course
- Client-Focused Service
- Financial Services
- Advisor Guidance