Jobs in Canada

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Added 4 days ago
Senior Manager, Canadian Wealth Management Finance
Scotiabank
Toronto, ON
The Senior Manager, Wealth Management Finance manages the financial analysis and reporting functions for Private Banking Business Line of Canadian Wealth Management segment of Global Wealth…
Added 3 hours ago
Financial Manager - PLM (Product Line Mgmt)
Husky Technologies
Bolton, ON
Full-time
We are looking for a high-impact Finance Manager FP&A to act as a true business partner to our Product Line leadership team.
Added 7 hours ago
Branch Operations Assistant
RBC
Edmonton, AB
Full-time
RBC Dominion Securities is Canada’s leading full-service investment and wealth management firm and is backed by Canada’s leading financial institution. We take pride in hiring and nurturing…
Added 9 hours ago
Financial Manager - PLM (Product Line Mgmt)
Husky Technologies
Bolton, ON
Full-time
We are looking for a high-impact Finance Manager FP&A to act as a true business partner to our Product Line leadership team.
Added 9 hours ago
Associate Investment Advisor (commission only) CIBC Wood Gundy
CIBC
London, ON
Full-time
Manage and enhance client relationships through executing the investment and wealth strategies of the IA as well as engaging financial planning and other wealth management resources of the…
Added 16 hours ago
Financial Manager - PLM (Product Line Mgmt)
Husky Technologies
Bolton, ON
Full-time
We are looking for a high-impact Finance Manager FP&A to act as a true business partner to our Product Line leadership team.
Added 19 hours ago
Wealth Associate
National Bank of Canada
Halifax, NS
Full-time
National Bank Financial - Wealth Management is the fifth largest investment brokerage firm in Canada. We have close to 1,000 investment advisors who manage the assets of more than 400,000…
Added 22 hours ago
Financial Manager - PLM (Product Line Mgmt)
Husky Technologies
Bolton, ON
Full-time
We are looking for a high-impact Finance Manager FP&A to act as a true business partner to our Product Line leadership team.
Added 1 day ago
Senior Enablement and Activation Manager
Edward Jones
Mississauga, ON
$99,900 to $170,000 CAD / year
Full-time
The Senior Enablement and Activation Manager is part of our Canadian Enablement and Adoption team. This team is the primary talent driving enablement and activation of enterprise…
Added 3 days ago
Trading Enablement Specialist
BMO
Toronto, ON · FCP
Full-time
…Trader Relationships Managers to provide optimal relationship management support and partner with the BMO InvestorLine National Sales team with Active Trading prospecting…
Added 6 days ago
PIA Client Service Associate
TD
Kamloops, BC
Full-time
TD Private Wealth Management takes a sophisticated and holistic goals discovery approach to wealth planning and protection to provide highly personalized advice, solutions, and service to…
Added 6 days ago
PIA Client Service Associate
TD
Regina, SK
Full-time
TD Private Wealth Management takes a sophisticated and holistic goals discovery approach to wealth planning and protection to provide highly personalized advice, solutions, and service to…
Added 5 days ago
PIA Client Service Associate
TD
Saanich, BC
Full-time
TD Private Wealth Management takes a sophisticated and holistic goals discovery approach to wealth planning and protection to provide highly personalized advice, solutions, and service to…
Added 3 days ago
PIA Client Service Associate
TD
Mississauga, ON
Full-time
TD Private Wealth Management takes a sophisticated and holistic goals discovery approach to wealth planning and protection to provide highly personalized advice, solutions, and service to…
Added 3 months ago
Business Development Manager
Mackenzie Financial Corporation
Montreal, QC
Other
IGM Financial Inc. is one of Canada's leading diversified wealth and asset management companies with approximately $271 billion in total assets under management. The company provides a…
Added 3 months ago
Business Development Manager (Asian Services)
Mackenzie Financial Corporation
Vancouver, BC
Other
IGM Financial Inc. is a leading wealth and asset management company in Canada, managing approximately $271 billion in assets. It offers financial planning and investment services to over…
Added 3 months ago
