Find work in Canada.

510,338 jobs across our Canadian network. How we count

Jobs in Canada

25+ jobs

Email me new jobs Save this search

Added 10 mins ago
RB
Senior Manager, Operational Risk / IT Risk and Compliance
Royal Bank of Canada
Toronto, ON
- Full-time
Senior Manager Operational Risk / IT Risk and Compliance is responsible for supporting the management of Operational Risk and Technology / Cyber Risk supporting the broader Payments…
Added 24 mins ago
A
Substation Technologist
AltaLink
Acheson, AB
- Full-time
Graduation from a related and recognized Technologist Diploma program preferably Electrical Technology.
Added 54 mins ago
TU
Programmer Analyst II
The University of British Columbia
Vancouver, BC
- $8,810.92 to $13,202.5 CAD / month
- Full-time
AAPS Salaried - Information Systems and Technology, Level D
Added 54 mins ago
FH
Licensed Practical Nurse, Full Scope - Surrey Memorial Hospital - Emergency Department
Fraser Health Authority
Surrey, BC
- $32.84 to $44.96 CAD / hour
- Other
Under the direction of the Manager, Clinical Operations or designate and in collaboration as a member of a multidisciplinary team; performs assessments, plans, implements and evaluates…
Added 54 mins ago
C
Portfolio Manager, Civil Training Programs-EN
CAE
Montreal, QC
- Full-time
Support program analysis, design, development, implementation, and evaluation activities throughout the training product lifecycle.
Added 54 mins ago
AI
Business System Analyst - D365
American Iron & Metal (AIM)
Montreal, QC
- Full-time
Reporting to the Manager, Financial ERP, the D365 Business System Analyst is responsible to identify and drive the successful delivery of enhancement opportunities in the Microsoft Dynamics…
Added 55 mins ago
T
Associate, Supervision and Governance, Business Management, Corporate & Investment Banking
TD
Toronto, ON
- Full-time
…opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been…
Added 1 hour ago
CU
Graduate Administrator
Carleton University
Ottawa, ON
- Other
Job Type: Career Development Assignment (CDA)
Added 1 hour ago
CU
Co-op Student Advisor
Carleton University
Ottawa, ON
- Other
Working under the direction of the Assistant Manager, Co-op Operations, the Co-op Student Advisor, the primary point of contact for co-op students, is responsible for the success of…
Added 1 hour ago
ES
Senior Manager PA and DPM - 12 Months Contract- Express Scripts Canada
Express Scripts Canada
Mississauga, ON
- Full-time
Job Title: Senior Manager PA and DPM contract
Added 1 hour ago
PH
Electroneurophysiology Technologist P1
Providence Healthcare
Vancouver, BC
- Full-time
Education:Education, Training and Experience: Completion of a recognized Electroneurophysiology Technology program plus two years' recent related experience, or an equivalent combination of…
Added 1 hour ago
NF
District Sales Manager- GTA (Scarborough)
Neo Financial
Toronto, ON · Scarborough, Ontario
- Full-time
As a District Sales Manager at Neo Financial, you will be a pivotal leader responsible for the profitability and success of a designated district, encompassing up to six mall locations. You…
Added 1 hour ago
TT
Project Engineer (Laval)
trane technologies
Laval, QC · Longueuil, QC
- Full-time
…requirements. Works directly on the project team to assist the Project…
Added 1 hour ago
UO
Technology / Facility Support Analyst, UCalgary Continuing Education
University of Calgary
Calgary, AB
- Part-time
Reporting to the Manager, Facilities and Operations, Daily tasks and work assignments will be distributed and supervised by the Facilities Team Lead and IT Support Specialist. Works…
Added 1 hour ago
UO
Senior Systems Development Analyst, VP Development and Alumni
University of Calgary
Calgary, AB
- Full-time
Reporting to the Manager, Data Systems, the Senior Systems Development Analyst is responsible for supporting the development, maintenance and error-free operation of VP Development and…
Added 1 hour ago
OP
Security Programs Senior Consultant
Ontario Power Generation
Oshawa, ON
- Full-time
Reporting to the Senior Manager SES Programs, this position is responsible for providing strategic leadership, technical expertise, and project oversight to strengthen nuclear security…
Added 1 hour ago
GL
Director, Enterprise Risk Management
goeasy Ltd.
Mississauga, ON
- Full-time
Reporting directly to the Chief Operations Officer, the Director, Enterprise Risk Management will play a pivotal role in building and leading a modern, scalable first-line risk management…
Added 1 hour ago
TT
Program Manager
Top Tier Talent Group
Belleville, ON
- Full-time
Take part in new product development teams (PDTs) to support smooth, on-time launches and program transfers
Added 1 hour ago
K
Senior Manager, Food Innovation Technology
KFC
Vaughan, ON
- Full-time
The Senior Food Innovation Technology Manager is the heart of our business and can balance the art and science of innovation, development, and food safety. They have passion for food and…
Added 1 hour ago
Senior Manager, Community Affairs - New Brunswick
Bell
Fredericton, NB
Proven program management skills, with the ability to lead complex initiatives and manage multiple stakeholder groups.
Added 1 hour ago
S
Stage Experience Lead - Full Time
Sephora
London, ON
- $22.2 to $26.1 CAD / hour
- Full-time
…performance-based bonus opportunities, a competitive benefits program, and robust learning and development initiatives aimed at promoting employee support and…
Added 2 hours ago
NG
Finance Manager
New Gold Inc.
Emo, ON
- Full-time
Coeur Mining is a growing, all-North American precious metals producer with seven operations: the Las Chispas silver-gold mine and Palmarejo gold-silver complex in Mexico, the Rochester…
Added 2 hours ago
L
5726 - Assistant Store Manager FT
Lids
Sudbury, ON · Greater Sudbury, ON
- $20 USD / hour
- Full-time
Act as Manager on duty for any employee scheduling issues, customer complaints, etc. when Store Manager is not present.
Added 2 hours ago
SM
Warehouse Associate
Swish Maintenance Limited
Barrie, ON
- Full-time
Basic math, problem solving, and computer skills
Added 2 hours ago
CS
Manager, Supply Chain Operations and Analytics
Canadian Standards Association
Toronto, ON
- $100,890 to $132,416 CAD / year
- Full-time
The Manager, Supply Chain Operations and Analytics, is responsible for supporting procurement operations through data analysis, reporting, supplier governance, travel and expense program…

Scotia Wealth Management

Director, Advisory & Regulatory Affairs

Toronto, ON, Canada

Full-time

Apply About employer

Applications open in a new tab.

