Job Description
What is the opportunity?
We are looking for an individual to join the Global Markets Supervision team where you will ensure that designated front-office supervisory oversight of equities sales and trading activities are effectively implemented and sustained. This role involves maintaining supervisory desk procedures and working closely with business partners to help manage risk, and ensure compliance with internal policies, regulatory requirements, and control governance.
What will you do?
- Develop business and product expertise with a focus on equities and listed derivatives to build and strengthen relationships with the sales and trading teams, business management, compliance, and senior management.
- Identify opportunities to streamline and enhance supervisory processes and leverage AI tools in partnership with technology and operations teams to improve efficiency.
- Responsible for performing timely regulatory supervisory reviews of sales and trading activities as a delegate for senior management to identify potential policy concerns or regulatory violations.
- Execute real-time ad-hoc corrective actions and resolutions to trading anomalies consistent with all applicable regulatory requirements and internal policies and procedures.
- Lead in special projects as required by senior management, which may include the effective design and development of controls and process implementation in adherence to standing orders, compliance policies, and audit reviews and testing.
- Monitor regulatory developments and changes to policies for evaluating the impact on Global Markets business activities and alert the appropriate Trade Desk Supervisors and Business Managers.
- Provide training and guidance to front office teams on policy updates, best practices, and effective process controls that supports governance and risk management initiatives in line with firm policies and procedures.
- Proactively identify and escalate operational risk and control deficiencies in the business and assist in developing solutions and risk mitigating controls.
What do you need to succeed?
Must-have:
- BA, MA or equivalent with an understanding of Capital Markets.
- Experience in Global Markets or related industry work in a brokerage environment.
- A solid understanding of Equities (Cash and Derivatives).
- Strong business judgment and the ability to make and support recommendations with ambiguity.
- Ability to work in a fast-paced environment under pressure, responding to demanding stakeholders with time sensitive deadlines.
- Excellent attention to detail and the ability to manage competing priorities.
- Strong written and oral communication skills.
- Good team player that is outgoing with a willingness to learn.
- CSC, CPH, IDSC or equivalent CIRO registration – must obtain upon joining.
Nice-to-have:
- Series 7, 63, Trader Training or equivalent.
- Knowledge of Canadian and US regulatory environments.
- Experience with AI tools or data analysis systems.
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work
- Flexible work/life balance options
Job Skills
Business, Business Reviews, Communication, Compliance Reporting, Equities, Equity Trading, Fast-Paced Environments, Global Market, Operational Risks, Regulations, Strategic Objectives
Additional Job Details
Address:
ROYAL BANK PLAZA, 200 BAY ST:TORONTO
City:
Toronto
Country:
Canada
Work hours/week:
37.5
Employment Type:
Full time
Platform:
CAPITAL MARKETS
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2026-09-28
Application Deadline:
2026-10-12
Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Compensation for this position (including salary and discretionary/variable payments) will be determined by factors, including but not limited to candidate's experience, skills, registration status, performance, individual goals, market conditions, and business needs.
Pay Range
The expected pay range for this position is:
$90,000.00 - $135,000.00
The pay range provided is for the primary work location referenced in the Additional Job Details section of this job posting. Pay ranges may differ based on location. If the posting lists multiple job locations, a recruiter can confirm availability of the role and the relevant pay rage for the additional locations listed. RBC supports pay transparency and we strive to ensure all pay ranges are competitive, fair, and equitable.
You have the potential to earn RBC's discretionary variable compensation program which gives you an opportunity to increase your total compensation, provided that business meets its performance targets and you meet your individual goals.
Our Employment Opportunities
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
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RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.