Business Development Manager
Mackenzie Financial Corporation
Toronto, ON · Greater Toronto Area, ON
Other
IGM Financial Inc. is a leading wealth and asset management company in Canada, managing approximately $271 billion in assets. It offers financial planning and investment services to over…
Added 2 days ago
Estate Planning Advisor (Insurance)
TD
Montreal, QC
Full-time
At TD Wealth Private Wealth Management (PWM), we work with High Net Worth (HNW) and Ultra High Net Worth (UHNW) individuals, families, and business owners to help them achieve what matters…
Added 3 months ago
District Sales Associate
Mackenzie Financial Corporation
Calgary, AB
Other
IGM Financial Inc. is a leading wealth and asset management company in Canada, managing approximately $271 billion in assets. It offers financial planning and investment services to over…
Added 3 months ago
District Sales Associate
Mackenzie Financial Corporation
Toronto, ON · Greater Toronto Area, ON
Other
IGM Financial Inc. is a leading wealth and asset management company in Canada, managing approximately $271 billion in assets. It offers financial planning and investment services to over…
Added 3 months ago
Business Development Manager
Mackenzie Financial Corporation
Calgary, AB
Other
IGM Financial Inc. is a leading wealth and asset management company in Canada, managing approximately $271 billion in assets. It offers financial planning and investment services to over…
Added 3 months ago
Business Development Manager
Mackenzie Financial Corporation
Vancouver, BC
Other
IGM Financial Inc. is a leading wealth and asset management company in Canada, managing approximately $271 billion in assets. It offers financial planning and investment services to over…
Added 3 months ago
District Sales Associate
Mackenzie Financial Corporation
Vancouver, BC
Other
IGM Financial Inc. is a leading wealth and asset management company in Canada, managing approximately $271 billion in assets. It offers financial planning and investment services to over…
Added 6 days ago
Community General Manager, Imperial Service
CIBC
Mississauga, ON
Full-time
You’re a certified professional. You have current accreditation and good standing Mutual Funds License (Canadian Securities Course or Investment Funds In Canada). It’s an asset if you’ve…
Added 1 day ago
Transfers Specialist I
ATB
Lloydminster, SK · Alexis Whitecourt 232, AB · Andrew, AB · Athabasca, AB · Banff, AB · Barrhead, AB · Beaumont, AB · Beaverlodge, AB · Bonnyville, AB · Bow Island, AB · Boyle, AB · Breton, AB · Brooks, AB · Calgary, AB · Camrose, AB · Canmore, AB · Cardston, AB · Caroline, AB · Carstairs, AB · Castor, AB · Chestermere, AB · Claresholm, AB · Coaldale, AB · Cochrane, AB · Cold Lake, AB · Consort, AB · Coronation, AB · Crossfield, AB · Didsbury, AB · Drayton Valley, AB · Drumheller, AB · Edmonton, AB · Edson, AB · Elk Point, AB · Fairview, AB · Falher, AB · Foremost, AB · Forestburg, AB · Fort Macleod, AB · Fort McMurray, AB · Fort Saskatchewan, AB · Fort Vermilion, AB · Grande Prairie, AB · Granum, AB · Grimshaw, AB · Hanna, AB · High Level, AB · High Prairie, AB · Hinton, AB · Hythe, AB · Innisfail, AB · Jasper, AB · Killam, AB · La Crête, AB · Lac la Biche, AB · Lacombe, AB · Lamont, AB · Leduc, AB · Lethbridge, AB · Linden, AB · Magrath, AB · Manning, AB · Mayerthorpe, AB · Medicine Hat, AB · Milk River, AB · Nanton, AB · Okotoks, AB · Olds, AB · Onoway, AB · Oyen, AB · Peace River, AB · Picture Butte, AB · Pincher Creek, AB · Ponoka, AB · Provost, AB · Raymond, AB · Red Deer, AB · Redwater, AB · Rimbey, AB · Rocky Mountain House, AB · Rycroft, AB · Sherwood Park, AB · Slave Lake, AB · Smoky Lake, AB · Spirit River, AB · Spruce Grove, AB · St. Albert, AB · St. Paul, AB · Stettler, AB · Stony Plain, AB · Strathmore, AB · Sundre, AB · Sylvan Lake, AB · Taber, AB · Thorsby, AB · Three Hills, AB · Tofield, AB · Trochu, AB · Two Hills, AB · Valleyview, AB · Vegreville, AB · Vermilion, AB · Viking, AB · Vulcan, AB · Wainwright, AB · Westlock, AB · Wetaskiwin, AB · Wildwood, AB · Airdrie, AB · AB · Diamond Valley, AB,CA · Whitecourt, AB,CA
Full-time
As ATB Wealth’s next Specialist I, Transfers, you will serve as a vital bridge between daily transfer operations and technical execution across our wealth platforms. Over this 12-month…

