Find work in Canada.

A simpler way to find your next job.

Jobs in Canada

25+ jobs

Email me new jobs Save this search

Added 3 mins ago
Manager, Value Creation, Strategy
PwC
Montreal, QC
Full-time
…social, and geopolitical trends. We work collaboratively with senior executives to help them navigate these trends, while increasing trust and delivering sustainable…
Added 3 mins ago
Delivering Deal Value Manager
PwC
Montreal, QC
Full-time
Experience in providing strategic advice and support to senior management, demonstrating extensive knowledge of Mergers, Acquisitions and Divestitures including pre-deal due diligence,…
Added 3 mins ago
Human Capital Director, Deals
PwC
Toronto, ON
Full-time
Demonstrated success in leading strategic business partnerships, influencing senior leaders, and driving people initiatives
Added 3 mins ago
Product Owner Sr
Dayforce
Canada
The Senior Product Owner is a highly skilled, versatile, dedicated subject matter expert who will directly contribute to the success of the Business Systems Technology team’s objectives and…
Added 3 mins ago
Senior Communications Officer - Foundation
CAMH
Toronto, ON
To me, exceptional writing is the starting point for a Senior Communications Officer. But the people who really stand out know that some of the most important work happens before the…
Added 3 mins ago
Manager, Corporate Accounting & Reporting (18-Month Contract)
Andrew Peller Limited
Oakville, ON
…role will interact with all functional departments at mid to senior…
Added 3 mins ago
Senior Accountant
Jack.org
Toronto, ON
Full-time
As Senior Accountant, you’ll play a key role in maintaining the financial integrity of Jack.org while providing the analysis and insights needed to support responsible decision-making. Your…
Added 17 mins ago
Data Scientist III
TD
Toronto, ON
Full-time
The Data Scientist III will report to the Senior Manager, Data Science for Loyalty and Partnerships and will be responsible for supporting the Loyalty and Partnerships business with…
Added 17 mins ago
Director, Project Controls (Canada Gas Projects)
TC Energy
Calgary, AB
Full-time
…transparency, innovation, and performance, ensuring project teams and senior leaders have timely, accurate, and actionable insights to make informed investment and execution decisions…
Added 17 mins ago
District Manager I, Operations Collections
Waste Management, Inc. (WM)
Mount Forest, ON
Full-time
Formulates short-term and long-term goals and action plans in conjunction with the Senior District Manager and/or Director of Collection Operations.
Added 17 mins ago
Manager, Capital Planning
Circle K
Laval, QC
Full-time
The Manager provides portfolio insights, investment analysis, and clear recommendations to support senior leadership and the Investment Board. Working across functions such as Technology,…
Added 17 mins ago
Analyst, Global Investment Banking
CIBC
Calgary, AB
Full-time
…flow across our global offices. Working with guidance from senior team members, you'll contribute to assignments that have a direct impact on our business and gain exposure to senior…
Added 17 mins ago
VP, Counterparty Credit Risk / XVA Quant
BMO
Toronto, ON · FCP
Full-time
…Markets. The mandate is to provide traders, marketers, BMO CM senior management and our external control groups (Risk Reporting, Risk Oversight, Valuation Product Control, etc.) with the…
Added 17 mins ago
Recreation Assistant | Casual
Sienna Senior Living
BC · Kamloops, BC
Part-time
Act upon your desire to help others and Join Sienna Senior Living as we continue to enhance the lives of those we serve.
Added 17 mins ago
Registered Nurse - Permanent Unscheduled Part-Time (Casual)
Sienna Senior Living
Mississauga, ON
Part-time
…with quality management, legislative requirement and Sienna Senior Living…
Added 17 mins ago
Accounting Analyst, CPA Trainee (New or Recent Graduate Opportunity )
BMO
Toronto, ON · FCP
Full-time
…work provides vital assurance to the Board of Directors and senior management on the quality of internal control systems and reduces the risk of loss and reputational damage to the Company.…
Added 31 mins ago
(CONTRACT) Professional Sr, Engineering - Structures Design Integrator
Bombardier
Montreal, QC
Full-time
As a Sr. Professional, Engineering – Structures Design integrator, you will provide senior technical leadership for complex designs and major aircraft development or sustaining initiatives.…
Added 31 mins ago
Manager Portfolio Governance & Analytics
City of Toronto
Toronto, ON
Full-time
Advises senior executives, Division Heads, the Chief Technology Officer (CTO), and senior management on project issues, decision points, and emerging concerns.
Added 31 mins ago
Senior Financial Analyst
Brookfield
Toronto, ON
Full-time
Present quarterly significant transactions to senior management
Added 31 mins ago
Senior Physical Security Consultant
WSP in Canada
Ottawa, ON
Full-time
Added 31 mins ago
Senior Physical Security Consultant
WSP in Canada
Winnipeg, MB
Full-time
Added 31 mins ago
Child & Youth Care Manager (Curriculum & Quality Enhancement)
Lambert Nemec Group
Winnipeg, MB
Full-time
…Care Manager (Curriculum & Quality Enhancement) to join their senior child care leadership…
Added 31 mins ago
Senior Physical Security Consultant
WSP in Canada
Toronto, ON
Full-time
Added 31 mins ago
Senior Database Engineer (Snowflake)
Cvent
Fredericton, NB
Full-time
Cvent is seeking a Senior Database Engineer with deep Snowflake expertise to help design, manage,
Added 31 mins ago
Senior Physical Security Consultant
WSP in Canada
North Vancouver, BC
Full-time

