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Added 5 mins ago
M
Designated Professional (CPA), Assurance and Accounting
MNP
Williams Lake, BC
- Full-time
…evolving business and financial reporting landscape. As a trusted advisor, you’ll provide comprehensive, tailored financial information that enables clients to make informed decisions with…
Added 5 mins ago
NB
BANKING ADVISOR
National Bank of Canada
Donnacona, QC
- Full-time
A career as a Banking Advisor at National Bank is a varied role that allows you to live your ambitions and have a positive impact on your own life as well as the lives of your clients and…
Added 5 mins ago
NB
Banking Advisor
National Bank of Canada
Longueuil, QC
- Full-time
A career as a Banking Advisor at National Bank is a varied role that allows you to live your ambitions and have a positive impact on your own life as well as the lives of your clients and…
Added 5 mins ago
M
Senior Manager / Manager, Recovery & Restructuring (Full Time)
MNP
Montreal, QC
- Full-time
…with managing challenging financial situations. As a trusted advisor, you’ll help clients navigate through times of financial…
Added 5 mins ago
M
Manager, Corporate Finance - Due Diligence
MNP
Montreal, QC
- Full-time
…opportunities in an ever-changing business environment. As a trusted advisor, you will offer innovative solutions that meet our clients’ due diligence, acquisition, divestment, and…
Added 5 mins ago
M
Manager, Indigenous Services
MNP
Winnipeg, MB
- Full-time
…evolving business and financial reporting landscape. As a trusted advisor, you’ll provide comprehensive, tailored financial information that enables clients to make informed decisions with…
Added 5 mins ago
M
Manager, U.S. Personal Tax
MNP
Calgary, AB
- Full-time
…within a complex and dynamic regulatory framework. As a trusted advisor, you’ll provide tax advice on domestic and foreign assignments that empowers client organizations and their employees…
Added 5 mins ago
NB
BANKING ADVISOR
National Bank of Canada
Quebec, QC
- Full-time
A career as a Banking Advisor at National Bank is a varied role that allows you to live your ambitions and have a positive impact on your own life as well as the lives of your clients and…
Added 5 mins ago
NB
BANKING ADVISOR
National Bank of Canada
Quebec, QC
- Full-time
A career as a Banking Advisor at National Bank is a varied role that allows you to live your ambitions and have a positive impact on your own life as well as the lives of your clients and…
Added 5 mins ago
NB
BANKING ADVISOR
National Bank of Canada
Quebec, QC
- Full-time
A career as a Banking Advisor at National Bank is a varied role that allows you to live your ambitions and have a positive impact on your own life as well as the lives of your clients and…
Added 5 mins ago
NB
BANKING ADVISOR
National Bank of Canada
Quebec, QC
- Full-time
A career as a Banking Advisor at National Bank is a varied role that allows you to live your ambitions and have a positive impact on your own life as well as the lives of your clients and…
Added 5 mins ago
NB
BANKING ADVISOR
National Bank of Canada
Quebec, QC
- Full-time
A career as a Banking Advisor at National Bank is a varied role that allows you to live your ambitions and have a positive impact on your own life as well as the lives of your clients and…
Added 20 mins ago
RB
Financial advisor
Royal Bank of Canada
Montreal, QC
- Full-time
Do you have more than 2 years of experience as a financial advisor and have successfully completed, are in the process of completing, or wish to complete the Certificate of Achievement in…
Added 4 hours ago
C
Solutions Designer
Cisco
Toronto, ON
- Full-time
Strategic Consultative Partnership: Act as a trusted technical advisor to Canadian public sector customers, applying architecture, delivery, and implementation expertise to align solutions…
Added 4 hours ago
C
Solutions Designer
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Mississauga, ON
- Full-time
Strategic Consultative Partnership: Act as a trusted technical advisor to Canadian public sector customers, applying architecture, delivery, and implementation expertise to align solutions…
Added 4 hours ago
D
Wealth Management Advisor
Desjardins
Montreal, QC · Caisse Desjardins du Cœur-de-l'Île
- Full-time
As a wealth management advisor, you’re responsible for developing and maintaining lasting and trusting business relationships with members and clients, to ensure they’re satisfied. Your…
Added 4 hours ago
D
Wealth Management Advisor
Desjardins
Montreal, QC · Caisse Desjardins du Cœur-de-l'Île
- Full-time
As a wealth management advisor, you’re responsible for developing and maintaining lasting and trusting business relationships with members and clients, to ensure they’re satisfied. Your…
Added 7 hours ago
AC
Tax Preparer
ACCA Careers
Oshawa, ON
- Full-time
…in support of our firm’s business operations. As a trusted advisor, you’ll identify challenges, problem solve and drive efficiencies while contributing to the success of our firm and our…
Added 8 hours ago
C
Associate Financial Advisor
CIBC
Mississauga, ON
- Full-time
…difference in our clients' lives. As an Associate Financial Advisor, you’ll form a deep understanding of your personal and small business clients’ needs as you recommend simple,…
Added 8 hours ago
C
Associate Financial Advisor
CIBC
Kingston, ON
- Full-time
…difference in our clients' lives. As an Associate Financial Advisor, you’ll form a deep understanding of your personal and small business clients’ needs as you recommend simple,…
Added 9 hours ago
SF
Commercial Account Manager
Summit Fleet
Leduc, AB
- Full-time
…developing new business opportunities and growing strategic client relationships across Alberta. Reporting to the Director of Summit Fleet, you'll act as a trusted advisor to organizations…
Added 9 hours ago
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Account Executive - Leasing & Fleet Services
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Leduc, AB
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…commercial rental accounts while identifying opportunities to expand client relationships through Summit Fleet's broader leasing and fleet management solutions. Reporting to the Summit…
Added 9 hours ago
Human Resources Business Partner
Toronto Community Housing or Toronto Seniors Housing
Toronto, ON
…all areas of people and culture administration to assigned client groups as the first point of contact, and participates in people and culture business related…
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Talent Acquisition Advisor
G Mining Services / G Services Miniers
Brossard, QC
Reporting to the Head of Talent Acquisition, the Talent Acquisition Advisor manages the entire recruitment process, supports managers in identifying needs and implements effective…
Added 10 hours ago
NI
Account Manager
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Calgary, AB
- Full-time
Serve as the primary point of contact and trusted advisor, conducting regular business reviews and advocating for client needs internally with engineering, operations, and support teams.

