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Added 10 mins ago
Temporary Fashion Associate - PENN
RCL - Reitmans Canada Ltd/Ltée
Thunder Bay, ON
Part-time
As a Fashion Associate, you will deliver personalized service and support daily store operations to ensure a welcoming, customer-first environment. From assisting in the fitting room to…
Added 11 mins ago
Temporary Fashion Associate - Upper Canada Mall
RCL - Reitmans Canada Ltd/Ltée
NB · New Market, NB
Part-time
As a Fashion Associate, you will deliver personalized service and support daily store operations to ensure a welcoming, customer-first environment. From assisting in the fitting room to…
Added 57 mins ago
Temporary Fashion Associate - PENN
Reitmans (Canada) Ltée/Ltd
Thunder Bay, ON
Part-time
As a Fashion Associate, you will deliver personalized service and support daily store operations to ensure a welcoming, customer-first environment. From assisting in the fitting room to…
Added 1 hour ago
costumer service associate
RONA
Saint-Jean-sur-Richelieu, QC · St-Jean-Sur-Richelieu, QC
Full-time
At RONA, our employees let their passion blossom every day. Our teams are driven by the desire to help people bring their projects to life and are committed to making a difference in the…
Added 1 hour ago
Customer Service Representative (Motivator) - Hamilton Upper James and Rymal
GoodLife Fitness
Hamilton, ON
Part-time
The Motivator role is critical to the success of our GoodLife Fitness Clubs. A Motivator is typically the first Associate a Member or Potential Member interacts with upon arrival to the…
Added 2 hours ago
IT Specialist - Endpoint Management
Factors Group of Nutritional Companies
Coquitlam, BC
Take ownership of our endpoint management environment and help shape the future of our technology operations. In this hands-on role, you’ll oversee endpoint platforms, security, and…
Added 4 hours ago
Data Center Technician - Electronic Technician Senior
Minnesota Direct Care and Treatment
Saint-Paul, NB · St.-Paul, NB
Full-time
Division/Unit: Office of Enterprise Tech / Facilities Support
Added 5 hours ago
Project Desk/LBM Associate
Kent Building Supplies
Summerside, PE
Part-time
Project Desk Associates are sales professionals that partner with customers to fully understand their needs and assist in planning construction and renovation projects. As knowledgeable…
Added 5 hours ago
Customer Service Associate
Kent Building Supplies
Summerside, PE
Part-time
Answering front desk phone and directing calls
Added 5 hours ago
Customer Service Representative (Motivator) - Pickering Liverpool and Kingston
GoodLife Fitness
Kingston, ON · Pickering, ON · Liverpool, NS
Part-time
The Motivator role is critical to the success of our GoodLife Fitness Clubs. A Motivator is typically the first Associate a Member or Potential Member interacts with upon arrival to the…
Added 5 hours ago
Temporary Fashion Associate - RW&CO
Reitmans (Canada) Ltée/Ltd
Toronto, ON
Part-time
As a Fashion Associate, you will deliver personalized service and support daily store operations to ensure a welcoming, customer-first environment. From assisting in the fitting room to…
Added 6 hours ago
Video Conference Support Engineer - ITS3
Minnesota Direct Care and Treatment
Saint-Paul, NB · St.-Paul, NB
Full-time
Working Title: Video Conference Support Engineer
Added 6 hours ago
Temporary Fashion Associate - RW&CO
RCL - Reitmans Canada Ltd/Ltée
Toronto, ON
Part-time
As a Fashion Associate, you will deliver personalized service and support daily store operations to ensure a welcoming, customer-first environment. From assisting in the fitting room to…
Added 6 hours ago
Grants and Contracts Coordinator - Management Analyst 3
Minnesota Direct Care and Treatment
Saint-Paul, NB · St.-Paul, NB
Full-time
…inclusion, and invests in employees by providing benefits, support resources, and training and development…
Added 7 hours ago
Customer Service Associate
J.D. Irving, Limited
Summerside, PE
Part-time
Answering front desk phone and directing calls
Added 7 hours ago
Project Desk/LBM Associate
J.D. Irving, Limited
Summerside, PE
Part-time
Project Desk Associates are sales professionals that partner with customers to fully understand their needs and assist in planning construction and renovation projects. As knowledgeable…
Added 7 hours ago
Associate, Global Markets Supervision
Royal Bank of Canada
Toronto, ON
Full-time
…implemented and sustained. This role involves maintaining supervisory desk procedures and working closely with business partners to help manage risk, and ensure compliance with internal…
Added 8 hours ago
Associate, Global Markets Supervision
RBC
Toronto, ON
Full-time
…implemented and sustained. This role involves maintaining supervisory desk procedures and working closely with business partners to help manage risk, and ensure compliance with internal…
Added 9 hours ago
Clinical Trials Nurse Coordinator
Provincial Health Services Authority
Surrey, BC
Part-time
Please note the internal job posting has expired, please contact the Internal Jobs Help Desk and advise that you would like to be considered as a late internal applicant for this position.…
Added 9 hours ago
Clinical Trials Nurse Coordinator
Provincial Health Services Authority
Vancouver, BC
Full-time
Please note the internal job posting has expired, please contact the Internal Jobs Help Desk and advise that you would like to be considered as a late internal applicant for this position.…
Added 9 hours ago
Membership Sales Associate
Orangetheory Fitness Canada
Toronto, ON
$16 to $19 USD / hour
Full-time
Working at our front desk which includes answering phones and talking to members among other tasks
Added 16 hours ago
Temporary Fashion Associate - RW&CO
RW&CO
London, ON
Part-time
As a Fashion Associate, you will deliver personalized service and support daily store operations to ensure a welcoming, customer-first environment. From assisting in the fitting room to…
Added 18 hours ago
Temporary Fashion Associate - RW&CO
RCL - Reitmans Canada Ltd/Ltée
London, ON
Part-time
As a Fashion Associate, you will deliver personalized service and support daily store operations to ensure a welcoming, customer-first environment. From assisting in the fitting room to…
Added 19 hours ago
Temporary Fashion Associate - RW&CO
Reitmans (Canada) Ltée/Ltd
London, ON
Part-time
As a Fashion Associate, you will deliver personalized service and support daily store operations to ensure a welcoming, customer-first environment. From assisting in the fitting room to…
Added 21 hours ago
Veterinary Reception. Client Care, Beaches Animal Hospital
VCA Animal Hospitals
Toronto, ON
Full-time
…empathetic professional to step into an important hospital support…