Raymond James Ltd.

Manager, Information Compliance Risk Management

Toronto, ON, Canada

Job type: Full-time
Apply by: Oct 23, 2026
Experience: Minimum 5 years of relevant experience in compliance, governance, risk management, audit, privacy, or project management within a regulated financial services environment.
Posting language: English
Posted: Sep 23, 2026

Apply About employer

Applications open in a new tab.

Original job description

At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together.

Raymond James Ltd. is Canada’s leading independent investment dealers offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.

Manager, Information Compliance Risk Management (ICRM)

Location: Toronto or Vancouver

How does the role impact the organization?

ICRM is comprised of three Compliance Programs, Privacy, Books & Records, and IT Compliance. Reporting to the Senior Manager, ICRM & Compliance Governance, the Manager, ICRM will be available to provide support to all three Programs as may be required from time to time. Some of key duties of the Manager will include managing the Program ensuring the firm is meeting its identified regulatory and business obligations; identifying, and managing responses to broad corporate or regulatory changes to meet continued compliance, and working independently on projects and difficult assignments to provide comprehensive solutions to complex problems.

What will your role be responsible for?

Define and oversee Compliance Program requirements and establish strategies for sustainable regulatory compliance and enterprise alignment.
Support the ICRM Compliance Risk Assessments, impact analyses, and remediation initiatives for regulatory and business changes.
Represent the ICRM Program interests in enterprise projects, corporate initiatives, audits, and regulatory examinations.
Partner with stakeholders to evaluate compliance implications and drive informed business decisions.
Manage and execute complex projects and strategic initiatives with minimal supervision.
Provide leadership, coaching, mentoring, and development support to team members and business stakeholders.
Direct the development, implementation, and enhancement of policies, procedures, standards, and controls.
Provide guidance on complex compliance matters and regulatory interpretations.
Prepare and deliver executive-level presentations, reporting, and recommendations.
Support management in establishing ICRM related quality assurance and control frameworks.
Execute ICRM monitoring, reporting, training, and awareness activities.
Identify emerging risks and proactively recommend mitigation strategies.
Influence cross-functional stakeholders to achieve compliance objectives and regulatory readiness.
Inform Senior Compliance Management about issues and potential regulatory exposures.
Lead a team of compliance professionals, manage team workload, and performance and provide guidance and subject matter expertise.
Perform other duties and responsibilities as assigned.

What can you expect from us?