IG Wealth Management

Senior Compliance Specialist, Compliance

Quebec, QC, Canada

The expected annual base salary range for this role is $62,500 - $72,500 which is determined based on skills, knowledge and experience and geographic location. · Full-time

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Job details

Pay: The expected annual base salary range for this role is $62,500 - $72,500 which is determined based on skills, knowledge and experience and geographic location.
Job type: Full-time
Apply by: Dec 4, 2026
Experience: 4+ years of experience in the financial services industry, preferably with exposure to a compliance, investigations, supervision or related environment.
Posting language: English
Posted: Nov 4, 2026

Original job description

Division:  IGM Legal and Compliance

Location:  Winnipeg, Montreal

IGM Financial Inc. is a leading wealth and asset management company in Canada, managing approximately $310 billion in assets as of December 31, 2025. It offers financial planning and investment services to over two million Canadians through IG Wealth Management and Mackenzie Investments.

Founded in 1926, IG Wealth Management is a key part of IGM's business model, providing comprehensive wealth management services to Canadian financial advisors and their clients.

With a vision to inspire financial confidence, IG Wealth Management is recognized as one of Manitoba’s Top Employers, Canada’s Top 100 Employers, and Best Diversity Employers, aiming to innovate the industry and support Canadians in achieving their financial goals.

Join our team to engage in continuous learning and skill development in a supportive environment. Experience the best of both worlds with our hybrid work environment, where you spend three days a week in the office, connecting, collaborating, and enjoying quality time with your amazing colleagues! Our Values: Be better; we strive for improvement in everything we do. Be accountable; we foster clarity and are empowered to act responsibly. Be a team; we are united to drive collective impact to achieve our goals.

