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Added 5 mins ago
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Payroll Manager
Amico
Oldcastle, ON
- Full-time
Amico Affiliates is seeking an experienced Payroll Manager to lead and oversee the full-cycle payroll function across multiple entities in a unionized environment. This role is responsible…
Added 5 mins ago
SD
Merchandiser, Hourly Part Time Flexible Shifts Greenlight Requisition
Shoppers Drug Mart
Calgary, AB
- Part-time
Supports Front Store Manager/Assistant Front Store Manager in maintaining the quality and standards
Added 5 mins ago
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Customer Service Manager - PT
Walmart
Sherwood Park, AB
- Part-time
Working as a Customer Service Manager at Walmart Canada is a great opportunity to build strong leadership and operational skills in a fast paced retail environment. In this role, you lead…
Added 19 mins ago
WC
(CAN) Consumables Associate
Walmart Canada
Port Hawkesbury, NS
- Full-time
Refers appropriate service and transactional items to a Customer Service Manager as required.
Added 19 mins ago
WC
Self Checkout Attendant PT
Walmart Canada
Sherwood Park, AB
- Full-time
…and escalate cash or technical issues to the Customer Service…
Added 19 mins ago
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Lead Full Stack Developer
Themesoft Inc.
Toronto, ON
- Contract
Talent Acquisition Group - Strategic Recruitment Manager
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(CAN) Overnight Assistant Manager
Walmart Canada
Kirkland, QC
- Full-time
Position Summary...To support the Store Manager and manage store operations according to Company guidelines and lead Associates to ensure friendly, helpful service and drive profitable…
Added 20 mins ago
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Chief Power Engineer
Agilent Technologies
Windsor, NS · Canada-Nova Scotia-Windsor
- Full-time
Added 34 mins ago
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Restaurant Manager, Notch8
AccorHotel
Vancouver, BC
- Full-time
We are seeking a Restaurant Manager who brings presence, precision, and passion to lead daily operations, inspire teams, and deliver a consistently elevated guest experience reflective of…
Added 50 mins ago
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Clinical Research Manager
RI-MUHC | Research Institute of the MUHC | #rimuhc
Montreal, QC
- Full-time
…governmental guidelines and regulations, the Clinical Trial Project Manager is responsible for the operational management of multicentre clinical research studies. The Project Manager…
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Clinical Research Coordinator
RI-MUHC | Research Institute of the MUHC | #rimuhc
Montreal, QC
- Full-time
Under the supervision of the group manager, the clinical research coordinator will be responsible for supporting the successful conduct of clinical research trials in oncology at the Cedars…
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Clinical Research Coordinator – Endometriosis Research Program
RI-MUHC | Research Institute of the MUHC | #rimuhc
Montreal, QC
- Contract
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Clinical Research Coordinator - Nurse
RI-MUHC | Research Institute of the MUHC | #rimuhc
Montreal, QC
- Contract
Under the supervision of the Manager, Pediatric and Adult Research, Centre for Innovative Medicine (CIM), the Clinical Research Coordinator - Nurse is responsible for supporting the…
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Clinical Research Coordinator – Nurse - CIM - Phase 1 Oncology
RI-MUHC | Research Institute of the MUHC | #rimuhc
Montreal, QC
- Full-time
Under the supervision of the Manager of Oncology Research, Centre for Innovative Medicine (CIM), the Clinical Research Coordinator - Nurse is responsible for supporting the successful…
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Animal Resources Division Manager – Montreal General Hospital Site
RI-MUHC | Research Institute of the MUHC | #rimuhc
Montreal, QC
- Full-time
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Project Manager, Capture and Optimization of Research Data (CORD) Platform
RI-MUHC | Research Institute of the MUHC | #rimuhc
Montreal, QC
- Full-time
The Research Institute of the MUHC is seeking an interim Project Manager to join the Capture and Optimization of Research Data (CORD) platform of the Centre for Outcomes Research and…
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MRI Technologist
RI-MUHC | Research Institute of the MUHC | #rimuhc
Montreal, QC
- Full-time
Work under the supervision of the CMR supervisor and Project manager.
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MRI Technologist
RI-MUHC | Research Institute of the MUHC | #rimuhc
Montreal, QC
- Full-time
Work under the supervision of the CMR supervisor and Project manager.
Added 50 mins ago
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Assistant Operations Manager – Seafood & Fishing Industry
Wordwizard Services
Vancouver, BC
- Full-time
…British Columbia is looking for a hands-on Assistant Operations Manager to support the Senior Vice President of Operations in managing day-to-day logistics, fleet coordination, and seafood…
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Tremplin Program Coordinator
RI-MUHC | Research Institute of the MUHC | #rimuhc
Montreal, QC
- Full-time
…experiential learning opportunities. Reporting to the Tremplin Manager and the Principal Investigator, the Coordinator will contribute to the coordination, facilitation, evaluation, and…
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Animal Care Worker - Part-time occasional
RI-MUHC | Research Institute of the MUHC | #rimuhc
Montreal, QC
- Part-time
Under the general supervision of the Animal Resources Division Manager, the candidate performs animal care-related duties, technical procedures and administrative duties related to the care…
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Licensed Practical Nurse (LPN) or Research Nurse
RI-MUHC | Research Institute of the MUHC | #rimuhc
Montreal, QC
- Full-time
…the team by completing additional tasks as directed by the…
Added 50 mins ago
JUNIOR ASSISTANT MANAGER
Boutique La Vie En Rose
Penticton, BC
As a member of the management team, you will support the assistant manager and manager in achieving sales goals, maintaining our company standards and motivating your team to excel.
Added 1 hour ago
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Cook Temporary Part Time [RWL Cook2 0.40] AgeCare Wenleigh
AgeCare
Mississauga, ON
- Part-time
…authority and/or brings to the attention of the Food Services…
Added 1 hour ago
TL
Cook - Winter 26/27
The Lake Louise Ski Area Ltd
Lake Louise, AB
- Up to $24.47 CAD / hour
At their assigned station at all times and reports to manager before departing work area.

