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Added 3 hours ago
IH
Manager | Human Resources Operations
Interior Health Authority
Kelowna, BC
- Full-time
…who is passionate about supporting leaders, building positive workplace relationships, and advancing people-focused solutions that contribute to exceptional care and organizational…
Added 3 hours ago
C
Sales & Operations Execution Director
Cascades
Longueuil, QC · Saint-Hubert, QC
- $150,000 to $180,000 CAD / year
- Full-time
Join MARC-ANDRE GERVAIS's team as a Sales & Operations Execution Director in Saint-Hubert and help build a more sustainable future.
Added 3 hours ago
C
Warehouse & Distribution Director
Cascades
Longueuil, QC · Saint-Hubert, QC
- $150,000 to $180,000 CAD / year
- Full-time
Join MARC-ANDRE GERVAIS's team as a Warehouse & Distribution Director in Saint-Hubert and help build a more sustainable future.
Added 3 hours ago
UO
Director, Space Planning & Facilities Management
University of British Columbia
Vancouver, BC · UBCV | P. A. Woodward Instructional Resources Centre (IRC)
- $12,056.75 to $18,813.42 CAD / month
- Full-time
…achieve inclusion and fairness, brings rich diversity to UBC as a workplace, and creates the necessary conditions for a rewarding…
Added 4 hours ago
FH
Assistant Director, People & Culture
Fairmont Hotels & Resorts
Jasper, AB
- Full-time
…one of Canada’s most iconic resort destinations. As Assistant Director, People & Culture, you will be at the forefront of shaping an exceptional colleague experience during an exciting…
Added 4 hours ago
J
Quality Assurance Analyst (COPY) (COPY)
JobsMedia.io
Longueuil, QC
- Full-time
At Novo SST, we believe that the quality of technological solutions relies as much on understanding user needs as on the rigor of the processes that support them. This is why we are looking…
Added 4 hours ago
JD
Assistant(e), Logistique - Logistics Assistant
Jeux du Canada Games 2027
Quebec, QC
- Contract
Tu adoptes une attitude positive, professionnelle et orientée vers les solutions;
Added 4 hours ago
J
Quality Assurance Analyst (COPY)
JobsMedia.io
Laval, QC
- Full-time
At Novo SST, we believe that the quality of technological solutions relies as much on understanding user needs as on the rigor of the processes that support them. This is why we are looking…
Added 4 hours ago
J
Quality Assurance Analyst
JobsMedia.io
Quebec, QC
- Full-time
At Novo SST, we believe that the quality of technological solutions relies as much on understanding user needs as on the rigor of the processes that support them. This is why we are looking…
Added 4 hours ago
HT
Director, Finance (CSM)
Husky Technologies
Bolton, ON
- Full-time
…positions us to serve customers who seek differentiation through solutions that provide speed, flexibility and maximum productivity. This capability is at the core of our mission and…
Added 4 hours ago
B
Human Resources Business Partner
Baycrest
Toronto, ON
- Full-time
…Foundation, Terraces and Corporate portfolios and reports to the Director of Human Resources, working collaboratively with managers, union leaders, and key leaders in the hospital and…
Added 5 hours ago
A
Director, Stations
AECOM
Mississauga, ON
- Full-time
…planners, designers, engineers, scientists, digital innovators, program and construction managers and other professionals delivering projects that create a positive and tangible impact…
Added 5 hours ago
JD
Assistant(e), Accréditation et billetterie - Assistant, Accreditation and Ticketing
Jeux du Canada Games 2027
Quebec, QC
- Contract
Relever les défis imprévus en apportant ta créativité et ton énergie pour trouver des solutions aux situations et aux défis qui émergeront en cours de route.
Added 5 hours ago
Chief Information Officer/Director, Digital Services
The City of Red Deer
Red Deer, AB
The City of Red Deer is a dynamic municipal organization with a $480M operating budget, a $60M capital program, and a workforce of nearly 1,700 employees. It is focused on growing with…
Added 5 hours ago
EL
Advisor, Analytical Chemistry
Eli Lilly and Company
Toronto, ON
- Full-time
…CM&C Technical Operations function. Reporting to the Senior Director, Technical Operations, this position leads the technical transfer, development, optimization, and validation of…
Added 5 hours ago
Governance and Stakeholder Coordination
Government of Alberta
AB
Reporting to the Director, Governance and Coordination, the Policy Advisor provides policy, governance, stakeholder and executive support for Alberta's participation in the West Coast Oil…
Added 5 hours ago
Senior Manager, Health, Safety and Environment (HSE), Saskatchewan
Bell
Regina, SK
…more connected future through world-class networks, AI-powered solutions, and digital experiences that elevate how people live, work, and play every…
Added 5 hours ago
O
Corporate Ergonomist
Olymel
Boucherville, QC
- Full-time
Reporting to the Director, Ergonomics, you will act as a trusted advisor to multiple facilities, helping reduce musculoskeletal disorders (MSDs) and improve working conditions. Working…
Added 6 hours ago
PS
Assistant Director, Regional Offices Branch
Public Service Alliance of Canada (PSAC)
Ottawa, ON
- Full-time
Under the direction of the Director, Regional Offices Branch, the Assistant Director provides strategic and operational leadership for the Regional Offices Branch, They support the Director…
Added 6 hours ago
A-
Travel Product & Sales Manager
AMA - Alberta Motor Association
Edmonton, AB · Administration Centre
- Full-time
…a natural strategist with a knack for developing innovative solutions, and you thrive on creating exceptional experiences for travelers. As the Manager, Travel Products and Sales, you’ll…
Added 6 hours ago
SS
Human Resources Business Partner - Retirement
Sienna Senior Living
Markham, ON
- Full-time
Reporting to the Senior Director, HR Business Partners, Retirement, the HR Business Partner will support 6 to 7 retirement residences within the assigned regional portfolio of GTA west.
Added 6 hours ago
PS
Assistant Director, Regional Offices Branch
Public Service Alliance of Canada
Ottawa, ON
- $152,749 to $171,923 CAD / year
- Full-time
Under the direction of the Director, Regional Offices Branch, the Assistant Director provides strategic and operational leadership for the Regional Offices Branch, They support the Director…
Added 7 hours ago
CH
Regional Director
CBI Home Health
Edmonton, AB
- Full-time
CBI Home Health is looking to hire a Regional Director in Edmonton.
Added 7 hours ago
N
Senior Research Director, Customer Success - Automotive
NielsenIQ
Toronto, ON
- Full-time
NIQ is seeking a Canada-based Senior Research Director, Customer Success - Automotive to lead our relationship with a major automotive manufacturer across the U.S. and Canadian markets.…
Added 7 hours ago
FC
Credit Risk Analytics Manager
Fidelity Canada
Toronto, ON
- Full-time

