Jobs in Canada

25+ jobs

Group jobs by employerEmail me new jobs Save this search

Added 8 mins ago
L
Financial Service Representative - LendDirect Office 1501
LendDirect
Toronto, ON
- Full-time
Added 8 mins ago
AF
Financial Service Representative - LendDirect Office 1501
Attain Finance
Toronto, ON
- Full-time
Added 8 mins ago
AG
Manager, Private Equity
Apex Group Ltd
Toronto, ON
- Full-time
The Apex Group was established in Bermuda in 2003 and is now one of the world’s largest fund administration and middle office solutions providers.
Added 53 mins ago
Branch Manager
First West
Penticton, BC
Mutual fund license required depending on region
Added 53 mins ago
AEOI Senior Associate
Standish Management
Halifax, NS
Exciting opportunity for an AEOI professional to join a growing regulatory team at a fund administration firm! The AEOI Senior Associate prepares and reviews FATCA and CRS reporting for…
Added 1 hour ago
T
Personal Banker- Lévis, South Shore of Quebec City
TD
Levis, QC
- Full-time
Licensing Requirements: For roles requiring Mutual Fund licensing, applicable registration requirements with the Canadian Investment Regulatory Organization (CIRO) must be met. Licensing…
Added 1 hour ago
PC
Fund Analyst
Peakhill Capital
Toronto, ON
- Full-time
Must be based in Toronto
Added 1 hour ago
S
Strategy & Operations Associate
Snaplii
Toronto, ON
- $45,000 to $55,000 CAD / year
- Full-time
The Surprise: 30% of interviewed candidates will receive an on-the-spot $100 - $500 mystery product experience fund.
Added 1 hour ago
Investment Field Consultant - Alberta
Scotiabank
AB · Calgary, AB
…an assigned territory. Your goal will be to support mutual fund representatives in delivering client-focused, long-term investment advice, drive Assets Under Management (AUM) growth through…
Added 2 hours ago
OS
Compliance Examiner
Ontario Securities Commission
Toronto, ON · CA ON Toronto
- Full-time
…securities industry. RIE oversees dealers, advisers, investment fund managers, derivative firms and other market participants that the public relies on when investing in securities. Using a…
Added 2 hours ago
GO
Investment Analyst
Government of Manitoba
Winnipeg, MB
- Full-time
…Investment Analyst also serves as a key backup for cash and trust fund management functions, helping ensure the effective stewardship of public…
Added 2 hours ago
D
Personal Finance Advisor
Desjardins
St-Jean, QC · Saguenay, QC · Caisse d'économie Desjardins de la Métallurgie et des Produits forestiers (Saguenay-Lac-Saint-Jean)
- Full-time
Mutual fund representative certificate – Autorité des marchés financiers
Added 2 hours ago
CF
Manager, AML Compliance
CI Financial
Toronto, ON
- Full-time
This role follows our in‑office work model and requires employees to be onsite four days per week to support collaboration and business needs
Added 2 hours ago
OF
Senior Cloud Infrastructure & Security Engineer
OTT Financial Group
Toronto, ON
- Full-time
…services, and our platforms support merchant transactions, fund settlement, and cross-border…
Added 2 hours ago
Procurement Buyer, Packaging
HelloFresh
Toronto, ON
This means a minimum of 2 days in office per week, with most teams in office between 2-3 days a week
Added 2 hours ago
Wealth Advisor
The Canada Life Assurance Company
Regina, SK · Edmonton, AB · Calgary, AB
Added 2 hours ago
AW
Vice President, Sales, NEI Investments
Aviso Wealth
Remote, Canada
- $115,000 to $135,000 CAD / year
- Full-time
- Remote
Drive sales results for designated mutual fund suite of products within the assigned territory
Added 3 hours ago
V
Senior Software Engineer
Veem
Ottawa, ON
- Full-time
Designing and developing fund flows for new and existing products.
Added 3 hours ago
RB
Financial Planner, Investment & Retirement Planning
Royal Bank of Canada
Markham, ON
- Full-time
…including best-in-class proprietary and select third-party mutual fund…
Added 3 hours ago
NB
Banking Advisor
National Bank of Canada
Longueuil, QC · Saint-Hubert, QC
- Full-time
This role offers opportunities for development. By obtaining your mutual fund representative licence, if you don’t already have it, you’ll be able to progress in your role and expand your…
Added 3 hours ago
NB
Branch Manager
National Bank of Canada
Kitchener, ON
- Full-time
Added 3 hours ago
DG
Senior Finance Business Partner (Contract - 4 Months)
Dean Group
Cambridge, ON
- Contract
Experience within a not-for-profit or fund accounting environment is considered an asset.
Added 3 hours ago
S&
Manager, Finance Administration and Operations
Stevenson & White
Ottawa, ON
- $80,000 to $85,000 CAD / year
- Full-time
Track results by fundraising appeal and program fund, and support budgeting, forecasting and financial planning
Added 3 hours ago
Investor Services Administrator
SGGG Fund Services Inc.
Toronto, ON
SGGG Fund Services is Canada’s largest independent administrator of alternative funds with over $120 billion (CAD) under administration. Using Diamond, our proprietary fund administration…
Added 3 hours ago
AG
Tax Manager
August Group
Toronto, ON
- Full-time
cross-border or international tax concepts; specialized U.S

Ontario Securities Commission

Compliance Examiner

Toronto, ON, Canada
CA ON Toronto, Canada

Full-time

Apply on osc.wd3.myworkdayjobs.com About employer

Applications open in a new tab.