Our most important investment is in people. Upon eligibility, Raymond James Ltd offers flexible workstyles, a competitive compensation and benefits package. Our benefits range from Health Benefits, RRSP Matching Program, Employee Stock Purchase Plan, Paid Time Off, Volunteer Days, Discretionary Bonuses, Tuition Reimbursement and many more! We also support internal promotion and community involvement.

What do we expect from you?

Minimum 5 years of relevant experience in compliance, governance, risk management, audit, privacy, or project management within a regulated financial services environment.
Demonstrated experience leading direct reports and cross-functional teams and strategic initiatives.
Strong knowledge of Canadian regulatory requirements, privacy legislation, compliance frameworks, and governance practices.
Solid understanding of securities industry concepts and broker-dealer operations; Canadian Securities Course (CSC) considered an asset.
Exceptional written, verbal, presentation, and stakeholder management skills.
Strong analytical, problem-solving, and decision-making capabilities.
Proven ability to influence senior leadership and navigate complex organizational environments.
Advanced proficiency with Microsoft Office applications, particularly Word, Excel, PowerPoint, and Outlook.

We encourage our associates at all levels to:

Grow professionally and inspire others to do the same
Work with and through others to achieve desired outcomes
Make prompt, pragmatic choices and act with the client in mind
Take ownership and hold themselves and others accountable for delivering results that matter
Contribute to the continuous evolution of the firm.

Salary Range: $105,000 - 120,000 annually, in addition to competitive performance bonuses/incentives.

Actual compensation will be determined based on skills, experience, internal equity, and other job requirements.

This posting is for an existing vacancy.

At Raymond James – we honor, value, respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic self, our organization, clients and communities thrive, it is part of our people-first culture. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.

Here at Raymond James we demonstrate our commitment to ensuring equal opportunities for all candidates. To request accommodations, candidates are instructed to contact Human Resources via email at recruitment@raymondjames.ca. By reaching out to this email address, candidates can communicate their specific requirements and discuss the necessary accommodations they may need to participate fully in the recruitment process.

We may use automated or AI-enabled tools to support parts of our recruitment and screening process, including screening, assessing or selecting applicants where applicable. These tools help us review applications efficiently, but they do not replace human decision-making.

Apply About employer

More about this job

Responsibilities

Lead the Information Compliance Risk Management programs covering privacy, books and records, and IT compliance, ensuring regulatory and business obligations are met. Oversee risk assessments, projects, policies, controls, monitoring, reporting, and regulatory readiness while advising stakeholders and leading a team of compliance professionals.

Requirements

Requires at least five years of relevant experience in compliance, governance, risk management, audit, privacy, or project management in a regulated financial services environment, along with experience leading teams and strategic initiatives. Candidates should have strong knowledge of Canadian regulatory requirements, privacy legislation, compliance frameworks, governance, and securities operations, as well as excellent communication, analytical, and stakeholder management skills; the Canadian Securities Course is an asset.

Skills

Compliance Program Management
Regulatory Compliance
Risk Assessment
Privacy Legislation
Books and Records Compliance
IT Compliance
Governance
Project Management
Audit and Regulatory Examinations
Policy and Control Development
Regulatory Interpretation
Quality Assurance
Stakeholder Management
Team Leadership and Coaching
Analytical and Problem-Solving Skills
Microsoft Office

Benefits

Health Benefits
RRSP Matching Program
Employee Stock Purchase Plan
Paid Time Off
Volunteer Days
Discretionary Bonuses
Tuition Reimbursement

Visa sponsorship

Not detected in the job text

Keywords

Information Compliance Risk Management
Privacy
Books and Records
IT Compliance
Regulatory Compliance
Compliance Risk Assessments
Impact Analysis
Remediation
Canadian Regulatory Requirements
Privacy Legislation
Compliance Frameworks
Governance Practices
Securities Industry
Broker-Dealer Operations
Canadian Securities Course
Audit
Regulatory Examinations
Policies and Procedures
Standards and Controls
Quality Assurance
Monitoring and Reporting
Training and Awareness
Risk Mitigation
Strategic Initiatives
Microsoft Word
Microsoft Excel
Microsoft PowerPoint
Microsoft Outlook

Report this job