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Added 10 days ago
Copy of Enterprise Account Executive
Omnea
Toronto, ON
$200,000 to $350,000 USD / year
Full-time
You’ll have close relationships across product, engineering, and customer success, giving feedback gathered from the front line/speaking to prospective customers, allowing you to help steer…
Added 1 month ago
Senior Appian Developer
The Hospital for Sick Children
Toronto, ON
Full-time
…technology platforms, research computing infrastructure, and application support services. RIT supports a broad portfolio of research administration and scientific systems, providing…
Added 9 days ago
Research Assistant/Associate in Quantum Photonics (Fixed Term)
Quantum Computing Jobs UK
Cambridge, ON
Contract
The Research Assistant/Associate will join the Integrated Quantum Photonics group, based in the Department of Engineering at the University of Cambridge, a research group that works on…
Added 11 days ago
Clinical Engineer – Associate Practitioner Medical Physics
NHS Scotland
NS · Cape Breton, NS
Full-time
As a Clinical Engineer Associate Practitioner (Medical Physics) based at New Victoria Hospital, you will play a vital role in supporting the safe and effective use of medical equipment…
Added 10 days ago
Software Engineering Intern
TRC Companies, Inc.
Calgary, AB
Part-time
Pursuing Bachelor or Associate Degree in Software Engineering or related field.
Added 9 days ago
Software Engineering Intern
TRC Companies, Inc.
Calgary, AB
Part-time
Pursuing Bachelor or Associate Degree in Software Engineering or related field.
Added 10 days ago
Vice President, Maintenance
Flair Airlines Ltd.
Calgary, AB
Full-time
…Officer (COO), the Vice President, Maintenance leads Maintenance, Engineering, Technical Supply Chain, and Records, Planning & Automation, ensuring the resources, systems, programs, and…
Added 10 days ago
Associate Technical Account Manager
Yardi
Toronto, ON
Full-time
Are you passionate about learning new technology and building strong client relationships? We’re looking for an Associate Technical Account Manager (ATAM) to help our multifamily…
Added 11 days ago
Associate Director - Development Lead
RBC
Toronto, ON
Full-time
Hands-on experience with AI-assisted development workflows (AI-DLC), including prompt engineering, code generation tools, and responsible AI practices
Added 11 days ago
Associate
RBC
Toronto, ON
Full-time
Bachelor’s Degree or Equivalent Required, preferably in Engineering or Business or a related subject
Added 10 days ago
Delivery Consultant Intern – Entry Level Sales Program 2027
IBM
Toronto, ON
$69,275 to $97,800 CAD / year
Full-time
Associate Consultant Interns are important and key players for our clients. You’ll be their guide to developing an understanding of their processes, goals, and objectives to define their…
Added 10 days ago
Delivery Consultant - Entry Level Sales Program 2027
IBM
Toronto, ON
$69,275 to $97,800 CAD / year
Full-time
Associate Consultants are important and key players for our clients. You’ll be their guide to developing an understanding of their processes, goals, and objectives to define their future…
Added 11 days ago
SENIOR TECHNOLOGY SPECIALIST - VIRTUAL DESKTOP & LINUX PLATFORMS
BDC
Montreal, QC
Full-time
Troubleshoot platform, user experience, and application delivery issues.
Added 11 days ago
Associate Director - Development Lead
Royal Bank of Canada
Toronto, ON
Full-time
Hands-on experience with AI-assisted development workflows (AI-DLC), including prompt engineering, code generation tools, and responsible AI practices
Added 11 days ago
Associate
Royal Bank of Canada
Toronto, ON
Full-time
Bachelor’s Degree or Equivalent Required, preferably in Engineering or Business or a related subject
Added 11 days ago
Research Associate - Plaskett Fellowship
National Research Council Canada
Victoria, BC
Applicants must demonstrate within the content of their application that they meet the following screening criteria in order to be given further consideration as candidates:
Added 10 days ago
Associate Director - Development Lead
RBC
Toronto, ON
Full-time
Hands-on experience with AI-assisted development workflows (AI-DLC), including prompt engineering, code generation tools, and responsible AI practices
Added 10 days ago
Cloud Engineer
CDW Canada
Vancouver, BC · Greater Vancouver, BC
Contract
Design and maintain Azure networking, including virtual networks, subnets, network security groups, Azure Firewall, Application Gateway, load balancers, VPN gateways, ExpressRoute, and…
Added 11 days ago
Research Associate - Herzberg Instrument Science Fellowship
National Research Council Canada
Victoria, BC
…astronomy research, instrumentation design and development, engineering, data science and observatory support. This fellowship is intended to leverage this environment to help mentor…
Added 11 days ago
Tenure Track Appointment - Assistant Professor, Business Technology Management (Milton/Brantford)
Wilfrid Laurier University
QC · Milton, QC
DO NOT CLICK THE “APPLY NOW” BUTTON. Please submit your application following the instructions below.
Added 10 days ago
DevOps Software Engineer - ITS4
Minnesota Direct Care and Treatment
Saint-Paul, NB · St.-Paul, NB
Full-time
Position requires a minimum of four (4) years of IT-related experience in application development, DevOps engineering, software engineering, or a closely related field.
Added 11 days ago
AKS Workstream Lead
Capgemini
Mississauga, ON
$75 to $95 CAD / hour
Lead AKS pilot application onboarding and production-readiness evidence.
Added 10 days ago
Communications Technologist 1/2
City of Winnipeg
Winnipeg, MB
Full-time
Diploma in Electronic Engineering Technology from a recognized Community College, or equivalent education (e.g., Applied Science Degree) as determined by Certified Technicians and…
Added 10 days ago
User Interface (UI) Developer
Sym-Tech Dealer Services
Richmond Hill, ON
$115,000 to $120,000 CAD / year
Contract
…passionate about delivering excellent client service, an outstanding Associate experience with opportunities to learn and grow professionally. Sym-Tech is growing quickly and that means…
Added 11 days ago
Presales Solutions Architect
Centrilogic
Toronto, ON
Full-time
University degree in computer science, engineering, information technology or an equivalent technical discipline.

