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Added 2 days ago
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Senior Manager, Business Risk
BMO
Toronto, ON · FCP
- Full-time
…line of defense (1st LOD) programs (e.g., operational risk, AML, compliance, regulatory, etc.), including overseeing business operations within the jurisdiction to ensure adherence and…
Added 3 days ago
MC
Senior Manager, Member Relations & NPS
Meridian Credit Union
St. Catharines, ON · Toronto, ON · Etobicoke, ON
- Full-time
Reporting to the Director, Operational Excellence & Controls, the Senior Manager, Member Relations and NPS leads Meridian’s enterprise approach to escalated Member concerns, complaint…
Added 3 days ago
MC
Senior Manager, Member Relations & NPS
Meridian Credit Union
St. Catharines, ON
- Full-time
Reporting to the Director, Operational Excellence & Controls, the Senior Manager, Member Relations and NPS leads Meridian’s enterprise approach to escalated Member concerns, complaint…
Added 3 days ago
T
Senior Governance & Control Analyst, Canadian Commercial Banking (ATH465)
TD
Toronto, ON
- Full-time
Reporting to the Manager, Canadian Commercial Banking, Governance & Control, the Senior Governance & Control Analyst plays a key role in supporting the Commercial Banking control…
Added 3 days ago
Director, National Supervision, ScotiaMcLeod, Business Controls & Oversight - Toronto
Scotiabank
Toronto, ON
Collaborate with the Senior Manager, AML & Regulatory Initiatives to oversee implementation and execution of the enterprise AML/ATF Program across the Wealth Management business line,…
Added 4 days ago
BO
Senior Product Manager, Corporate and Structured Lending
Bank of China (Canada)
Toronto, ON
- Full-time
Job Title: Senior Product Manager, Corporate & Structured Lending
Added 4 days ago
PC
Junior Compliance Manager ( Calgary, AB)
Phantom Compliance
Crowsnest Pass, AB
- Full-time
You will start by handling everyday tasks under supervision: collecting audit files, taking client meeting notes, checking policies for errors or gaps, running routine KYC and KYB checks…
Added 4 days ago
RB
Manager, Financial Crimes Oversight Testing U.S.
Royal Bank of Canada
Toronto, ON
- Full-time
This role will conduct financial crimes oversight testing on US business units’ AML controls. This requires proactive participation with oversight scoping, fieldwork, and reporting. The…
Added 4 days ago
Senior Manager, Global AML, Global Banking and Markets (Toronto, ON)
Scotiabank
Toronto, ON
8+ years of progressive experience in AML/ATF, sanctions, compliance, risk management, audit or a related control function within financial services preferred.
Added 4 days ago
R
Manager, Financial Crimes Oversight Testing U.S.
RBC
Halifax, NS · Toronto, ON
- Full-time
This role will conduct financial crimes oversight testing on US business units’ AML controls. This requires proactive participation with oversight scoping, fieldwork, and reporting. The…
Added 4 days ago
SL
Senior Manager, Quality Assurance and Financial Crime Operations – Canada
Sun Life
Toronto, ON · Sun Life Toronto One York
- Full-time
The Senior Manager, Quality Assurance and Financial Crime Operations is a senior individual contributor role within Canada Financial Crime Compliance, reporting to the Director, Financial…
Added 4 days ago
S
Senior Manager, Quality Assurance and Financial Crime Operations – Canada
Sunlife
Toronto, ON
- Full-time
The Senior Manager, Quality Assurance and Financial Crime Operations is a senior individual contributor role within Canada Financial Crime Compliance, reporting to the Director, Financial…
