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Added 9 mins ago
CR
Maintenance Manager- 6 Month Contract
COGIR Real Estate
Winnipeg, MB
- Full-time
Comprehensive Onboarding and Training: We value your success and provide an extensive four-week onboarding program. This program is designed to equip you with the knowledge, skills, and…
Added 9 mins ago
PH
Site Supervisor S2 Up to 8 FTE
Provincial Health Services Authority
Whistler, BC
- Full-time
…coaches team members. In collaboration with the Operations Manager, facilitates workplace solutions and oversees the implementation of new or revised workflow processes in collaboration…
Added 9 mins ago
CE
Project manager - Aerospace
Capgemini Engineering
Montreal, QC
- Full-time
Capgemini Engineering is seeking a Bilingual - Project Manager ( French & English - written and spoken) to join the Project Management team in Mirabel, Québec for Aerospace Domain. In this…
Added 9 mins ago
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Manufacturing Manager
NPAworldwide
Brantford, ON
- Full-time
The Manufacturing & Distribution Manager will oversee approximately 40-50 employees
Added 10 mins ago
Nurse Educator - The Learning Institute
Nova Scotia Health and IWK Health
Halifax, NS
Reporting to the Manager, the Learning Institute, the Nurse Educator is responsible for program and curriculum design: assessing, planning, developing, implementing, and evaluating learning…
Added 40 mins ago
T
Event Planning Specialist
Techo-Bloc
Longueuil, QC · Saint-Hubert, QC
- Full-time
…contracts and vendors that set the team up for success. Our program includes two tours across about 40 cities, with a different venue in each, plus loyalty events and trade shows across…
Added 40 mins ago
CH
Manager
Covenant Health Canada
AB · Edmonton, AB
- Full-time
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Added 1 hour ago
AH
Registered Nurse
Alberta Health Services
Westlock, AB
- Part-time
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Added 1 hour ago
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Skywise - Business Applications & Development Tools Manager
Airbus
Waterloo, ON
- Full-time
The Business Applications & Development Tools Manager is responsible for leading the strategy, implementation, operations, and tooling for both Business Applications (spanning HR, Finance,…
Added 1 hour ago
HT
A/P Administrator
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Bolton, ON
- Full-time
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Added 1 hour ago
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Manager, Internal Controls
Husky Technologies
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- Full-time
Husky TechnologiesTM offers a wealth of opportunity for personal growth and development. Most importantly, Husky Technologies TM offers an opportunity to work with – and be challenged by –…
Added 1 hour ago
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Regional Leader, Hydro and Dams (Ontario & Atlantic)
WSP in Canada
Toronto, ON
- Full-time
Direct and oversee major hydropower and dams projects, acting as Project Director or Program Manager
Added 1 hour ago
FT - Maintenance and Administrative Coordinator - 150 Ontario Supportive Housing
Connective
Prince George, BC
Under the general guidance of the Program Manager and Maintenance and Asset Manager assumes a primary role in making sure necessary repairs are completed, including coordinating external…
Added 1 hour ago
A
Skywise - Business Applications & Development Tools Manager
Airbus
Waterloo, ON
- Full-time
The Business Applications & Development Tools Manager is responsible for leading the strategy, implementation, operations, and tooling for both Business Applications (spanning HR, Finance,…
Added 2 hours ago
NB
Account Manager, Condo Associations and Non-Profits
National Bank of Canada
Montreal, QC
- Full-time
Build your career as a Specialized Account Manager, Condominium Associations and Non-Profit Organizations, within the Flex Business division, and become part of a dynamic team surrounded by…
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Senior Director Wealth Management IT Data/AI & BOR
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10 years of relevant experience in IT leadership, with a focus on data strategy, AI and business systems management, including manager management.
Added 2 hours ago
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Added 2 hours ago
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…Arthur Child Comprehensive Cancer Centre (AC). Reporting to the Manager of Hematology, the successful RN will provide acute medical care within the specialty program of Hematology,…
Added 2 hours ago
GE
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Added 2 hours ago
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Business Strategy Senior Manager - Canadian Public Sector Experience Services
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ON · Ontario, Canada
- Full-time
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Registered Psychiatric Nurse - Continuing Care
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Registered Nurse - Continuing Care
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Project Manager (Engineering)
Jobgether
Canada
- $100,000 to $140,000 CAD / year
- Full-time
Are you an experienced engineering project manager ready to lead complex projects and make a tangible impact across industrial sectors? This full-time opportunity offers the chance to…
Added 3 hours ago
GO
Manager - Community Nursing
Government of Yukon
Whitehorse, YT
- Full-time
…with Indigenous Peoples and collaborate with First Nations’ leadership to continually improve population health status in Yukon communities. We are committed to the ongoing development of…
Added 3 hours ago
S
Psychologist, Neonatal Follow Up Program (NFUP) - BC Women’s Hospital + Health Centre
Sanya’k̓ula
Vancouver, BC
- Part-time
Psychologists with BC Women’s Hospital + Health Centre, a program of the Provincial Health Services Authority, report Program Manager for the Neonatal Follow Up Program (NFUP).…

Scotia Wealth Management

Director, Advisory & Regulatory Affairs

Toronto, ON, Canada

Full-time

Apply About employer

Applications open in a new tab.

