Find work in Canada.

Senior Compliance Analyst, Asset Management

Equitable

Waterloo, ON

…applicable regulations and governing bodies, including the Ontario Securities Act, FINTRAC, OSC guidelines, the Insurance Act, and OSFI Guidelines. Reporting to the Director, Asset…

Director, Compliance (Supervision and Monitoring)

Sun Life

Toronto, ON · Waterloo, ON · Sun Life Toronto One York

• Full-time

The Director, Supervision and Monitoring is responsible for designing, executing, and continuously enhancing a robust compliance monitoring and supervision program covering both mutual fund…

Trading Support Analyst

National Bank of Canada

Montreal, QC

• Full-time

…supporting trading activities. The team is responsible for ensuring trade integrity and overseeing a broad range of financial products, including listed securities, derivatives, securities…

Senior Analyst, Investment Compliance

Intact FC

Montreal, QC

• Full-time

Perform daily pre-trade and post-trade monitoring of portfolios against client investment guidelines, regulatory requirements, and internal policies.

Client Training Consultant

Fidelity Canada

Toronto, ON · Mississauga, ON

• Full-time

…clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian…

Sr. Manager, Performance Systems

HOOPP (Healthcare of Ontario Pension Plan)

Toronto, ON · CA ON Toronto

• Full-time

optional post-retirement health and dental benefits subsidized at 50%

Team Lead, HCM Business Intelligence

Government of Alberta

Edmonton, AB

…undertakes policy and regulatory oversight of Alberta’s financial securities, insurance and pension…

Trade Supervision and Oversight Manager

Fidelity Canada

Toronto, ON

• Full-time

The Trade Supervision and Oversight Manager is responsible for the effective supervision, and oversight of trading activities across a multi-asset desk, ensuring full compliance with…

Manager, Compliance

Questrade Financial Group

Toronto, ON

Reporting to the Director, the successful Manager, Compliance is a key subject matter expert and people manager with a focus on Trade Conduct Compliance (TCC) to steward Questrade Inc,…

Manager Development FCC

Fidelity Canada

Toronto, Ontario

• Full-time

…clearing broker and custodian in the Canadian market. We provide trade execution, clearing, custody and back-office support services to Canadian-based brokerage firms and the Canadian…

Director, Securities Post Trade Technology

Scotiabank

Toronto, Ontario

Director, Securities Post Trade Technology will Lead and oversee Securities Settlements and Clearing Technology within Capital Markets Technology globally ensuring business strategies,…