Picton Mahoney Asset Management

Manager, Compliance

Toronto, ON, M5E 1G4, Canada

Full-time

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Job details

Job type: Full-time
Experience: 5+ years of compliance experience in asset management, investment funds, securities or financial services.
Posting language: English
Posted: Nov 4, 2026

Original job description

Best Workplaces™ in Canada 2022 - 2026 | Best Workplaces™ with Most Trusted Executive Teams 2024 - 2026 | Best Workplaces™ in Financial Services & Insurance 2022 - 2026 | Best Workplaces™ for Mental Wellness 2023 - 2026 | Best Workplaces™ for Giving Back 2022 & 2024 | Best Workplaces™ for Inclusion 2021, 2024, 2026 | Best Workplaces™ for Women 2021 | Best Workplaces™ in Ontario™ 2024 - 2025 | Best Workplaces™ for Professional Development 2025, 2026 | Best Workplaces™ for Young Talent 2026

One of Canada’s Most Trusted Investment Brands.

At Picton Mahoney Asset Management (PICTON Investments), being alternative isn’t just what we do, it’s who we are.

Founded by industry pioneer David Picton, we’ve spent 20 years challenging conventional wisdom and redefining the investing landscape. As one of Canada’s most trusted investment brands, we are proudly independent, privately run, 100% employee-owned, and deeply committed to delivering results for our clients.

Thinking Alternatively is in Our DNA.

With a team of 250 bold thinkers - one-third dedicated solely to investment management - we are specialists, not generalists. Managing over $20.8 billion (October 31, 2026) for institutional and retail clients, we navigate markets with conviction, resilience, and a forward-thinking approach.

We’re more than investors; we’re innovators. We challenge traditional investment mindsets, constantly pushing the boundaries to achieve our mission: to bring greater certainty to investors.

Our success is built on four guiding principles:

Treat investors’ money like our own.
Redefine the way investors invest.
Be human, always approachable.
Succeed together, one investment at a time.

These aren’t just words. They define how we think, how we invest, and how we work.

Now, we’re entering our next chapter. We’re transforming our brand and reshaping the way the world invests. If you think alternatively, embrace an entrepreneurial spirit, and thrive in a dynamic, bureaucracy-free environment, join us and be part of what’s next.

Thriving in Our Entrepreneurial Culture

At PICTON Investments, you’ll thrive in our creative and dynamic workplace, where collaboration and support are at the core of everything we do. At our firm, you’ll have the opportunity to take on significant responsibilities, work in a flexible environment, and tackle challenging projects from the outset. Our culture is designed for ambitious professionals who want to make an immediate impact while continuing to push boundaries and achieve our greater mission. You’ll be empowered with a high level of responsibility, trust, and flexibility, providing an exciting and creative space for you to help reshape how the world views alternative investments. With competitive total rewards, performance-based bonuses, and a clear path for career growth, you’ll have everything you need to develop both now and over the longer term.

The Opportunity

We're looking for a knowledgeable, detail-oriented Manager, Compliance to join our Compliance team, reporting to the Senior Director, Compliance. You will focus on sales, marketing and distribution compliance, vendor oversight and key compliance projects, while supporting the firm's AML, KYC and KYP programs. You'll partner with Sales, Marketing, Product, Operations and Technology to provide timely, practical guidance and strengthen our compliance program.