Job details

Job type: Full-time
Apply by: Nov 26, 2026
Experience: 10+ years of securities experience
Posting language: English
Posted: Oct 27, 2026

Original job description

Requisition ID: 277036

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

BRIEF INTRODUCTION

As Director, National Supervision, ScotiaMcLeod, Business Controls & Oversight, you will lead and oversee the National Supervision team, ensuring business strategies, plans and initiatives are executed and delivered in compliance with governing regulations and internal policies and procedures.

You will create an environment that supports effective and efficient operations while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls. This includes obligations related to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk under the Bank’s applicable risk management frameworks, enterprise policies and Guidelines of Business Conduct.

IS THIS ROLE RIGHT FOR YOU

In The Role You Will

- Lead and drive a customer-focused culture across the team to deepen client relationships and leverage broader Bank relationships, systems and knowledge
- Ensure the business line meets its Tier 1 compliance oversight obligations and complies with governing regulations and internal policies and procedures
- Minimize the risk of financial loss, reputational damage, regulatory sanctions, litigation, fines or penalties for the company and its directors, officers and employees
- Lead all aspects of regulatory requirements affecting the business, including CIRO, OSFI and internal and external audit requests and related communications
- Collaborate with the Senior Manager, AML & Regulatory Initiatives to oversee implementation and execution of the enterprise AML/ATF Program across the Wealth Management business line, including the development of policies, procedures and best practices
- Consider the Bank’s risk appetite and risk culture in day-to-day activities and decisions
- Build a high-performance environment and implement a people strategy that attracts, retains, develops and motivates the team through inclusive leadership, clear communication, succession planning and development planning
- Lead 3 direct reports and provide oversight across a broader team of 10–15 indirect reports supporting Canada, The Bahamas and the Cayman Islands
- Provide oversight and support for approximately 5–10 projects annually and work with regulatory bodies including OSFI, CIRO, CSA, FINTRAC, FINCEN, provincial securities commissions and international securities bodies
- Work in a standard office-based environment, with non-standard hours common and limited domestic travel as required

Do You Have The Skills

We would love to work with you if you have:

- A university degree
- Completion of the Canadian Securities Course (CSC), Conduct & Practices Handbook (CPH), Investment Dealer Supervisors Course (IDSC or previous BSC), Derivatives Fundamentals and Options Licensing (DFOL), and Options Supervisors Course (OSC), or the most recent equivalents, including CIRE, RSE, DMTC, the Supervisor Exam and the Derivatives Exam
- Current registration with CIRO in a supervisory category
- 10+ years of securities experience
- Thorough, current knowledge of applicable regulations and industry best practices
- Strong knowledge of the retail securities business and insurance
- Proven leadership skills and experience managing teams

What's In It For You

- Competitive compensation and benefits package, including annual incentive plans, time-off entitlements, Pension Plan, Employee Share Ownership Plan and favourable employee banking rates
- The opportunity to join a forward-thinking organization surrounded by a collaborative team of innovative thinkers
- An organization committed to making a difference in our communities, for you and our clients
- An inclusive working environment that encourages creativity, curiosity and celebrates success
- Learning and development through Scotia Academy, a virtual learning experience to upskill and develop your capabilities at work or from your personal device

#SWM

Location(s): Canada : Ontario : Toronto

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance, please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.

Apply About employer

More about this job

Responsibilities

Lead the National Supervision team and ensure the wealth management business meets regulatory, internal control, and AML/ATF obligations while managing operational, compliance, and conduct risks. Oversee regulatory engagement, audits, projects, and a distributed team, while fostering client focus and developing a high-performance culture.

Requirements

Requires a university degree, current CIRO registration in a supervisory category, and 10 or more years of securities experience. Candidates must have the specified securities and derivatives courses or current equivalents, strong knowledge of regulations, retail securities and insurance, and proven team leadership experience.

Skills

Regulatory Compliance
Securities Supervision
Risk Management
AML/ATF Program Oversight
Regulatory Affairs
Retail Securities
Insurance
Team Leadership
People Management
Audit Coordination
Policy And Procedure Development
Project Oversight
Succession Planning
Communication
Conduct Risk Management

Benefits

Competitive Compensation
Annual Incentive Plans
Time-Off Entitlements
Pension Plan
Employee Share Ownership Plan
Favourable Employee Banking Rates
Learning And Development

Visa sponsorship

Not detected in the job text

Keywords

National Supervision
ScotiaMcLeod
Business Controls
Regulatory Compliance
CIRO
OSFI
CSA
FINTRAC
FinCEN
AML/ATF
Operational Risk
Compliance Risk
Conduct Risk
Risk Appetite
Risk Culture
Canadian Securities Course
Conduct And Practices Handbook
Derivatives Fundamentals And Options Licensing
Options Supervisors Course
CIRE
RSE
DMTC
Securities Supervision
Retail Securities
Insurance
Internal Audit
External Audit
Regulatory Affairs
Succession Planning

Report this job