Jobs in Canada

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Added 9 mins ago
CO
Human Resources Generalist
City of Saint John
Saint John, NB
- Full-time
Ensure compliance with employment standards, labour legislation, organizational policies, collective agreements and terms and conditions of employment.
Added 24 mins ago
QF
Senior Manager, Compliance
Questrade Financial Group
Toronto, ON
- Full-time
We’re looking for our next Senior Compliance Manager
Added 40 mins ago
R|
Project Manager
RI-MUHC | Research Institute of the MUHC | #rimuhc
Montreal, QC
- Contract
The Centre for Precision Psychiatry – Quebec (CPPQ) is seeking a project manager for our large-scale longitudinal mental health research project across three clinical research sites,…
Added 40 mins ago
A
Contract Manager - Space & Defense Systems
ABB
Quebec, QC
- Full-time
As the Contract Manager, Space & Defense Systems, you will oversee the contractual lifecycle of complex projects and programs, helping ABB manage commercial risk, contractual obligations,…
Added 40 mins ago
R|
Clinical Research Manager
RI-MUHC | Research Institute of the MUHC | #rimuhc
Montreal, QC
- Full-time
…governmental guidelines and regulations, the Clinical Trial Project Manager is responsible for the operational management of multicentre clinical research studies. The Project Manager…
Added 40 mins ago
J
Client Service Manager - US Business Immigration
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Canada
- Full-time
…and next steps. Our partner is looking for a Client Service Manager - US Business Immigration based in…
Added 55 mins ago
W
Senior Project Manager, Consulting
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Vancouver, BC · Edmonton, AB · Calgary, AB
- Full-time
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Added 1 hour ago
BI
Connected Vitals Account Manager,
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Vancouver, BC
- Full-time
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Added 1 hour ago
SC
Electrical Engineer – ALTO project / cadence
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Montreal, QC
- Full-time
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Added 2 hours ago
PC
Workforce Development Manager
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Saskatoon, SK
- Full-time
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Added 3 hours ago
CW
Facility Solutions Manager, full time
City Wide Facility Solutions
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- $55,000 to $80,000 CAD / year
- Full-time
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Added 3 hours ago
CW
Facility Solutions Manager, full time
City Wide Facility Solutions
Vancouver, BC
- $55,000 to $80,000 CAD / year
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Added 3 hours ago
A
Processing Operation Analyst III
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Calgary, AB
- Full-time
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Added 3 hours ago
EC
Product Design Specialist / Engineer - Mechanical Engineering
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Brampton, ON
Report issues with equipment, MES, Line Master etc. to Packaging Supervisor/Manager, IT, MES team and Maintenance in a timely manner
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Retail Sales Associate
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Vancouver, BC · Olympic Village, Vancouver, BC
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Added 4 hours ago
IH
Employee Health & Wellness Advisor
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Kelowna, BC
- Full-time
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Added 5 hours ago
IC
Middle-office OTC Derivatives Analyst
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Toronto, ON
- Contract
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CC
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Edmonton, AB
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Added 5 hours ago
CO
2026-84 IT Manager
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Dawson Creek, BC
- Full-time
The City of Dawson Creek invites applications for a full-time IT Manager. Under the direction of the Director of Communications & Digital Services, or designate, the IT Manager is…
Added 5 hours ago
AC
Part-time Student Advisor, AC Online
Algonquin College of Applied Arts and Technology
Ottawa, ON
- Part-time
Reporting to Academic Manager, AC Online (ACO), the incumbent is the primary contact for a diverse online population of full-time students and fulfills multiple responsibilities related to…
Added 5 hours ago
AC
Part-time Online Learning Field Placement Officer
Algonquin College of Applied Arts and Technology
Ottawa, ON
- Part-time
Works with the Academic Manager and agencies to create Affiliation Agreements;
Added 5 hours ago
EE
Digital Marketing & Communications Coordinator
EECOL Electric
Calgary, AB
- Full-time
Hybrid – 2-3 days in office (Sundance SE business park)
Added 5 hours ago
S
Electrical Engineer – ALTO project / cadence
SYSTRA
Montreal, QC
- Full-time
Reporting to the Design Manager of each respective station (with a technical reporting relationship to the Systemwide Lead), within the Co-Development Phase of the ALTO programme, the…
Added 5 hours ago
TI
Human Resources Manager
The Influence Agency
Toronto, ON
- Full-time
We’re looking for someone who is located in or around the GTA with the ability to travel to our West End location three days per week

Questrade Financial Group

Senior Manager, Compliance

Toronto, ON, Canada

Full-time

Apply on LinkedIn About employer

Applications open in a new tab.