RBC

Associate, Global Markets Supervision

Toronto, ON, Canada

Pay: $90,000.00 - $135,000.00
Job type: Full-time
Apply by: Oct 12, 2026
Posting language: English
Posted: Sep 29, 2026

Apply About employer

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Original job description

Job Description

What is the opportunity?

We are looking for an individual to join the Global Markets Supervision team where you will ensure that designated front-office supervisory oversight of equities sales and trading activities are effectively implemented and sustained. This role involves maintaining supervisory desk procedures and working closely with business partners to help manage risk, and ensure compliance with internal policies, regulatory requirements, and control governance.

What will you do?

Develop business and product expertise with a focus on equities and listed derivatives to build and strengthen relationships with the sales and trading teams, business management, compliance, and senior management.
Identify opportunities to streamline and enhance supervisory processes and leverage AI tools in partnership with technology and operations teams to improve efficiency.
Responsible for performing timely regulatory supervisory reviews of sales and trading activities as a delegate for senior management to identify potential policy concerns or regulatory violations.
Execute real-time ad-hoc corrective actions and resolutions to trading anomalies consistent with all applicable regulatory requirements and internal policies and procedures.
Lead in special projects as required by senior management, which may include the effective design and development of controls and process implementation in adherence to standing orders, compliance policies, and audit reviews and testing.
Monitor regulatory developments and changes to policies for evaluating the impact on Global Markets business activities and alert the appropriate Trade Desk Supervisors and Business Managers.
Provide training and guidance to front office teams on policy updates, best practices, and effective process controls that supports governance and risk management initiatives in line with firm policies and procedures.
Proactively identify and escalate operational risk and control deficiencies in the business and assist in developing solutions and risk mitigating controls.

