Jobs in Canada

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Added 1 hour ago
QF
Senior Manager, Compliance
Questrade Financial Group
Toronto, ON
- Full-time
Reporting to the Director, the successful Senior Manager, Compliance is a key subject matter expert and people manager with a focus on Trade Conduct Compliance (TCC) to steward Questrade…
Added 1 hour ago
J
Client Service Manager - US Business Immigration
Jobgether
Canada
- Full-time
As a Client Service Manager, you will oversee client relationships and operational service delivery across US business immigration engagements. You will act as a key liaison between client…
Added 3 hours ago
QF
Manager, Reporting and Analysis
Questrade Financial Group
Toronto, ON
- Full-time
…hands-on player-coach, this role leads the transformation of reporting into predictive service intelligence, establishing governed metrics in BigQuery and Power BI while connecting…
Added 4 hours ago
PS
Operations Manager
Paladin Security Group Ltd
Burnaby, BC
- Full-time
The position oversees operational procedures, quality assurance, compliance, workforce planning, performance reporting and continuous improvement. The Operations Manager works closely with…
Added 5 hours ago
C
Associate, Client Relations - Bilingual
CIBC
Montreal, QC
- Full-time
The Institutional Client Experience Team is dedicated to delivering a high-quality service experience to institutional clients through responsive support, strong execution, and thoughtful…
Added 6 hours ago
RP
Marketing Operations Manager
RECRUITMENT PARTNERS INC.
AB · Edmonton, AB
- Full-time
Strong analytical skills with experience using reporting and visualization tools such as Power BI, Tableau, or Looker
Added 6 hours ago
Power Platform and AI Specialist
Convergence Networks
Ottawa, ON
The Power Platform and AI Specialist scopes, designs, delivers, and supports Power Platform and AI solutions for managed services and project-based client work. This role turns business…
Added 6 hours ago
Power Platform and AI Specialist
Convergence Networks
Winnipeg, MB
The Power Platform and AI Specialist scopes, designs, delivers, and supports Power Platform and AI solutions for managed services and project-based client work. This role turns business…
Added 7 hours ago
F
Key Account Manager
Flexiti
Toronto, ON · East York, ON
- Full-time
…strength lies in interpreting what that data means for the client's…
Added 7 hours ago
BC
Director, Client Enablement Analytics
BMO Capital Markets
Toronto, ON
- Part-time
We are looking for an individual who has built out a metrics and reporting program for a client onboarding function that enabled removing bottlenecks and unlocking revenue.
Added 7 hours ago
C&
Senior Immigration Case Manager | Client Experience + Transformation
Caron & Partners LLP
Calgary, AB
- Full-time
Support cross-border matters, working across jurisdictions, external counsel, service providers and stakeholders
Added 8 hours ago
H
Ingénieur / Technicien – Génie industriel
Hitachi
Quebec, QC · (HE)Office_QC, Quebec City
- Full-time
Maîtrise de la suite Microsoft Office et d’AutoCAD. Une connaissance de Power BI et de SAP est considérée comme un atout.
Added 9 hours ago
JC
Cloud Solutions Administrator
JANA Corporation
Toronto, ON · Greater Toronto Area, Canada
- Full-time
Reporting to a Development Manager, the Cloud Solutions Administrator will play a critical role in our cloud strategy and will be responsible for managing the organization’s cloud…
Added 9 hours ago
CI
Analyst, Portfolio Operations (Bilingual)
Canada Infrastructure Bank/ Banque de l'infrastructure du Canada
Montreal, QC
- Contract
…accuracy, timeliness and completeness of data, documentation and reporting throughout the investment…
Added 10 hours ago
PS
Security Field Team Trainer at Mount Sinai Hospital
Paladin Security Group Ltd
Toronto, ON
- $27.86 CAD / hour
- Full-time
Experience working with Power BI or equivalent training matrices and reporting dashboards.
Added 10 hours ago
Senior Program Manager - End to End
Bell
Regina, SK
Must have direct data centre experience: proven delivery of data centre (mission-critical or h
Added 10 hours ago
TR
Coordinator, Trade and Growth Programs WTC-T
Toronto Region Board of Trade
Toronto, ON
- Full-time
The Toronto Region Board of Trade (the Board) is seeking a Coordinator, Trade and Growth Programs, WTC, reporting into the Director, Trade and Growth Programs, WTC. This role plays a…
Added 10 hours ago
TR
Coordinator, Trade and Growth Programs, WTC-T
Toronto Region Board of Trade
Toronto, ON
- $55,000 to $80,000 CAD / year
- Full-time
The Toronto Region Board of Trade (the Board) is seeking a Coordinator, Trade and Growth Programs, WTC, reporting into the Director, Trade and Growth Programs, WTC. This role plays a…
Added 10 hours ago
ST
Treasury Analyst
Shah Trading Company
Toronto, ON · Scarborough, ON
- Full-time
Our client, Shah Trading Company, is an established Canadian food processing, packaging, importing, and distribution company serving customers across Canada and North America. With a broad…
Added 10 hours ago
Student Support, Software and Data Analysis Coordinator
George Brown Polytechnic
Toronto, ON
Must have worked in an environment that required strong computer skills and knowledge
Added 10 hours ago
C
Quality Assurance Team Lead
Centrilogic
Canada
- Full-time
Centrilogic is seeking to strengthen its quality assurance (QA) practice, which places testing professionals on client projects. To do that, we are looking for a QA Team Lead to run the QA…
Added 10 hours ago
CO
Project Coordinator (Two-Year Term)
Commissionaires Ottawa
Ottawa, ON
- Temporary
Reporting to the Manager, PMO, and taking day-to-day direction from Project Managers and Business Analysts, you will maintain project schedules, logs, and documentation, and prepare the…
Added 11 hours ago
BT
Financial Analyst, FP&A
Bumper To Bumper Auto Parts
Boucherville, QC
- Full-time
…Boucherville. La personne retenue sera dynamique, axée sur le client, autonome et possédant une expérience dans le secteur des pièces de rechange…
Added 11 hours ago
F
Senior Analytics Engineer
Fusemachines
Remote, Canada
- Contract
- Remote
…intelligence modernization initiatives, reverse-engineering complex reporting logic from legacy dashboards and rebuilding high-performance analytical data models to power executive…
Added 11 hours ago
Director, Client Enablement Analytics
BMO
Toronto, ON · FCP
We are looking for an individual who has built out a metrics and reporting program for a client onboarding function that enabled removing bottlenecks and unlocking revenue.