Added 4 days ago
Director, Advisory & Regulatory Affairs - Toronto
Scotiabank
Toronto, ON
Collaborate with the Senior Manager, AML & Regulatory Initiatives to oversee implementation and execution of the enterprise AML/ATF Program across the Wealth Management business line,…
Added 4 days ago
SW
Director, Advisory & Regulatory Affairs
Scotia Wealth Management
Toronto, ON
- Full-time
Collaborate with the Senior Manager, AML & Regulatory Initiatives to oversee implementation and execution of the enterprise AML/ATF Program across the Wealth Management business line,…
Added 4 days ago
Audit Manager, Global Compliance Audit
Scotiabank
Toronto, ON
Assists the Senior Manager in the development and management of the Compliance Audit Plan
Added 4 days ago
Senior Analyst, SFP Product Programs
Scotiabank
Toronto, ON
…efficiency, controls, data quality, and client outcomes. The Senior Analyst supports the Manager in the implementation of regulatory, audit, product, platform, and strategic…
Added 5 days ago
B
Head, CBB Lending & Segment Operations
BMO
Toronto, ON · BMOPLACE
- Full-time
…internal policies, lending directives, regulatory requirements, audit standards, AML obligations, and operational risk management…
Added 5 days ago
AL
Compliance Manager
ARAG Legal Solutions Inc. (Canada)
Toronto, ON
- Full-time
Reporting to the Director, Legal and Compliance, the Compliance Manager will support the day-to-day delivery of the Compliance program for a federally and provincially licenced Property &…
Added 5 days ago
SC
Supervisor Central Administration
Sydney Credit Union
Sydney, NS
- Full-time
Reporting to the Senior Manager, Finance & Operations, the Central Administration Supervisor is a unionized working supervisor responsible for overseeing the day-to-day operation of the…
Added 8 days ago
T
Audit Manager II, Models Audit
TD
Toronto, ON
- Full-time
Demonstrated ability to lead or support moderately complex audit engagements, model reviews, and cross-functional initiatives, while collaborating effectively with diverse stakeholders and…
Added 8 days ago
T
Senior Governance & Control Analyst, Canadian Commercial Banking
TD
Toronto, ON
- Full-time
Reporting to the Manager, Canadian Commercial Banking, Governance & Control, the Senior Governance & Control Analyst plays a key role in supporting the Commercial Banking control…
Added 8 days ago
BH
Cross-Border Tax Manager (CPA)
Beacon Hill Wealth Management 🇨🇦 🇺🇸
Victoria, BC
- Full-time
…match. The person who owns this role will grow into the firm's senior cross-border tax planner, CFO, and Chief Compliance…
Added 9 days ago
Senior Manager, Global Treasury Risk Governance & Operations
Scotiabank
Toronto, ON
The Senior Manager, Global Treasury Risk Governance & Operations, supports the consistent application of the Bank’s treasury risk governance framework across its global operations and…
Added 9 days ago
T
Senior Manager, Pension Risk Transfers Administration and Client Experience Management
TD
Toronto, ON
- Full-time
The Senior Manager, Pension Risk Transfer Administration and Client Experience Management is responsible for establishing and overseeing the operational delivery model for the Pension Risk…
Added 9 days ago
IG
Business Project Manager
Insight Global
Toronto, ON
- $55 to $65 CAD / hour
- Contract
Insight Global is seeking an experienced Senior Business Project Manager to support a major regulatory transformation initiative with a leading Financial Institution. This individual will…

