Find work in Canada.

Trading Enablement Specialist

BMO

Toronto, ON

• Full-time

Completed Branch Compliance Officer Course (BCO).

Senior Branch Manager

Manulife

Toronto, ON

• Full-time

This position reports directly to the Regional Field Supervision Officer for their region and is expected to encourage and foster a compliance culture focused on providing advice and…

Associate Advisor

Royal Bank of Canada

Toronto, ON

• Full-time

Michael Yhip Wealth Partners is a multi-disciplinary wealth management practice within RBC Dominion Securities, serving founders, business owners and multi-generational families with family…

AML Operations Officer III

Robertson & Company Ltd.

Toronto, ON

• Contract

…most major verticals, including institutional & corporate, wealth management, private clients, commercial banking, treasury, and retail…

Associate Advisor

RBC

Toronto, ON

• Full-time

Michael Yhip Wealth Partners is a multi-disciplinary wealth management practice within RBC Dominion Securities, serving founders, business owners and multi-generational families with family…

Associate Advisor

RBC Dominion Securities

Toronto, ON

• Full-time

Michael Yhip Wealth Partners is a multi-disciplinary wealth management practice within RBC Dominion Securities, serving founders, business owners and multi-generational families with family…

Manager, Virtual Advice - Halifax, NS (Bilingual English/French)

Scotiabank

Halifax, NS

Thorough knowledge of Mutual Funds Compliance Officer responsibilities, processes and guidelines.

Compliance Associate

Raymond James

Vancouver, BC · Toronto, ON

• Full-time

…services to Canadians seeking customized solutions to their wealth management…

Operations Officer II

Robertson & Company Ltd.

Mississauga, ON

• Contract

…most major verticals, including institutional & corporate, wealth management, private clients, commercial banking, treasury, and retail…

Cross-Border Tax Manager (CPA)

Beacon Hill Wealth Management 🇨🇦 🇺🇸

Victoria, BC

• Full-time

…one seat combining tax advisory, firm finance, and regulatory compliance - with a genuine leadership track to match. The person who owns this role will grow into the firm's senior…

Bilingual Onboarding Officer

Aviso

Toronto, ON

• $55,000 to $65,000 CAD / year
• Full-time

At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership,…

Manager, Registrations

BMO

Toronto, ON · FCP

• Full-time

Reports to: Senior Manager, Registrations and Continuing Education – Wealth Management Compliance

Branch Manager Advice, Sales & Service 9 - Kingston Financial Centre, Kingston,Ontario

Scotiabank

Kingston, ON

• Full-time

Completed the educational requirements needed to assume the role of Branch Compliance Officer

Branch Manager Advice, Sales & Service 9 - Kingston Financial Centre, Kingston,Ontario

Scotiabank

Kingston, ON

Completed the educational requirements needed to assume the role of Branch Compliance Officer

Operations Officer III

Robertson & Company Ltd.

Toronto, ON

• Contract

…most major verticals, including institutional & corporate, wealth management, private clients, commercial banking, treasury, and retail…

Chief Growth Officer, Wealth Management

Thorek/Scott and Partners

ON · Ontario, Canada

• Full-time

Our client is an established, independent Canadian wealth manager with a substantive national footprint. Currently experiencing sustained growth, the organization is seeking a Chief Growth…

Investment Support Officer

Scotiabank

ON · Mississauga, ON

…fund transactions and dealer inquiries. The Investment Support Officer ensures assigned activities are completed in accordance with regulatory requirements, internal policies, procedures…

Banking Centre Leader

CIBC

Saint John, NB

• Full-time

…It’s an asset if you’ve completed any of the following: Branch Compliance Officer’s Course (BCO), Branch Managers Examination Course (BME), Conducts & Practices Handbook (CPH) Wealth…

Banking Centre Leader I

CIBC

Delhi, ON

• Full-time

…It’s an asset if you’ve completed any of the following: Branch Compliance Officer’s Course (BCO), Branch Managers Examination Course (BME), Conducts & Practices Handbook (CPH) Wealth…

Portfolio Analyst

Guardian Partners

Toronto, ON

• Full-time

…office, often referred to as an Outsourced Chief Investment Officer which offers independent, unbiased investment expertise and total portfolio management solutions. Our focus at GP is to…

Securities Valuations, Officer

State Street

Toronto, ON

• Full-time

…two distinct areas; Fund Level Pricing and Asset Pricing. The Officer, Securities Valuation is responsible for ensuring accurate and timely execution of daily market valuations for various…

Associate Director, Compliance

Purpose

Toronto, ON

• Full-time

Reporting to the Chief Compliance Officer (CCO), the Associate Director provides technical leadership, provides day to day management of Compliance resources, establishes program standards…

Legal/Compliance - Associate Director, Compliance

Purpose Unlimited

Toronto, ON

Reporting to the Chief Compliance Officer (CCO), the Associate Director provides technical leadership, provides day to day management of Compliance resources, establishes program standards…

Banking Centre Leader II

CIBC

Penticton, BC · Vancouver, BC

• Full-time

…It’s an asset if you’ve completed any of the following: Branch Compliance Officer’s Course (BCO), Branch Managers Examination Course (BME), Conducts & Practices Handbook (CPH) Wealth…

Associate Director, Compliance

Purpose Unlimited

Toronto, ON

Reporting to the Chief Compliance Officer (CCO), the Associate Director provides technical leadership, provides day to day management of Compliance resources, establishes program standards…