Regulatory Compliance Analyst (Contract to March 2028)
Location: Hybrid - once per week (Downtown Toronto)
Rate: $35-40/hour (T4)
Contract Term: Through March 2028
About the Opportunity
Our client is seeking a Regulatory Compliance Analyst to join their team on a long-term contract basis. This role will support the organization's regulatory compliance program by helping ensure compliance with applicable federal and provincial regulations governing the financial services and insurance industries.
The successful candidate will work closely with business stakeholders, risk, legal, and audit teams to monitor regulatory requirements, support compliance reviews and testing, manage regulatory filings, and assist with regulatory change initiatives. This is an excellent opportunity for someone looking to further develop their career within regulatory compliance in a highly regulated environment.
Key Responsibilities
- Support the ongoing administration and maintenance of the organization's regulatory compliance program.
- Monitor and assess regulatory requirements and help ensure business practices remain compliant with applicable laws, regulations, and internal policies.
- Conduct compliance reviews, monitoring, and testing activities to identify regulatory risks and control gaps.
- Assist with regulatory filings, licensing requirements, compliance reporting, and regulatory inquiries.
- Support compliance risk assessments, annual attestations, and regulatory readiness initiatives.
- Investigate and respond to compliance-related inquiries, incidents, and escalations.
- Develop compliance communications, training materials, and awareness initiatives for business stakeholders.
- Maintain compliance documentation, records, dashboards, and reporting tools.
- Partner with business leaders, legal, risk, and audit teams to support ongoing compliance and governance initiatives.
Qualifications
Required
- Minimum 1-3 years of experience in regulatory compliance, compliance monitoring, risk management, governance, audit, or a related function.
- Experience within the insurance, banking, financial services, wealth management, lending, or other regulated financial environment is required.
- Exposure to and understanding of Canadian federal and provincial regulatory frameworks affecting financial services organizations.
- Knowledge of regulatory bodies and requirements such as: OSFI, FSRA, AMF, FCAC, OBSI, BCFSA, and AIC
- Experience supporting regulatory compliance programs, regulatory reviews, compliance testing, regulatory reporting, or policy implementation.
- Ability to interpret regulatory requirements and work with business teams to ensure ongoing compliance.
- Strong analytical, organizational, and problem-solving skills.
- Excellent written and verbal communication skills with strong attention to detail.
Preferred
- Experience within the Property & Casualty (P&C) Insurance, Life Insurance, Banking, or Financial Services sectors.
- Exposure to regulatory change management or regulatory readiness initiatives.
- CIP, CRM, or other relevant compliance, insurance, or risk management designation is considered an asset.
- Experience working directly with regulatory examinations, audits, or compliance assessments.
What We're Looking For
- A regulatory compliance professional who understands how financial services organizations operate within Canadian regulatory frameworks.
- Someone who can interpret regulatory requirements and partner with the business to implement practical compliance solutions.
- Strong stakeholder management skills and the ability to communicate effectively with leaders, regulators, auditors, and cross-functional teams.
- A proactive, detail-oriented individual who thrives in a fast-paced and collaborative environment.
If you have experience supporting compliance programs within the insurance, banking, or financial services sector and are looking for a long-term opportunity to further develop your regulatory compliance expertise, we would love to hear from you.