Scotiabank

Manager, SCI Regulatory Reporting, GBM Finance

Toronto, ON, Canada

Full-time

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Job details

Job type: Full-time
Apply by: Nov 8, 2026
Experience: University degree in accounting, finance or in a related field and minimum 5 years’ experience, preferably in the operational aspects of the banking/ brokerage industry.
Posting language: English
Posted: Oct 1, 2026

Original job description

Requisition ID: 272173

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

Purpose

Contributes to the overall success of Scotia Capital Inc. (“SCI”) Regulatory Reporting, GBM Finance in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Ensure all activities conducted are in compliance with governing regulations, internal policies and procedures.

Is this role right for you? In this role you will:

Be responsible for the preparation, analysis and/or review of daily/monthly/annual regulatory reports that support the completion of regulatory deliverables such as Monthly Financial Report (“MFR”), Form 1, Notes to Financial Statements and the Statement of Member Assets by Location filings to Canadian Investment Regulatory Organization (“CIRO”)/Canadian Investor Protection Fund (“CIPF”).
Lead the consolidation efforts and subsequent analysis of the regulatory/financial information solicited from numerous SCI supporting units, inclusive of investigation and resolution of any identified data discrepancies.
Act as a central conduit for all internal and external audit inquiries; additionally, responsible for the coordination and oversight of critical deliverables and walk throughs to the external auditors.
Conduct orderly execution of the annual CIRO Financial and Operations Compliance field examination and applicable testing of the internal controls and procedures that support CIRO requirements of the Annual Attestation of Internal Controls.
Supervise Control Account attestation databases for Broadridge (Subledger) and PeopleSoft (general ledger), which are book of records platforms for SCI; accountable for the timely reporting and escalation of exceptions and unreconciled amounts to Senior Management and for driving the resolution of these with the appropriate stakeholders.
Interpret and implement new reporting requirements and manage the implementation of system and procedural changes to ensure compliance with new regulatory requirements.
Collaborate with internal stakeholders on ad-hoc projects in support of departmental objectives, GBM Finance initiatives or regulatory requirements.
Provide coverage during absences to ensure key deliverables are covered and work collaboratively and coach/mentor team-members to ensure knowledge sharing, best practices and process improvements.
Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions.
Actively pursue effective and efficient operations of their respective areas in accordance with Scotiabank’s Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk.
Champion a high-performance environment and contribute to an inclusive work environment.
Champion a customer-focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
An in depth understanding of various types of securities (fixed income, equity, money market, listed and OTC derivatives, etc).
Strong knowledge of accounting procedures, internal controls and the regulatory reporting requirements of the Bank, CIRO/CIPF.
Expert knowledge of Broadridge (BPS) and working knowledge of PeopleSoft is required.
Solid foundational knowledge of inner workings of GWO and Wealth Operations and the unique interdependencies between the various groups.
Demonstrated ability to leverage non-authoritative leadership (NAL) skills and proven ability to present complex, technical information to a variety of audiences
Accurate and thorough skills, and able to perform independently with minimal direction, manage tight deadlines and prioritize tasks/deliverables.

Skills

Do you have the skills that will enable you to succeed in this role? We'd love to work with you if you have:

University degree in accounting, finance or in a related field and minimum 5 years’ experience, preferably in the operational aspects of the banking/ brokerage industry.
Excellent knowledge of internal controls and the regulatory reporting requirements of CIRO. Completion of Canadian Securities Course is an asset. Required to interpret and apply CIRO rules and guidelines.
Excellent communication and interpersonal skills to act as a liaison with external and internal stakeholders. Strong analytical / problem solving skills are necessary to present complex, technical information to a variety of audiences.
Proficient skills in Microsoft 365 and Office suites such as Excel, Word, PowerPoint, OneNote and working knowledge of PeopleSoft General Ledger and Broadridge platforms.

What’s in it for you?

The opportunity to join a forward-thinking company surrounded by a collaborative team of innovative thinkers.
A rewarding career path with diverse opportunities for professional development.
Internal development to support your growth and enhance your skills.
An organization committed to making a difference in our communities - for you and our customers.
We have an inclusive and collaborative working environment that encourages creativity, curiosity, and celebrates success!

Location(s): Canada : Ontario : Toronto

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance, please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.

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More about this job

Responsibilities

Prepare, analyze, and review regulatory reports and consolidate information from SCI units, resolving discrepancies and coordinating internal and external audit requirements. Oversee control account attestations, regulatory examinations, and implementation of new reporting requirements while supporting team development and effective risk and compliance controls.

Requirements

Requires a university degree in accounting, finance, or a related field and at least five years of experience, preferably in banking or brokerage operations. Candidates need strong knowledge of CIRO regulatory reporting and internal controls, Broadridge expertise, working knowledge of PeopleSoft, and strong analytical and communication skills; the Canadian Securities Course is an asset.

Skills

Regulatory Reporting
Financial Reporting
Accounting
Internal Controls
CIRO Rules and Guidelines
Broadridge BPS
PeopleSoft General Ledger
Microsoft Excel
Financial Analysis
Data Reconciliation
Audit Coordination
Securities Knowledge
Problem Solving
Stakeholder Communication
Team Leadership and Mentoring
Risk and Compliance Management

Benefits

Professional Development Opportunities
Internal Career Development
Inclusive and Collaborative Work Environment

Visa sponsorship

Not detected in the job text

Keywords

Scotia Capital Inc.
GBM Finance
Regulatory Reporting
Monthly Financial Report
Form 1
Notes to Financial Statements
Statement of Member Assets by Location
CIRO
CIPF
Broadridge BPS
PeopleSoft General Ledger
Control Account Attestation
Internal Controls
Financial Statements
Regulatory Compliance
Audit Coordination
Financial and Operations Compliance Examination
Securities
Fixed Income
Equities
Money Market
Listed Derivatives
OTC Derivatives
Canadian Securities Course
Microsoft 365
Excel
Word
PowerPoint
OneNote
Risk Management

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