What do you need to succeed?

Must-have:

BA, MA or equivalent with an understanding of Capital Markets.
Experience in Global Markets or related industry work in a brokerage environment.
A solid understanding of Equities (Cash and Derivatives).
Strong business judgment and the ability to make and support recommendations with ambiguity.
Ability to work in a fast-paced environment under pressure, responding to demanding stakeholders with time sensitive deadlines.
Excellent attention to detail and the ability to manage competing priorities.
Strong written and oral communication skills.
Good team player that is outgoing with a willingness to learn.
CSC, CPH, IDSC or equivalent CIRO registration – must obtain upon joining.

Nice-to-have:

Series 7, 63, Trader Training or equivalent.
Knowledge of Canadian and US regulatory environments.
Experience with AI tools or data analysis systems.

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
Leaders who support your development through coaching and managing opportunities
Work in a dynamic, collaborative, progressive, and high-performing team
Opportunities to do challenging work
Flexible work/life balance options

Job Skills

Business, Business Reviews, Communication, Compliance Reporting, Equities, Equity Trading, Fast-Paced Environments, Global Market, Operational Risks, Regulations, Strategic Objectives

Additional Job Details

Address:

ROYAL BANK PLAZA, 200 BAY ST:TORONTO

City:

Toronto

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

CAPITAL MARKETS

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2026-09-28

Application Deadline:

2026-10-12

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Compensation for this position (including salary and discretionary/variable payments) will be determined by factors, including but not limited to candidate's experience, skills, registration status, performance, individual goals, market conditions, and business needs.

Pay Range

The expected pay range for this position is:

$90,000.00 - $135,000.00

The pay range provided is for the primary work location referenced in the Additional Job Details section of this job posting. Pay ranges may differ based on location. If the posting lists multiple job locations, a recruiter can confirm availability of the role and the relevant pay rage for the additional locations listed. RBC supports pay transparency and we strive to ensure all pay ranges are competitive, fair, and equitable.

You have the potential to earn RBC's discretionary variable compensation program which gives you an opportunity to increase your total compensation, provided that business meets its performance targets and you meet your individual goals.

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.

Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com</a/p>

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.

Apply About employer

More about this job

Responsibilities

Conduct supervisory reviews of equities sales and trading activity, address trading anomalies, and identify and escalate policy, regulatory, and operational risk concerns. Maintain and improve supervisory procedures and controls, monitor regulatory changes, and provide guidance to front-office teams while supporting special projects and process improvements.

Requirements

A bachelor's or master's degree, or equivalent, and experience in Global Markets or a related brokerage environment are required, along with a solid understanding of cash equities and derivatives. Candidates should demonstrate sound judgment, attention to detail, strong communication and teamwork, and the ability to manage competing priorities under pressure; CIRO registration or an equivalent credential must be obtained upon joining.

Skills

Capital Markets
Equities
Listed Derivatives
Equity Trading
Regulatory Supervision
Compliance
Risk Management
Operational Risk
Control Governance
Regulatory Reporting
Business Reviews
Process Improvement
AI Tools
Data Analysis
Communication
Stakeholder Management

Benefits

Bonuses
Flexible Benefits
Competitive Compensation
Coaching And Development Opportunities
Flexible Work-Life Balance Options

Visa sponsorship

Not detected in the job text

Keywords

Global Markets
Capital Markets
Equities
Cash Equities
Listed Derivatives
Sales And Trading
Brokerage
Supervisory Reviews
Regulatory Compliance
CIRO
CSC
CPH
IDSC
Series 7
Series 63
Trader Training
Canadian Regulations
U.S. Regulations
Operational Risk
Control Governance
Standing Orders
Audit Reviews
Process Controls
AI Tools
Data Analysis Systems

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