Suitability Review Analyst
- Mississauga, ON, Canada
- Primerica Financial Services Ltd (CAN), Canada
The hourly rate will be $25-$28. · Full-time
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Job details
- Pay
- The hourly rate will be $25-$28.
- Job type
- Full-time
- Experience
- Minimum 2 years experience in the mutual fund industry is an asset
- Posting language
- English
- Posted
Original job description
About this Position
We are looking for a temporary Suitability Review Analyst to join our PFSL Dept.The hourly rate will be $25-$28.
Responsibilities and Qualifications
Responsibilities:
- Review all mutual fund trades for suitability and completeness
- Ensure trades meet the PFSL guidelines and are compliant with both mutual fund compliance and securities regulations
- Responsible for forwarding all the deficient trades to appropriate staff for resolution
- Responsible for forwarding trades to data entry staff on a timely basis
- Compile Operations Statistics report
- Other miscellaneous duties as assigned
Qualifications:
- Post secondary education or equivalent knowledge gained through working experience
- Minimum 2 years experience in the mutual fund industry is an asset
- Must have IFIC and the Branch Manager exam
- Excellent communication and organizational skills
- Thoroughness and accuracy are vital
- Highly organized, detail oriented and conscience in a time sensitive environment
- Proficiency with Microsoft Office programs, mainly Excel
- Bilingualism would be considered an asset
It has been and will continue to be the policy of Primerica, Inc., and its subsidiaries to be an Equal Opportunity Employer. We provide equal opportunity to all qualified individuals regardless of race, sex, color, religious creed, religion, national origin, citizenship status, age, disability, pregnancy, ancestry, military service or veteran status, genetic or carrier status, marital status, sexual orientation, or any classification protected by applicable federal, state or local laws.
At Primerica, we believe that diversity and inclusion are critical to our future and our mission – creating a foundation for a creative workplace that leads to innovation, growth, and profitability. Through a variety of programs and initiatives, we invest in each employee, seeking to ensure that our people are not only respected as individuals, but also truly valued for their unique perspectives.
More about this job
Responsibilities
The Suitability Review Analyst is responsible for reviewing mutual fund trades for completeness and compliance with regulatory guidelines. They also manage the forwarding of deficient trades and compile operational statistics reports.
Requirements
Candidates must have post-secondary education and a minimum of 2 years of experience in the mutual fund industry. Possession of the IFIC and Branch Manager exam certifications is required.
Skills
- Mutual fund compliance
- Securities regulations
- Data entry
- Operations statistics
- Communication
- Organizational skills
- Detail oriented
- Microsoft Office
- Excel
- IFIC
- Branch Manager exam
Visa sponsorship
Not detected in the job text
Categories
- Finance & Accounting
- Administrative
Keywords
- Suitability Review
- Mutual Fund
- Compliance
- Securities Regulations
- Operations Statistics
- IFIC
- Branch Manager Exam
- Microsoft Office
- Excel
- Data Entry
- Financial Services
- Trade Review