Job details

Job type: Full-time
Apply by: Dec 13, 2026
Work location: A hybrid environment, with at least three days in the office built for working together
Experience: 5+ years related experience required preferably in a senior compliance role
Posting language: English
Posted: Nov 13, 2026

Original job description

Questrade is on a mission to help Canadians to become much more financially successful and secure.

For nearly 30 years, Questrade Financial Group has been delivering on that mission through investing, banking, mortgages, and real estate. Together, we tilt finance in favour of ambitious Canadians, creating new ways for them to seize the financial future they deserve.

We're looking for people who are ready to enter their career inflection point. Mission-driven, exceptional folks that never settle. The work here is hard because the responsibility is real. If that's the standard you've been looking for, keep reading.

Req # 4279

The return on your career investment

Compensation and incentives built to reward the value you bring.
RRSP matching of up to 6%.
Health and wellness resources and programs, including $5,000 in mental health practitioner coverage.
$5,000 in tuition subsidies for job-related courses, every year.
100% parental top-up, up to 26 weeks for birthing parents and 18 weeks for non-birthing parents.
A hybrid environment, with at least three days in the office built for working together.
Paid vacation, personal, and sick days.
A community care day to give back to the causes you care about.

This job posting is for an existing vacancy.

We’re looking for our next Senior Compliance Manager

Reporting to the Director, the successful Senior Manager, Compliance is a key subject matter expert and people manager with a focus on Trade Conduct Compliance (TCC) to steward Questrade Inc, compliance to uphold adherence to trading rules and regulations prescribed by the Canadian Investment Regulatory Organization (CIRO) and other provincial securities commissions and regulators.

The successful Senior Manager, Compliance shall be responsible for Questrade's compliance and supervision programs in multiple asset classes with a focus on TCC but also capturing, delivering and enhancing elements of Questrade’s policies and procedures. The role also requires a degree of people and project management, with comfort and fluidity with complementary technology platforms.

The mandate

In This Role, You Will

Ensure operational compliance with internal policies and procedures, as well as CIRO rules and those of other provincial and territorial securities commissions, regulators and legislatures
Assist in the development, documentation, implementation and oversight of registerable activities with the supervisors and senior management of business units within QT Inc.
Complete and deliver to securities commissions, reports regarding exempt market distributions in applicable jurisdictions
Trade surveillance oversight of alert parameter governance
Assist in the development, documentation, implementation and oversight of Securities Finance activities
Work with management in the development and enhancement of products and services to ensure compliance with applicable laws and regulations
Coordinate development, maintenance and implementation of supporting policies, procedures, agreements and contracts
Assist and coordinate all regulatory reporting in a timely manner. Work closely with regulators and third parties to coordinate, prepare and manage audits.
Assist with internal audits and reviews
Ensure compliance for assigned line of business
Take ownership of processing and completing of all tasks as assigned
Act as a source of expert knowledge of the company and regulatory compliance requirements
Initiate a communication that ensures a clear understanding of compliance standards required of individuals
Conduct daily and monthly account activity supervision, research and act on detected compliance issues and violations
Recommend improvements to internal controls and business processes
Complete client risk assessments
Investigate and determine the impact of any legislative or regulatory requirements (new or amended) and implementing all necessary changes into Questrade’s policy, end to end processes, or training needs
Assist with the preparation of submissions to regulators for new business lines or new product proposals
Perform other duties, as assigned, to assist in all areas of compliance at Questrade