Questrade Financial Group

Senior Manager, Compliance

Toronto, ON, Canada

Full-time

Apply on LinkedIn About employer

Applications open in a new tab.

Job details

Job type: Full-time
Apply by: Dec 13, 2026
Work location: A hybrid environment, with at least three days in the office built for working together
Experience: 5+ years related experience required preferably in a senior compliance role
Posting language: English
Posted: Nov 13, 2026

Original job description

Questrade is on a mission to help Canadians to become much more financially successful and secure.

For nearly 30 years, Questrade Financial Group has been delivering on that mission through investing, banking, mortgages, and real estate. Together, we tilt finance in favour of ambitious Canadians, creating new ways for them to seize the financial future they deserve.

We're looking for people who are ready to enter their career inflection point. Mission-driven, exceptional folks that never settle. The work here is hard because the responsibility is real. If that's the standard you've been looking for, keep reading.

Req # 4279

The return on your career investment

Compensation and incentives built to reward the value you bring.
RRSP matching of up to 6%.
Health and wellness resources and programs, including $5,000 in mental health practitioner coverage.
$5,000 in tuition subsidies for job-related courses, every year.
100% parental top-up, up to 26 weeks for birthing parents and 18 weeks for non-birthing parents.
A hybrid environment, with at least three days in the office built for working together.
Paid vacation, personal, and sick days.
A community care day to give back to the causes you care about.

This job posting is for an existing vacancy.

We’re looking for our next Senior Compliance Manager

Reporting to the Director, the successful Senior Manager, Compliance is a key subject matter expert and people manager with a focus on Trade Conduct Compliance (TCC) to steward Questrade Inc, compliance to uphold adherence to trading rules and regulations prescribed by the Canadian Investment Regulatory Organization (CIRO) and other provincial securities commissions and regulators.

The successful Senior Manager, Compliance shall be responsible for Questrade's compliance and supervision programs in multiple asset classes with a focus on TCC but also capturing, delivering and enhancing elements of Questrade’s policies and procedures. The role also requires a degree of people and project management, with comfort and fluidity with complementary technology platforms.

The mandate

In This Role, You Will

Ensure operational compliance with internal policies and procedures, as well as CIRO rules and those of other provincial and territorial securities commissions, regulators and legislatures
Assist in the development, documentation, implementation and oversight of registerable activities with the supervisors and senior management of business units within QT Inc.
Complete and deliver to securities commissions, reports regarding exempt market distributions in applicable jurisdictions
Trade surveillance oversight of alert parameter governance
Assist in the development, documentation, implementation and oversight of Securities Finance activities
Work with management in the development and enhancement of products and services to ensure compliance with applicable laws and regulations
Coordinate development, maintenance and implementation of supporting policies, procedures, agreements and contracts
Assist and coordinate all regulatory reporting in a timely manner. Work closely with regulators and third parties to coordinate, prepare and manage audits.
Assist with internal audits and reviews
Ensure compliance for assigned line of business
Take ownership of processing and completing of all tasks as assigned
Act as a source of expert knowledge of the company and regulatory compliance requirements
Initiate a communication that ensures a clear understanding of compliance standards required of individuals
Conduct daily and monthly account activity supervision, research and act on detected compliance issues and violations
Recommend improvements to internal controls and business processes
Complete client risk assessments
Investigate and determine the impact of any legislative or regulatory requirements (new or amended) and implementing all necessary changes into Questrade’s policy, end to end processes, or training needs
Assist with the preparation of submissions to regulators for new business lines or new product proposals
Perform other duties, as assigned, to assist in all areas of compliance at Questrade