RBC

Associate

Toronto, ON, Canada

Job type: Full-time
Apply by: Oct 1, 2026
Posting language: English
Posted: Sep 17, 2026

Apply About employer

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Original job description

Job Description

What is the opportunity?

US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations, and the SEC. The individual in this role is primarily responsible for day-to-day operational execution to broader planning within the area of expertise. This could include direct or indirect supervision of junior employees in a Manager or Team Lead capacity as well as direct “ownership” of functions. Functions within the team can include remediating issues identified; control and risk management and reporting process improvement; providing support for regulatory change initiatives; and researching and responding to regulatory inquiries and exams. Additionally, the individual will utilize subject matter expertise while representing the department or function at a broader level. Additional responsibilities may include performing user testing for existing process enhancements, documenting new procedures related to new reports on-boarded while acting as a go-to-person/escalation point for questions from junior analysts and other areas. This role may focus on multiple forms of regulatory reporting, such as Volcker (TVM), QFC, OFR, Short Interest, TRACE, MSRB, Short Interest and more. The role works closely with several areas of the Firm to support the above functions, including various business groups within the Firm, Compliance, Legal, Finance, and Technology.

What will you do?

Knowledgeable on the day to day reporting activities and ensures all procedures are followed for assigned reports (May include Volcker (TVM), QFC, OFR, Short Interest, TRACE, MSRB, Short Interest or as assigned by manager)
As required, may serve as a final reviewer for assigned regulatory reporting submissions
Acts as an effective layer of escalation for junior or less experienced staff on complex issues
Support the development and implementation of controls to ensure the timeliness, accuracy and completeness of reporting, and resolve any exceptions identified*
May be responsible for the prioritization of reporting anomalies, may include requirement development
May be responsible for the production of presentations for a range of stakeholders highlighting achievements, reporting metrics, and other relevant material
May be responsible for assisting in the completion of impact assessment of system / business changes
Develops and harnesses ideas for continuous process improvement
Document, revise and maintain procedures as required

What you need to succeed?

Bachelor’s Degree or Equivalent Required, preferably in Engineering or Business or a related subject
Understanding of financial products (Equities, Listed Derivatives, Fixed Income, and/or OTC Derivatives)
Understanding of the trade life cycle (Orders, Executions, Allocations) is required
Some understanding of Middle Office Trade Processing is required
Management experience is a plus
Strong proficiency in MS Word, Excel (inclusive of Pivot Tables and VLOOKUPs), PowerPoint, and Outlook

Other Required Qualifications:

Ability to work well under pressure, adapt to unexpected events, prioritize and multi-task in a deadline driven environment
High attention to detail
Ability to maintain high standards despite pressing deadlines
Ability to solve problems quickly and efficiently
Demonstrated dependability and sense of urgency about getting results
Requires excellent interpersonal and communication skills
Ability to build strong working relationships with people at all organizational levels
Must have excellent judgment, professionalism, and integrity
Team player with a positive attitude

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
Work in a dynamic, collaborative, progressive, and high-performing team
Opportunities to do challenging work
Opportunities to build close relationships with clients
Access to a variety of job opportunities across business and geographies

Job Skills

Audits Compliance, Critical Thinking, Detail-Oriented, Financial Reporting and Analysis, Industry Knowledge, Internal Controls, Knowledge Organization

Additional Job Details

Address:

RBC CENTRE, 155 WELLINGTON ST W:TORONTO

City:

Toronto

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

CAPITAL MARKETS

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2026-09-17

Application Deadline:

2026-10-01

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.

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More about this job

Responsibilities

The associate is responsible for ensuring timely and accurate regulatory reporting to the SEC and other organizations while managing operational execution and risk. They will also provide support for regulatory change initiatives, perform user testing, and act as an escalation point for junior staff.

Requirements

Candidates must hold a Bachelor's degree in Engineering, Business, or a related field and possess a strong understanding of financial products and the trade life cycle. Proficiency in Microsoft Office tools and the ability to work effectively under pressure in a deadline-driven environment are required.

Skills

Regulatory reporting
Risk management
Financial products
Trade life cycle
Middle office trade processing
MS Word
Excel
PowerPoint
Outlook
Data analysis
Process improvement
Communication skills
Problem solving
Attention to detail
Team leadership

Benefits

Bonuses
Flexible benefits
Competitive compensation
Commissions
Stock

Visa sponsorship

Not detected in the job text

Keywords

Regulatory Services
SEC
Volcker
QFC
OFR
Short Interest
TRACE
MSRB
Compliance
Capital Markets
Pivot Tables
VLOOKUPs
Risk Management
Trade Life Cycle
Middle Office
Reporting
Financial Products
Equities
Listed Derivatives
Fixed Income
OTC Derivatives
Process Improvement
Stakeholder Management
Operational Execution
Regulatory Inquiries

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