You’re ready for this mandate if you have the following qualifications

In-depth knowledge of the Canadian securities industry
Trade desk experience or experience in compliance monitoring of a Trade desk
Post-secondary degree/diploma in related field
Proficient knowledge in the use of Microsoft Excel, Word, Bloomberg
Expert knowledge of CIRO (UMIR), MX (trading rules) and CSA regulatory rules
5+ years industry experience preferred
5+ years related experience required preferably in a senior compliance role
Excellent verbal and written communication skills
Excellent organizational and follow-through skills
Exceptional attention to detail
Confident and accountable

Nice to have

Professional Development Recommendations (assets)

Canadian Securities Course (CSC)
Conduct and Practice Handbook Course (CPH)
Options Licensing Course (OLC)
Derivatives Fundamental Course (DFC)
Branch Managers Course (BMC)
Options Supervisors Course (OPSC)
Investment Dealer Supervisors Course (IDSC)
Futures Licensing Course (FLC)
Canadian Commodity Supervisors Exam (CCSE)
Proficiency in SQL, Power BI
CFA designation is an asset

Compensation Information

Base salary range: $ 115,000- $125,000
The final compensation package will be commensurate with the successful candidate's experience, skills, and geographic location (Canada). It includes a comprehensive benefits plan and a competitive incentive (bonus) program for Full-Time Permanent roles.

Enter your career inflection point. Apply now.

,

The final compensation package will be commensurate with the successful candidate's experience, skills, and geographic location (Canada). It includes a comprehensive benefits plan and a competitive incentive (bonus) program for Full-Time Permanent roles.

Base salary range

$115,000 - $125,000 CAD

Technology and AI

We mix human ingenuity with advanced technology. For ambitious builders like you, we provide the latest technology to enable your creativity. You'll have everything you need to build the best outcomes and products for our clients.

Diversity and Inclusion

At Questrade Financial Group of Companies, we’re committed to fostering a diverse, inclusive, and accessible work environment where individuals are treated with dignity and respect. Our global team reflects the diversity of the communities we serve and operate in.

Accessibility statement

Candidates selected for an interview are contacted directly. If you require accommodation during the recruitment or selection process, please let us know. We will work with you to meet your needs.

AI in hiring

Questrade Financial Group of companies Applicant Tracking System uses artificial intelligence (AI) for application screening. The AI system operates on predetermined criteria, with final decisions subject to human review.

Apply on LinkedIn About employer

More about this job

Responsibilities

Lead compliance and supervision programs across multiple asset classes, with a focus on trade conduct, regulatory requirements, surveillance, and securities finance activities. Coordinate regulatory reporting, audits, risk assessments, policy and process improvements, and compliance support for business lines and new products.

Requirements

Requires a post-secondary degree or diploma in a related field, in-depth knowledge of the Canadian securities industry and applicable CIRO, UMIR, exchange, and CSA rules, and at least five years of related experience, preferably in a senior compliance role. Candidates should have trade desk or trade desk compliance monitoring experience, strong communication and organizational skills, attention to detail, and proficiency with Excel, Word, and Bloomberg.

Skills

Trade Conduct Compliance
Canadian Securities Regulations
CIRO Rules
UMIR
Market Trading Rules
Trade Surveillance
Compliance Monitoring
Regulatory Reporting
Audit Coordination
Risk Assessment
Policy And Procedure Development
People Management
Project Management
Microsoft Excel
Bloomberg
SQL

Benefits

RRSP Matching
Health And Wellness Programs
Mental Health Practitioner Coverage
Tuition Subsidies
Parental Leave Top-Up
Paid Vacation
Personal Days
Sick Days
Community Care Day
Incentive Bonus Program

Visa sponsorship

Not detected in the job text

Keywords

Trade Conduct Compliance
Canadian Securities Industry
CIRO
UMIR
Canadian Securities Administrators
Trade Surveillance
Alert Parameter Governance
Securities Finance
Regulatory Reporting
Regulatory Audits
Internal Audits
Compliance Monitoring
Registerable Activities
Exempt Market Distributions
Client Risk Assessments
Legislative Change Management
Microsoft Excel
Microsoft Word
Bloomberg
SQL
Power BI
Canadian Securities Course
Conduct And Practice Handbook
Options Licensing Course
Derivatives Fundamentals Course
Branch Managers Course
Options Supervisors Course
CFA

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Jobs in Canada