You’re ready for this mandate if you have the following qualifications

In-depth knowledge of the Canadian securities industry
Trade desk experience or experience in compliance monitoring of a Trade desk
Post-secondary degree/diploma in related field
Proficient knowledge in the use of Microsoft Excel, Word, Bloomberg
Expert knowledge of CIRO (UMIR), MX (trading rules) and CSA regulatory rules
5+ years industry experience preferred
5+ years related experience required preferably in a senior compliance role
Excellent verbal and written communication skills
Excellent organizational and follow-through skills
Exceptional attention to detail
Confident and accountable

Nice to have

Professional Development Recommendations (assets)

Canadian Securities Course (CSC)
Conduct and Practice Handbook Course (CPH)
Options Licensing Course (OLC)
Derivatives Fundamental Course (DFC)
Branch Managers Course (BMC)
Options Supervisors Course (OPSC)
Investment Dealer Supervisors Course (IDSC)
Futures Licensing Course (FLC)
Canadian Commodity Supervisors Exam (CCSE)
Proficiency in SQL, Power BI
CFA designation is an asset

Compensation Information

Base salary range: $ 115,000- $125,000
The final compensation package will be commensurate with the successful candidate's experience, skills, and geographic location (Canada). It includes a comprehensive benefits plan and a competitive incentive (bonus) program for Full-Time Permanent roles.

Enter your career inflection point. Apply now.

,

The final compensation package will be commensurate with the successful candidate's experience, skills, and geographic location (Canada). It includes a comprehensive benefits plan and a competitive incentive (bonus) program for Full-Time Permanent roles.

Base salary range

$115,000 - $125,000 CAD

Technology and AI

We mix human ingenuity with advanced technology. For ambitious builders like you, we provide the latest technology to enable your creativity. You'll have everything you need to build the best outcomes and products for our clients.

Diversity and Inclusion

At Questrade Financial Group of Companies, we’re committed to fostering a diverse, inclusive, and accessible work environment where individuals are treated with dignity and respect. Our global team reflects the diversity of the communities we serve and operate in.

Accessibility statement

Candidates selected for an interview are contacted directly. If you require accommodation during the recruitment or selection process, please let us know. We will work with you to meet your needs.

AI in hiring

Questrade Financial Group of companies Applicant Tracking System uses artificial intelligence (AI) for application screening. The AI system operates on predetermined criteria, with final decisions subject to human review.

Apply on LinkedIn About employer

More about this job

Responsibilities

Lead compliance and supervision programs across multiple asset classes, with a focus on trade conduct, regulatory requirements, surveillance, and securities finance activities. Coordinate regulatory reporting, audits, risk assessments, policy and process improvements, and compliance support for business lines and new products.

Requirements

Requires a post-secondary degree or diploma in a related field, in-depth knowledge of the Canadian securities industry and applicable CIRO, UMIR, exchange, and CSA rules, and at least five years of related experience, preferably in a senior compliance role. Candidates should have trade desk or trade desk compliance monitoring experience, strong communication and organizational skills, attention to detail, and proficiency with Excel, Word, and Bloomberg.

Skills

Trade Conduct Compliance
Canadian Securities Regulations
CIRO Rules
UMIR
Market Trading Rules
Trade Surveillance
Compliance Monitoring
Regulatory Reporting
Audit Coordination
Risk Assessment
Policy And Procedure Development
People Management
Project Management
Microsoft Excel
Bloomberg
SQL

Benefits

RRSP Matching
Health And Wellness Programs
Mental Health Practitioner Coverage
Tuition Subsidies
Parental Leave Top-Up
Paid Vacation
Personal Days
Sick Days
Community Care Day
Incentive Bonus Program

Visa sponsorship

Not detected in the job text

Keywords

Trade Conduct Compliance
Canadian Securities Industry
CIRO
UMIR
Canadian Securities Administrators
Trade Surveillance
Alert Parameter Governance
Securities Finance
Regulatory Reporting
Regulatory Audits
Internal Audits
Compliance Monitoring
Registerable Activities
Exempt Market Distributions
Client Risk Assessments
Legislative Change Management
Microsoft Excel
Microsoft Word
Bloomberg
SQL
Power BI
Canadian Securities Course
Conduct And Practice Handbook
Options Licensing Course
Derivatives Fundamentals Course
Branch Managers Course
Options Supervisors Course
CFA

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Jobs in Canada