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  • Director, Securities Operations

    The Canada Life Assurance Company

    ON · Mississauga Ontario, ON

    As the Director, Securities Operations, you will provide strategic and operational leadership for the teams supporting securities advisors, portfolio managers and clients across IPC One,…

  • HR Advisor

    Ontario Securities Commission

    Toronto, ON · CA ON Toronto

    • Full-time

    The Ontario Securities Commission (OSC) is the statutory body responsible for regulating Ontario’s capital markets in accordance with the mandate established in the provincial Securities…

  • Financial Advisor

    Royal Bank of Canada

    New Westminster, BC

    • Full-time

    Canada (excluding Quebec) - Completed Designated Financial Services Advisor (DFSA) designation, offered through the Canadian Securities Institute (i.e. Personal Financial Service Advice and…

  • Financial Advisor

    RBC

    New Westminster, BC

    • Full-time

    Canada (excluding Quebec) - Completed Designated Financial Services Advisor (DFSA) designation, offered through the Canadian Securities Institute (i.e. Personal Financial Service Advice and…

  • Wealth Associate or Senior Wealth Associate

    Thrive Wealth Management

    Regina, SK

    • Full-time

    …you will be providing administrative and office support for Advisor(s) practices to enable them to achieve sales and service…

  • Financial Advisor, Investments

    Thrive Wealth Management

    Saskatoon, SK

    • Full-time

    As a full-time Financial Advisor, Investments at Kensington Branch, Saskatoon, SK, you will be responsible for understanding the financial goals of your assigned portfolio of members and…

  • Wealth Compliance Officer

    Thrive Wealth Management

    Regina, SK

    • Full-time

    Ensuring sales and service activities meet compliance regulations to mitigate risk for the client, advisor, and the Credit Union.

  • Wealth Associate or Senior Wealth Associate

    Thrive Wealth Management

    Regina, SK

    • Full-time

    …you will be providing administrative and office support for Advisor(s) practices to enable them to achieve sales and service goals. If you are passionate about customer service, wealth…

  • Wealth Associate

    National Bank of Canada

    London, ON

    • Full-time

    Carry out routine operations related to financial transactions (e.g., purchases and sales of securities, necessary transaction adjustments)

  • Senior Tax Advisor

    National Bank of Canada

    Toronto, ON

    • Full-time

    A career as a Senior Advisor – Investment Fund and ETF Taxation at National Bank means acting as a subject matter expert in a complex and constantly evolving field. You contribute to…

  • Wealth Associate

    National Bank of Canada

    London, ON

    • Full-time

    Carry out routine operations related to financial transactions (e.g., purchases and sales of securities, necessary transaction adjustments)

  • Wealth Associate

    National Bank of Canada

    Laval, QC

    • Full-time

    Carry out routine operations related to financial transactions (e.g., purchases and sales of securities, necessary transaction adjustments)

  • Business Development Manager ( Inside Sales)

    PICTON Investments

    Calgary, AB · Greater Calgary Metropolitan Area

    • Full-time

    Demonstrate a keen focus on prospecting and growing the advisor base, position PICTON’s strategies using a consultative sales approach and close new business.

  • Licensed Senior Administrative Assistant

    iA Private Wealth

    White Rock, BC

    • Full-time

    …owners. That means real responsibility, direct access to the advisor, and room to shape how the office…

  • Compliance Officer, Temporary - 12 Months

    Aviso Wealth

    Remote, Canada

    • $83,000 to $90,000 CAD / year
    • Temporary
    • Remote

    University Degree related to finance and securities preferred

  • Compliance Officer, Temporary - 12 Months

    Aviso

    Vancouver, BC

    • $83,000 to $90,000 CAD / year
    • Temporary

    University Degree related to finance and securities preferred

  • ScotiaMcLeod Investment Associate - Toronto

    Scotia Wealth Management

    Toronto, ON

    • Full-time

    As an Investment Associate you will work closely with a Wealth Advisor in the development and management of their book of business by providing effective client service and contributing to…

  • Assistant Professor of Finance (Limited-Term)

    Mount Royal University

    Calgary, AB

    • Part-time

    The successful candidate will act as the Faculty Advisor to MRU's student-managed investment fund. The role involves working closely with fourth-year Finance majors to analyze industry…

  • Client Advisor

    Royal Bank of Canada

    Thunder Bay, ON

    • Full-time

    · Mutual Funds accreditation (i.e., Investment Funds in Canada or the Canadian Securities Course)

  • Banking Advisor

    Royal Bank of Canada

    Swift Current No. 137, SK · SWIFT CURRENT, Saskatchewan

    • Full-time

    · Mutual Funds accreditation (i.e., Investment Funds in Canada or the Canadian Securities Course)

  • Investment Associate - Trading & Administration

    RBC Dominion Securities

    Oakville, ON

    • Full-time

    RBC Dominion Securities is Canada’s leading full-service investment and wealth management firm. We are committed to helping our clients build financial success through a personalized…

  • Associate

    RBC Dominion Securities

    Guelph, ON

    • Full-time

    Elinesky Schuett Private Wealth of RBC Dominion Securities is one the most innovative and fastest growing advisor teams in the country. Our mission is to improve lives and give more meaning…

  • Chief Compliance Officer

    Desjardins

    Toronto, ON

    • Full-time

    …within a complex regulatory environment encompassing Canadian securities regulation, investment fund management requirements, market conduct obligations, and evolving compliance…

  • Banking Advisor

    RBC

    Regina, SK

    • Full-time

    · Mutual Funds accreditation (i.e., Investment Funds in Canada or the Canadian Securities Course)