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Added 15 mins ago
T
Office & Operations Manager, Agri-Biotech
Talencore
London, ON
- Full-time
Our client, a pioneering biotechnology company based at Western Research Parks in London, Ontario, is seeking a hands-on Office & Operations Manager to keep our London facility and…
Added 15 mins ago
SM
Sales Manager
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- Full-time
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Added 16 mins ago
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Regional Service Agent
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Thunder Bay, ON
- Full-time
The Customer Service Senior Associate handles basic to complex telephone/email/chat/fax inquiries from internal and external customers in an efficient, professional, and accurate manner.…
Added 16 mins ago
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Analyst, Margin Accounts Group (5576)
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- Full-time
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Added 30 mins ago
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Program Manager - Civil Engineer
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- Full-time
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Added 46 mins ago
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- Full-time
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Added 1 hour ago
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Senior Manager, Financial Reporting & Insights (FR&I)
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Added 1 hour ago
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Senior Manager, Risk and Controls
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- Full-time
Experience managing multiple projects or internal service delivery, including service level management, process design and skills development planning
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Added 1 hour ago
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Senior Manager, Living Plan Portal - Canada
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MB · Manitoba, Canada
- Full-time
We are looking for a Living Plan Portal specialist (Senior Manager) to join our Advanced Financial Planning team. We are open to considering candidates located in all provinces. Although…
Added 1 hour ago
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Senior Manager, Living Plan Portal - Canada
IG Wealth Management
ON · Ontario, Canada
- Full-time
We are looking for a Living Plan Portal specialist (Senior Manager) to join our Advanced Financial Planning team. We are open to considering candidates located in all provinces. Although…
Added 1 hour ago
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Sales Manager - Heavy Equipment Mining
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…and providing personalized consultations. Reporting to the Senior Area Manager, you will lead sales of hearing aids and accessories while educating the community on the importance of…
Added 2 hours ago
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Audiologist or Hearing Instrument Practitioner
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…and providing personalized consultations. Reporting to the Senior Area Manager, you will lead sales of hearing aids and accessories while educating the community on the importance of…
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Senior Incident and Problem Manager
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- $115,000 to $125,000 CAD / year
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The Senior Incident and Problem Manager will ensure timely service restoration, effective major incident response, thorough root cause analysis, and the successful implementation of…
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Senior Incident and Problem Manager
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The Senior Incident and Problem Manager will ensure timely service restoration, effective major incident response, thorough root cause analysis, and the successful implementation of…
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Added 2 hours ago
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Senior Manager, IT Risk and Controls
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Experience managing multiple projects or internal service delivery, including service level management, process design and skills development planning
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Senior Manager, Treasury Solutions, Capital Markets
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Senior Specialist, CA Milvus Payment Processing
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Identify, develop and propose improvement to the manager on daily operations.
Added 2 hours ago
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Manager -Financial Crime and AML
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Gestionnaire principal·e, Opérations numériques // Senior Manager, Digital Operations
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Montreal, QC
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RBC

CCAO Senior Manager Operations

Toronto, ON, Canada

Full-time

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Job details

Job type: Full-time
Apply by: Oct 19, 2026
Experience: 10–20 years of experience in diverse roles across the three lines of defence (client-facing, risk, compliance, audit functions)
Posting language: English
Posted: Oct 5, 2026

Original job description

Job Description

The Senior Manager Operations (CCAO) is a key leadership role responsible for supporting the VP Client Complaints Appeals Office. As the incumbent, you will play a critical role in ensuring operational excellence, regulatory compliance, and continuous improvement across all facets of the CCAO function. You will work collaboratively across the organization to drive objective complaint resolution while supporting the operational and compliance soundness of the business unit.

Operations Leadership (50%)

Support team leadership in enabling successful completion of investigations in adherence with the Financial Consumer Protection Framework (FCPF) and Financial Consumer Agency of Canada (FCAC) guidelines
Drive ongoing review and enhancement of the team operating model to effectively address escalations from the External Complaints Body (Level 4 within the progressive escalation model)
Support enhancement of data capture, monitoring, and reporting capabilities, reducing manual processes and developing insights-driven reporting
Collaborate with CART and Case IQ platforms to strengthen reporting and decision-making across all operational facets

Stakeholder Collaboration & Communication (20%)

Work with internal stakeholders to identify process, policy, and approach gaps; share coaching opportunities and drive continuous improvement
Support external and internal communication strategies, including presentations to senior management and external regulatory bodies
Maintain weekly reconciliation of Case IQ L4 closed cases versus OBSI Portal; track and report on OBSI Pilot Project results
Deliver bi-weekly closed case results and quarterly L3/L4 results reporting