Job details

Job type: Full-time
Apply by: Nov 13, 2026
Experience: Requires up to 8 years of industry, compliance and operational experience in the securities industry
Posting language: English
Posted: Nov 10, 2026

Original job description

Business UnitRegular, Full timeClosing Date: November 13, 2026

The Ontario Securities Commission (OSC) is the statutory body responsible for regulating Ontario’s capital markets in accordance with the mandate established in the provincial Securities Act and the Commodity Futures Act. The mandate of the OSC is to provide protection to investors from unfair, improper or fraudulent practices, to foster fair, efficient and competitive capital markets and confidence in the capital markets, to foster capital formation, and to contribute to the stability of the financial system and the reduction of systemic risk. This mandate is performed through policy, operational, and enforcement activities. The OSC also contributes to national and global securities regulation development.

We offer a diverse, fair, and flexible work environment and take pride in our challenging and rewarding work.

The Registration, Inspections & Examinations (RIE) division is currently looking for a CPA to join the team to conduct risk-based reviews of market participants in the securities industry. RIE oversees dealers, advisers, investment fund managers, derivative firms and other market participants that the public relies on when investing in securities. Using a risk-based approach, RIE is responsible for the registration and compliance reviews of registered firms. RIE consists of integrated, multi-disciplinary teams including professional staff (accountants and lawyers), registration officers and support staff.

We are looking for a Compliance Examiner who will work independently to assess, investigate, and resolve complex regulatory issues, including those that are novel or high risk. You will lead high profile projects and initiatives with significant market impact, apply strong project management skills, and serve as a trusted subject matter expert for colleagues and stakeholders.

Duties and Responsibilities:

Lead and conduct complex compliance reviews of registrants, market participants, regulated entities, and self regulatory organizations, including CIRO.

Assess, investigate, and resolve complex regulatory, operational, and compliance issues, including matters that are novel, high risk, or have policy implications.
Analyze business models, governance frameworks, and operational structures to identify regulatory risks and compliance concerns.
Lead multidisciplinary review teams, develop recommendations, and contribute to regulatory outcomes ranging from remediation initiatives to enforcement referrals and policy development.
Conduct interviews with registrants, regulated entities, investors, and other stakeholders to support compliance reviews and investigations.
Review complaints, tips, and inquiries, assess potential regulatory concerns, and recommend appropriate regulatory action.
Partner with internal teams, Canadian Securities Administrators (CSA) jurisdictions, and other regulatory bodies on complex regulatory matters and initiatives.
Lead or contribute to high profile policy, regulatory, and strategic projects with significant market impact.
Research and analyze complex regulatory issues, prepare reports and recommendations, and present findings to management and stakeholders.
Mentor and provide guidance to junior staff, supporting their development and the delivery of high-quality regulatory work.
Represent the OSC on internal, CSA, and industry committees and working groups.
Serve as a trusted subject matter expert by providing guidance on registration, conduct, compliance, and regulatory issues.

Qualifications:

Undergraduate business or finance degree

Other designations including C.M.A./ C.G.A./C.P.A, CFA, Investment Adviser Certified Compliance Professional Program or LLB considered an asset

Requires up to 8 years of industry, compliance and operational experience in the securities industry

Has a working knowledge of the Canadian and international securities regulatory environment and how regulatory actions impact stakeholders

Provides direction and/or specialty advice on the interpretation and/or development of policies, practices and projects including

Projects – may lead a team on project work, provide technical direction and understand implications of rule changes. Evaluates effectiveness after implementation

Mentoring – provides mentoring of more junior staff

Please note this opportunity is considered to be a business critical role supporting the Registration, Inspections and Examinations Division.

Grow your career and make a difference working at the OSC.

OSC Employees: please apply in Workday using the Browse Jobs feature within your Jobs Hub *

We thank all applicants for their interest in the Ontario Securities Commission. We will contact those selected for an interview.

The OSC is committed to diversity and providing an inclusive workplace and providing accommodation in accordance with the Accessibility for Ontarians with Disabilities Act and the Human Rights Code. It is our priority to ensure employment opportunities are visible and barrier-free to all under-represented groups including but not limited to, Indigenous, Black and racialized groups, people with disabilities, women and people from the 2SLGBTQI+ community, to achieve an employee demographic profile reflective of the demographic profile of Ontarians.

The OSC is a proud partner with the following organizations: Ascend Canada, BlackNorth Initiative, Canadian Centre for Diversity and Inclusion, and Pride at Work Canada

If you require an accommodation during the recruitment process, please let us know by contacting our confidential inbox HRRecruitment@osc.gov.on.ca.

Visit Accessibility at the OSC to review the OSC’s policies on accessibility and accommodation in the workplace.

Apply on osc.wd3.myworkdayjobs.com About employer

More about this job

Responsibilities

The Compliance Examiner will lead and conduct complex risk-based compliance reviews of market participants and regulated entities. They will also investigate regulatory issues, develop recommendations, and serve as a subject matter expert for internal and external stakeholders.

Requirements

Candidates must possess an undergraduate degree in business or finance and up to 8 years of relevant experience in the securities industry. Professional designations such as CPA, CFA, or LLB are considered strong assets for this role.

Skills

Compliance reviews
Risk-based assessment
Regulatory investigation
Project management
Financial analysis
Governance frameworks
Stakeholder management
Policy development
Securities regulation
Mentoring
Reporting
Market analysis

Benefits

Flexible work environment

Visa sponsorship

Not detected in the job text

Keywords

Compliance Examiner
Securities Act
Commodity Futures Act
Market participants
Risk-based reviews
CPA
CFA
LLB
Regulatory compliance
Governance
Operational structures
Remediation
Enforcement
Canadian Securities Administrators
Policy development
Financial system stability
Securities industry
Project management
Stakeholder engagement
Mentoring

Report this job

Work requirements

Jobs in Canada