We are currently looking for a Bilingual Senior Compliance Specialist to join our Compliance team. The mandate of the Compliance Department is to ensure compliance with relevant regulatory requirements affecting investment dealers, including rules, policies, and by-laws of CIRO, provincial securities commissions, insurance commissions/councils and other regulators. The Compliance Department works closely with Distribution Leadership and other management to develop appropriate corporate policies, identifies and promotes good business practices, executes business review programs to monitor sales practices, manages client complaint resolution processes and conducts branch examination programs.

Position Summary

The Senior Compliance Specialist is responsible for the oversight of Advisor business activities and the execution of various compliance programs, including business practice reviews, business approvals, supervisory programs, compliance investigations and support for regulatory inquiries.

The work involves gathering and analyzing information from various sources, including client and Advisor file documentation, account and transaction records, reports, audit procedures, interviews and other relevant information, to identify trends, issues and potential compliance concerns. The Senior Compliance Specialist is responsible for identifying and recommending appropriate resolutions and corrective actions, communicating recommendations to affected parties, and following up to ensure actions are effectively implemented and well documented.

Duties Include

Review and respond to communications received in the Compliance, IG Mailbox.
Provide oversight of Advisor business practices, including financial planning and business approvals.
Lead Compliance Practice Review programs, including developing action plans, executing reviews, monitoring and resolving issues, and reporting on results.
Gather and analyze information to support compliance investigations, client complaint reviews and regulatory inquiries, including comprehensive reviews of client files, account activity, transaction histories, projections and value calculations.
Communicate with Advisors, Regional Management and internal business partners to obtain relevant information and support the resolution of compliance matters.
Assess findings and recommend appropriate resolutions, remedial or corrective actions, including coaching, meetings or conference calls, training, exception approvals and other measures to address identified deficiencies.
Support the resolution and closure of complaint and investigation files, including preparation of client communications and oversight of account adjustments, where applicable, to support timely and accurate resolution.
Prepare and coordinate management and periodic reporting on compliance programs, investigations and other matters for senior management and/or regulators.
Recommend and participate in the development and implementation of changes to policies, procedures and compliance processes based on identified issues, trends and lessons learned.
Respond to compliance-related queries from Advisors, Regional Management and internal business partners.
Mentor and provide guidance to junior staff on unusual, sensitive and escalated cases and assist in determining appropriate corrective actions.

Qualifications

4+ years of experience in the financial services industry, preferably with exposure to a compliance, investigations, supervision or related environment.
Completion of a post-secondary degree in a relevant business discipline.
Completion of or commitment to complete the Canadian Securities Course (CSC), Canadian Investment Regulatory Exam (CIRE), or equivalent industry-recognized proficiency qualifications. Additional industry or compliance-related courses or designations are considered an asset.
Fluency in French is preferred.
In-depth knowledge of the financial services industry, investment products and a good understanding of financial planning strategies.
Understanding of rules, policies, and by-laws of CIRO, the AMF, the CSF, provincial securities commissions and other regulators.
Proven analytical, investigative and problem-solving skills, including the ability to review complex client files, account activity and transaction information, identify relevant issues and develop well-supported recommendations.
Strong written and oral communication skills, with the ability to communicate clearly and professionally with Advisors, Regional Management, internal business partners, clients and regulators, as applicable.
Well-developed organization and time-management skills with the ability to prioritize, perform multiple tasks, deal with interruptions and meet deadlines with limited supervision.
Demonstrated proficiency in PC applications, including Microsoft Word, Excel, PowerPoint, Outlook, SharePoint and Teams, and agility in learning new systems and internal client/account platforms.
Strong ability to exercise sound judgement, handle sensitive matters and maintain confidentiality.
Must have a positive attitude and collaborative approach to teamwork.

Knowledge of French and English is required to support clients and Team members within and/ or outside the province of Quebec. 