Risk Management & Compliance (Embedded across all responsibilities)

Execute Risk and Control Self-Assessments (RCSA) to identify operational risks and validate effectiveness of control activities
Conduct annual Supplier Risk Management Assessments (SRMA) for critical third-party vendors supporting CCAO operations
Develop and maintain Business Continuity Plans ensuring critical processes remain operational during disruptions
Oversee IT application management, including system health assessments and access controls (CART, Case IQ platforms)
Establish and monitor Key Risk Indicators (KRIs) aligned with organizational risk tolerance
Conduct semi-annual system access reviews to ensure appropriate segregation of duties and compliance with SOX requirements
Support execution of SOC 2 attestation requirements

Reporting & External Accountability (15%)

Accountable for supporting the development and publication of the CCAO annual report to the public within prescribed timelines, accessible on RBC's website
Support the VP CCAO in executing an effective communication plan with weekly, bi-weekly, and quarterly reporting deliverables:
- Weekly comparison of Case IQ L4 Closed Cases vs. OBSI Portal discrepancies
- Weekly OBSI Pilot Project results tracking
- Bi-weekly closed case results
- Quarterly L3 and L4 results reporting

Personal Learning & Development (15%)

Conduct research on internal dispute resolution frameworks and methodologies; benchmark with industry peers to enhance CCAO processes
Stay current with regulatory requirements (FCAC, OSFI, CBA standards) and emerging best practices in complaint resolution
Support team capability elevation through continued coaching and professional development initiative

Experience:
- 10–20 years of experience in diverse roles across the three lines of defence (client-facing, risk, compliance, audit functions)
- Demonstrated experience leading and managing through organizational change
- Proven experience conducting operational risk reviews of vendor-provided applications and controls
- Project management experience with ability to deliver multiple competing priorities
- Experience in complaint resolution, dispute management, or regulatory compliance environments
Technical Skills:
- Advanced proficiency with data analysis, reporting tools, and business intelligence platforms
- Strong knowledge of financial services regulation (FCPF, FCAC guidelines, OSFI standards)
- Familiarity with case management systems, risk assessment frameworks, and internal control methodologies
- Bilingual proficiency (French and English) in written and spoken communication is a nice to have
- Prior experience with regulatory bodies (FCAC, OSFI, CIRO, OBSI) or external complaint resolution mechanisms
- Familiarity with SOX compliance frameworks and control testing methodologies
- Experience with business continuity planning and disaster recovery

Job Skills

Access Management, Adaptability, Building Dashboards, Business Reporting, Communication, Customer Relationship Management (CRM), Decision Making, Detail-Oriented, Ethical Business, Group Problem Solving, Negotiation, Organizational Savvy and Politics, Report Writing, Results-Oriented, Risk Assessments, Stakeholder Engagement

Additional Job Details

Address:

20 KING ST W:TORONTO

City:

Toronto

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

INTERNAL AUDIT

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2026-09-16

Application Deadline:

2026-10-19

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Our Employment Opportunities

At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.

RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.

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More about this job

Responsibilities

The Senior Manager Operations supports the VP of the Client Complaints Appeals Office by driving operational excellence, regulatory compliance, and continuous improvement. They are responsible for overseeing investigations, managing risk assessments, and ensuring effective reporting to senior management and regulatory bodies.

Requirements

Candidates must have 10–20 years of experience in roles across the three lines of defense, including expertise in financial services regulation and complaint resolution. Strong proficiency in data analysis, project management, and risk assessment frameworks is required to succeed in this leadership role.

Skills

Operations Leadership
Regulatory Compliance
Risk Management
Data Analysis
Project Management
Complaint Resolution
Stakeholder Engagement
Business Continuity Planning
Financial Services Regulation
Case Management Systems
Reporting
Coaching
Process Improvement
Internal Control Methodologies
SOX Compliance
Communication

Visa sponsorship

Not detected in the job text

Keywords

CCAO
Financial Consumer Protection Framework
FCAC
OSFI
OBSI
Case IQ
CART
RCSA
SRMA
SOC 2
SOX
Risk Management
Compliance
Operational Excellence
Dispute Resolution
Business Intelligence
Data Capture
Vendor Management
Reporting
Leadership
Financial Services
Regulatory Bodies
Process Improvement
Coaching
Business Continuity
Internal Audit
Risk Assessment
Stakeholder Management
Policy Development
Communication

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