The base salary for this role is $110,000–$120,000, depending on experience, skills, education and team budget, plus a discretionary bonus. As an employee-owned firm, top performers can participate in our equity ownership program over time. Benefits include profit sharing, extensive health and dental coverage, a healthcare spending account, a minimum of 15 vacation days, parental leave top-up, learning and development reimbursement, fitness reimbursement, and charitable donation matching.

What You Will Do

Provide day-to-day compliance guidance on sales, marketing and distribution activities.
Review sales practices requests and marketing materials, including presentations, digital content, campaigns and social media.
Manage and coordinate compliance vendors, including ongoing requirements, enhancements and issue resolution.
Support and lead compliance projects, including process improvements, regulatory changes and technology-enabled solutions.
Support AML and financial crime compliance, including monitoring, escalations and documentation.
Support KYC requirements, client onboarding and due diligence, and KYP reviews of new products and material product changes.
Monitor industry and regulatory changes and advise stakeholders on their impact.
Help develop and implement compliance policies, procedures, controls and training.
Support compliance monitoring, regulatory filings, management reporting, audits and regulatory reviews.

What You Bring

Post-secondary education in Business, Finance, Commerce, Law or a related field.
5+ years of compliance experience in asset management, investment funds, securities or financial services.
Strong knowledge of Canadian securities regulation for investment-fund managers, portfolio managers and exempt-market dealers.
Experience in sales, marketing and distribution compliance, including reviewing client-facing materials.
Practical knowledge of AML, KYC, KYP, suitability, client due diligence and record-keeping.
Experience leading or supporting cross-functional projects and regulatory change initiatives.
Strong analytical, project-management and organizational skills, with clear written and verbal communication.
Sound judgment, integrity, discretion and attention to detail, with a collaborative, proactive mindset.
Asset: experience managing compliance vendors or technology-enabled processes; relevant securities or compliance courses and designations.

Our Commitment to Employees

At PICTON Investments, we take pride in enhancing our employees' experiences through a comprehensive suite of exceptional perks and programs. Our benefits include corporate fitness reimbursement and discounts, VersaFi memberships (formerly Women in Capital Markets), PICTON Investment Counseling and portfolio management services, volunteer and charitable donation matching, maternity and parental leave top-up, recognition awards, semi-annual performance bonuses, a generous annual vacation entitlement (minimum of 15 days per year), training and development reimbursement, extensive health and dental benefits, a healthcare spending account, and more.

These offerings are designed to support your career growth, well-being, and overall success. Join us and thrive in an environment that values and invests in you!

PICTON Investments is committed to providing an equitable, fair, and accessible work environment for everyone. All hiring and other employment decisions are made without regard to race, colour, creed, religion, sex, disability, gender identity, gender expression, family status, age, language, or national origin. We welcome applications from candidates with diverse experiences from around the world, and Canadian work experience is not required. We are committed to providing an accessible recruitment process, with accommodations available upon request at any stage of the application and selection process. If you require an accommodation to support your participation, please contact Human Resources at (416) 955-4108 or accessibility@pictoninvestments.com.

PICTON Investments does not accept unsolicited resumes, emails, calls, or any other form of communication from third-party recruitment agencies. Any unsolicited outreach, including commercial electronic messages, will neither be acknowledged nor considered.

Please note: We use AI-assisted tools to support parts of our recruitment process, including summarizing interview notes and aligning candidate profiles with job requirements. All decisions are made by our hiring team.

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More about this job

Responsibilities

The Manager, Compliance will provide day-to-day guidance on sales, marketing, and distribution activities while managing compliance vendors and key projects. They will also support the firm's AML, KYC, and KYP programs and monitor regulatory changes to ensure organizational compliance.

Requirements

Candidates must have post-secondary education in a relevant field and at least 5 years of compliance experience within the financial services or asset management industry. Strong knowledge of Canadian securities regulations and experience with cross-functional project management are essential.

Skills

Compliance
Asset management
Securities regulation
AML
KYC
KYP
Sales compliance
Marketing compliance
Vendor oversight
Project management
Regulatory filings
Risk management
Financial crime compliance
Due diligence
Analytical skills
Communication

Benefits

Profit sharing
Health coverage
Dental coverage
Healthcare spending account
Paid vacation
Parental leave top-up
Learning and development reimbursement
Fitness reimbursement
Charitable donation matching
Performance-based bonuses
Equity ownership program

Visa sponsorship

Not detected in the job text

Keywords

Compliance
Asset Management
Investment Funds
Securities Regulation
AML
KYC
KYP
Sales Practices
Marketing Compliance
Vendor Oversight
Financial Crime
Due Diligence
Regulatory Filings
Project Management
Portfolio Management
Exempt-market Dealers
Risk Controls
Policy Development
Internal Audit
Financial Services

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