The expected annual base salary range for this role is $62,500 - $72,500 which is determined based on skills, knowledge and experience and geographic location. In addition to base salary, this role is eligible for annual short-term incentive, health and well-being benefits, retirement and savings plan, paid time off and career development.

Benefits

COMPETITIVE COMPENSATION & RECOGNITION: competitive base salary, performance-weighted bonus, education/career support, option to join Employee Share Purchase Plan with employer matching component.
EMPLOYEE BENEFITS & INSURANCE: competitive health and dental coverage, flexible plan for you and your family and short-term & long-term disability plans.
RETIREMENT SAVINGS PROGRAMS: voluntary Defined Contribution Pension Plan
WORK LIFE BALANCE: paid volunteer days, competitive time off, including 10 wellness days off, WorkPerks discount program, hybrid & flex work arrangements.
INCLUSIVE CULTURE AND DIVERSITY: living our core values: Be a Team, Be Accountable, Be Better, engaging with community through Business Resource Groups (BRG communities are volunteer employee-led groups formed around a common interest, identity, or background).

IGM is a diverse workplace ce diversity present across Canada – including racialized persons, women, Indigenous persons, persons with disabilities, 2SLGBTQIA+ community, gender diverse and neurodiverse individuals, as ommitted to doing business inclusively - this starts with having a representative workforce!

IG is an accessible employer committed to providing a barrier- free recruitment experience. If you require an accommodation or this information in an alternate format at any stage of the recruitment process, please reach out to the Talent Acquisition team who will work with you to meet your needs.

How to Apply: Interested candidates are invited to submit their resume and a cover letter detailing their qualifications and experience to https://www.ig.ca/en/careers

We thank all applicants for their interest in IG Wealth Management; however, only those candidates selected for an interview will be contacted.

Artificial Intelligence in Recruitment: As part of our Talent Acquisition process, we may use artificial intelligence and automated tools to support activities such as candidate sourcing, application review, and interview scheduling. These tools support the recruitment process; all hiring decisions are made by people.

Please apply before November 12 2026.

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More about this job

Responsibilities

Oversee advisor business activities and lead compliance programs, reviews, investigations, complaint assessments, and responses to regulatory inquiries. Analyze findings, recommend and monitor corrective actions, communicate with advisors and internal partners, prepare reports, and contribute to policy and process improvements.

Requirements

Requires at least four years of financial services experience, a relevant post-secondary degree, and completion of or commitment to complete the Canadian Securities Course, Canadian Investment Regulatory Exam, or an equivalent qualification. Candidates should have strong knowledge of investment products, financial planning, and applicable regulatory requirements, along with analytical, communication, organizational, and judgment skills; English and French are required.

Skills

Compliance Oversight
Compliance Investigations
Business Practice Reviews
Regulatory Inquiries
Financial Services Knowledge
Investment Products
Financial Planning
Analytical Skills
Investigative Skills
Problem-Solving
Written and Oral Communication
Organization and Time Management
Sound Judgment
Confidentiality
Microsoft Office
French-English Bilingual Communication

Benefits

Performance-Weighted Bonus
Education and Career Support
Employee Share Purchase Plan with Employer Matching
Health and Dental Coverage
Short-Term and Long-Term Disability Plans
Paid Volunteer Days
Paid Time Off
Wellness Days
WorkPerks Discount Program
Hybrid and Flexible Work Arrangements
Career Development

Visa sponsorship

Not detected in the job text

Keywords

IGM Financial
IG Wealth Management
Mackenzie Investments
Compliance
CIRO
AMF
CSF
Provincial Securities Commissions
Canadian Securities Course
Canadian Investment Regulatory Exam
Investment Dealers
Financial Services
Investment Products
Financial Planning
Advisor Business Practices
Business Approvals
Compliance Practice Reviews
Compliance Investigations
Client Complaints
Regulatory Inquiries
Client Files
Account Activity
Transaction Histories
Corrective Actions
Microsoft Word
Microsoft Excel
Microsoft PowerPoint
Microsoft Outlook
SharePoint
Microsoft Teams

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