Senior Associate
- Richmond Hill, ON, Canada
$37,500.00 - $50,000.00 · Full-time
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Job details
- Pay
- $37,500.00 - $50,000.00
- Job type
- Full-time
- Apply by
- Experience
- Minimum of 5 years of experience in securities industry
- Posting language
- English
- Posted
Original job description
What is the opportunity?
The RBC Dominion Securities branch located in Richmond Hill is looking for a resourceful, efficient and collaborative individual to join a high-performing Director's Council Team.
By providing ongoing, exceptional service and support to our clients and our Advisor team, you will help our team deepen existing relationships and welcome new clients to the firm. As an invaluable internal and external point of contact, you will play a key role in maintaining client accounts, ensuring account administration and documentation remains up-to-date and compliant and working with the Advisor team in managing client portfolios and wealth management planning opportunities.
What will you do?
- Enhance the client’s experience from onboarding to year-round contact so that it is consistently smooth and on-track with the team’s client service plan.
- Assist the Advisor team in welcoming and onboarding new clients.
- Coordinate and prepare meetings for Advisors with their clients/prospects.
- Provide proactive client service with a focus on problem resolution and attention to details.
- Respond to client inquiries in an understanding and time-efficient manner (account transactions, requests, account documentation, account reporting, etc.).
- Ensure accurate and timely updates of all necessary documentation in compliance with internal controls and industry regulatory requirements.
- Tap into your superior problem resolution skills to provide proactive client service. Working collaboratively, you will at times liaise with various departments to provide smooth and timely solutions.
- Effectively manage incoming communications from clients, Advisors and other internal and external partners.
- Follow up on client trades to ensure proper settlement and delivery
Must-have
- Canadian Investment Regulatory Exam, CIRE
- Strong skills working with business applications/technology, including Microsoft Office Suite
- High quality time management and organization skills
- Demonstrated skills in providing world-class client service that will come across as professional, warm, and friendly to our clients
- Minimum of 5 years of experience in securities industry
- Knowledge of RBC Dominion Securities’ systems and procedures
- Exceptional verbal and written communication skills in English
We thrive on the challenge to be our best, to think progressively to keep growing, and to work together to deliver trusted advice that can help our clients thrive and communities prosper. We care about each other and collectively work hard to reach our potential, make a difference to our communities, and achieve success that is mutual. You will also benefit from:
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
- Leaders who support your development through coaching and managing opportunities
- An opportunity to make a difference and have a lasting impact on the lives of others
- Work in a dynamic, collaborative, progressive, and high-performing team
- The chance to work in a dynamic, collaborative, progressive, and high-performing team
- A world-class training program in financial services
Account Management, Client Relationship Management, Client Service, Collaboration, Customer Success, Decision Making, Financial Regulation, Financial Services, Group Problem Solving, Interpersonal Relationships, Investment Risk Management, Investments, Microsoft Office, Time Management, Wealth Management
Additional Job Details
Address:
260 EAST BEAVER CREEK RD:RICHMOND HILL
City:
Richmond Hill
Country:
Canada
Work hours/week:
37.5
Employment Type:
Full time
Platform:
WEALTH MANAGEMENT
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2026-10-08
Application Deadline:
2026-10-22
Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Compensation for this position (including salary and discretionary/variable payments) will be determined by factors, including but not limited to candidate's experience, skills, registration status, performance, individual goals, market conditions, and business needs.
Pay Range
The expected pay range for this position is:
$37,500.00 - $50,000.00
This position includes competitive-based pay, and the overall earning potential is impacted by a variable incentive structure, earning a multiple of salary up to:
1.0x
RBC supports pay transparency and we strive to ensure all pay ranges are competitive, fair, and equitable.
Our Employment Opportunities
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
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RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.
More about this job
Responsibilities
Provide ongoing client and advisor support, including onboarding, meeting coordination, responding to inquiries, and resolving service issues. Maintain accurate and compliant account documentation, coordinate with internal and external partners, and follow up on client trades to ensure proper settlement and delivery.
Requirements
The role requires the Canadian Investment Regulatory Exam (CIRE), strong proficiency with business applications including Microsoft Office, and excellent time-management and organizational skills. Candidates should demonstrate professional, warm client service; at least five years of securities-industry experience and familiarity with RBC Dominion Securities systems are preferred.
Skills
- Client Service
- Account Management
- Client Onboarding
- Problem Resolution
- Attention to Detail
- Account Administration
- Regulatory Compliance
- Microsoft Office
- Time Management
- Organization
- Verbal Communication
- Written Communication
- Collaboration
- Investment Risk Management
- Wealth Management
Benefits
- Bonuses
- Flexible Benefits
- Competitive Compensation
- Commissions
- Stock
- Coaching and Development Opportunities
- Financial Services Training Program
Visa sponsorship
Not detected in the job text
Categories
- Finance & Accounting
- Customer Service & Support
- Administrative
Keywords
- Canadian Investment Regulatory Exam
- CIRE
- Securities Industry
- Wealth Management
- Financial Services
- Client Service
- Account Management
- Client Onboarding
- Account Administration
- Account Documentation
- Regulatory Compliance
- Internal Controls
- Microsoft Office Suite
- Client Portfolios
- Investment Risk Management
- Trade Settlement
- Meeting Coordination
- Problem Resolution
- Time Management
- Organization
- Advisor Support
- Financial Regulation