Q Wealth Partners

Compliance Analyst

Toronto, ON, Canada

Full-time

Apply About employer

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Job details

Job type: Full-time
Apply by: Nov 15, 2026
Experience: 3-5 years work experience in a compliance function with a firm registered as Portfolio Manager or Investment Fund Manager
Posting language: English
Posted: Oct 16, 2026

Original job description

Role Overview

This is an exciting opportunity to join a dynamic and rapidly growing partnership of Canadian Portfolio Managers. We are looking for an enthusiastic Compliance Analyst to grow our Compliance Team. You will work with the Chief Compliance Officer to assist with implementing aspects of the compliance program across the partnership. The Compliance Team is responsible for ensuring compliance with the regulations, policies, and legislation applicable to Q Wealth.

If you’ve ever wanted to take ownership of work with visible impact and be surrounded by a close-knit, transparent, and driven team of people just like you, Q Wealth could be your new home.

Key Responsibilities

Assist with maintaining documented evidence for policies and procedures listed in QW’s compliance calendar which lists all compliance obligations during the year
Assist with maintaining a current inventory of conflicts and Relationship Disclosure Information
Collect and store employee compliance documents – Personal Trading, compliance manual receipts and acknowledgement forms
Monitor employee personal trading transactions
Conduct compliance reviews of all marketing material and online content
Conduct monthly Anti-Money Laundering and Anti-Terrorism review of clients
Assist with NRD registrations for individual applicants
Assist in creation of new training materials
Maintain internal operational policies and procedures
Work with the IT department to assist with supervision of the annual cybersecurity assessment
Assist with third-party due diligence requests and regulatory surveys
Support review requests by regulators, such as the OSC and FINTRAC
Support the external auditor on an annual basis
Assist the department with any other function necessary to support the compliance function at Q Wealth

What Do You Need To Succeed

Strong technical aptitude and the ability to quickly master new technologies, systems, and workflows with minimal training would be critical to a candidate’s success in this position.
Proactive problem-solving skills to understand root cause, define options and make pragmatic recommendations related to complex issues, follow through to resolution.
Comfortable in a fast-paced, agile environment with ability to self-teach
Superior verbal and written communication skills
Ability to work and communicate effectively in a remote work environment
Mindset of innovation and continuous improvement
Able to handle numerous operational tasks and projects concurrently, with minimal supervision
Proven adaptability to meet deadlines and manage priorities in a continually changing environment

Specific Qualifications

Undergraduate or advanced degree in finance, economics, business, or equivalent
3-5 years work experience in a compliance function with a firm registered as Portfolio Manager or Investment Fund Manager
Working knowledge of the PM and IFM regulatory environment and NI 31-103 would be an asset
Relevant experience in an analytical or technical role within a regulatory function

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More about this job

Responsibilities

Support the Chief Compliance Officer in implementing and maintaining the firm’s compliance program, including monitoring employee trading, reviewing marketing content, and conducting monthly anti-money laundering and anti-terrorism client reviews. Maintain compliance records and policies, assist with registrations and cybersecurity assessments, and support regulatory requests, due diligence, and the annual external audit.

Requirements

Requires an undergraduate or advanced degree in finance, economics, business, or an equivalent field, along with 3–5 years of compliance experience at a firm registered as a Portfolio Manager or Investment Fund Manager. Strong technical aptitude, communication, problem-solving, adaptability, and the ability to manage concurrent tasks are important; knowledge of the Portfolio Manager and Investment Fund Manager regulatory environment and NI 31-103 is an asset.

Skills

Compliance Monitoring
Regulatory Compliance
Anti-Money Laundering
Anti-Terrorism Compliance
Personal Trading Monitoring
Marketing Material Review
Conflict Management
Regulatory Reporting
Due Diligence
Cybersecurity Assessment
Policy and Procedure Maintenance
Problem-Solving
Written Communication
Verbal Communication
Prioritization
Adaptability

Visa sponsorship

Not detected in the job text

Keywords

Compliance Program
Chief Compliance Officer
Portfolio Manager
Investment Fund Manager
NI 31-103
Canadian Securities Regulation
Compliance Calendar
Policies and Procedures
Conflicts of Interest
Relationship Disclosure Information
Personal Trading
Anti-Money Laundering
Anti-Terrorism
Marketing Compliance
NRD Registrations
Cybersecurity Assessment
Third-Party Due Diligence
Regulatory Surveys
OSC
FINTRAC
External Audit
Regulatory Reviews
Finance
Economics
Business
Remote Work

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