Job details

Job type: Full-time
Apply by: Nov 26, 2026
Experience: 10+ years of securities experience
Posting language: English
Posted: Oct 27, 2026

Original job description

Requisition ID: 277036

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

BRIEF INTRODUCTION

As Director, National Supervision, ScotiaMcLeod, Business Controls & Oversight, you will lead and oversee the National Supervision team, ensuring business strategies, plans and initiatives are executed and delivered in compliance with governing regulations and internal policies and procedures.

You will create an environment that supports effective and efficient operations while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls. This includes obligations related to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk under the Bank’s applicable risk management frameworks, enterprise policies and Guidelines of Business Conduct.

IS THIS ROLE RIGHT FOR YOU

In The Role You Will

- Lead and drive a customer-focused culture across the team to deepen client relationships and leverage broader Bank relationships, systems and knowledge
- Ensure the business line meets its Tier 1 compliance oversight obligations and complies with governing regulations and internal policies and procedures
- Minimize the risk of financial loss, reputational damage, regulatory sanctions, litigation, fines or penalties for the company and its directors, officers and employees
- Lead all aspects of regulatory requirements affecting the business, including CIRO, OSFI and internal and external audit requests and related communications
- Collaborate with the Senior Manager, AML & Regulatory Initiatives to oversee implementation and execution of the enterprise AML/ATF Program across the Wealth Management business line, including the development of policies, procedures and best practices
- Consider the Bank’s risk appetite and risk culture in day-to-day activities and decisions
- Build a high-performance environment and implement a people strategy that attracts, retains, develops and motivates the team through inclusive leadership, clear communication, succession planning and development planning
- Lead 3 direct reports and provide oversight across a broader team of 10–15 indirect reports supporting Canada, The Bahamas and the Cayman Islands
- Provide oversight and support for approximately 5–10 projects annually and work with regulatory bodies including OSFI, CIRO, CSA, FINTRAC, FINCEN, provincial securities commissions and international securities bodies
- Work in a standard office-based environment, with non-standard hours common and limited domestic travel as required

Do You Have The Skills

We would love to work with you if you have:

- A university degree
- Completion of the Canadian Securities Course (CSC), Conduct & Practices Handbook (CPH), Investment Dealer Supervisors Course (IDSC or previous BSC), Derivatives Fundamentals and Options Licensing (DFOL), and Options Supervisors Course (OSC), or the most recent equivalents, including CIRE, RSE, DMTC, the Supervisor Exam and the Derivatives Exam
- Current registration with CIRO in a supervisory category
- 10+ years of securities experience
- Thorough, current knowledge of applicable regulations and industry best practices
- Strong knowledge of the retail securities business and insurance
- Proven leadership skills and experience managing teams

What's In It For You

- Competitive compensation and benefits package, including annual incentive plans, time-off entitlements, Pension Plan, Employee Share Ownership Plan and favourable employee banking rates
- The opportunity to join a forward-thinking organization surrounded by a collaborative team of innovative thinkers
- An organization committed to making a difference in our communities, for you and our clients
- An inclusive working environment that encourages creativity, curiosity and celebrates success
- Learning and development through Scotia Academy, a virtual learning experience to upskill and develop your capabilities at work or from your personal device

#SWM

Location(s): Canada : Ontario : Toronto

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance, please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.

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More about this job

Responsibilities

Lead the National Supervision team and ensure the wealth management business meets regulatory, internal control, and AML/ATF obligations while managing operational, compliance, and conduct risks. Oversee regulatory engagement, audits, projects, and a distributed team, while fostering client focus and developing a high-performance culture.

Requirements

Requires a university degree, current CIRO registration in a supervisory category, and 10 or more years of securities experience. Candidates must have the specified securities and derivatives courses or current equivalents, strong knowledge of regulations, retail securities and insurance, and proven team leadership experience.

Skills

Regulatory Compliance
Securities Supervision
Risk Management
AML/ATF Program Oversight
Regulatory Affairs
Retail Securities
Insurance
Team Leadership
People Management
Audit Coordination
Policy And Procedure Development
Project Oversight
Succession Planning
Communication
Conduct Risk Management

Benefits

Competitive Compensation
Annual Incentive Plans
Time-Off Entitlements
Pension Plan
Employee Share Ownership Plan
Favourable Employee Banking Rates
Learning And Development

Visa sponsorship

Not detected in the job text

Keywords

National Supervision
ScotiaMcLeod
Business Controls
Regulatory Compliance
CIRO
OSFI
CSA
FINTRAC
FinCEN
AML/ATF
Operational Risk
Compliance Risk
Conduct Risk
Risk Appetite
Risk Culture
Canadian Securities Course
Conduct And Practices Handbook
Derivatives Fundamentals And Options Licensing
Options Supervisors Course
CIRE
RSE
DMTC
Securities Supervision
Retail Securities
Insurance
Internal Audit
External Audit
Regulatory Affairs
Succession Planning

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