Scotiabank

Manager, SCI Regulatory Reporting, GBM Finance

Toronto, ON, M5H 3Y2, Canada

Apply by: Sep 24, 2026
Experience: University degree in accounting, finance or in a related field and minimum 5 years’ experience, preferably in the operational aspects of the banking/ brokerage industry.
Posting language: English
Posted: Sep 9, 2026

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Original job description

Requisition ID: 272173

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

Purpose

Contributes to the overall success of Scotia Capital Inc. (“SCI”) Regulatory Reporting, GBM Finance in Canada ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and objectives. Ensure all activities conducted are in compliance with governing regulations, internal policies and procedures.

Is this role right for you? In this role you will:

Be responsible for the preparation, analysis and/or review of daily/monthly/annual regulatory reports that support the completion of regulatory deliverables such as Monthly Financial Report (“MFR”), Form 1, Notes to Financial Statements and the Statement of Member Assets by Location filings to Canadian Investment Regulatory Organization (“CIRO”)/Canadian Investor Protection Fund (“CIPF”).
Lead the consolidation efforts and subsequent analysis of the regulatory/financial information solicited from numerous SCI supporting units, inclusive of investigation and resolution of any identified data discrepancies.
Act as a central conduit for all internal and external audit inquiries; additionally, responsible for the coordination and oversight of critical deliverables and walk throughs to the external auditors.
Conduct orderly execution of the annual CIRO Financial and Operations Compliance field examination and applicable testing of the internal controls and procedures that support CIRO requirements of the Annual Attestation of Internal Controls.
Supervise Control Account attestation databases for Broadridge (Subledger) and PeopleSoft (general ledger), which are book of records platforms for SCI; accountable for the timely reporting and escalation of exceptions and unreconciled amounts to Senior Management and for driving the resolution of these with the appropriate stakeholders.
Interpret and implement new reporting requirements and manage the implementation of system and procedural changes to ensure compliance with new regulatory requirements.
Collaborate with internal stakeholders on ad-hoc projects in support of departmental objectives, GBM Finance initiatives or regulatory requirements.
Provide coverage during absences to ensure key deliverables are covered and work collaboratively and coach/mentor team-members to ensure knowledge sharing, best practices and process improvements.
Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions.
Actively pursue effective and efficient operations of their respective areas in accordance with Scotiabank’s Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk.
Champion a high-performance environment and contribute to an inclusive work environment.
Champion a customer-focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge.
An in depth understanding of various types of securities (fixed income, equity, money market, listed and OTC derivatives, etc).
Strong knowledge of accounting procedures, internal controls and the regulatory reporting requirements of the Bank, CIRO/CIPF.
Expert knowledge of Broadridge (BPS) and working knowledge of PeopleSoft is required.
Solid foundational knowledge of inner workings of GWO and Wealth Operations and the unique interdependencies between the various groups.
Demonstrated ability to leverage non-authoritative leadership (NAL) skills and proven ability to present complex, technical information to a variety of audiences
Accurate and thorough skills, and able to perform independently with minimal direction, manage tight deadlines and prioritize tasks/deliverables.

Do you have the skills that will enable you to succeed in this role? We'd love to work with you if you have:

University degree in accounting, finance or in a related field and minimum 5 years’ experience, preferably in the operational aspects of the banking/ brokerage industry.
Excellent knowledge of internal controls and the regulatory reporting requirements of CIRO. Completion of Canadian Securities Course is an asset. Required to interpret and apply CIRO rules and guidelines.
Excellent communication and interpersonal skills to act as a liaison with external and internal stakeholders. Strong analytical / problem solving skills are necessary to present complex, technical information to a variety of audiences.
Proficient skills in Microsoft 365 and Office suites such as Excel, Word, PowerPoint, OneNote and working knowledge of PeopleSoft General Ledger and Broadridge platforms.

What’s in it for you?

The opportunity to join a forward-thinking company surrounded by a collaborative team of innovative thinkers.
A rewarding career path with diverse opportunities for professional development.
Internal development to support your growth and enhance your skills.
An organization committed to making a difference in our communities - for you and our customers.
We have an inclusive and collaborative working environment that encourages creativity, curiosity, and celebrates success!

Location(s): Canada : Ontario : Toronto

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.

At Scotiabank, we value the unique skills and experiences each individual brings to the Bank, and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including, but not limited to, an accessible interview site, alternate format documents, ASL Interpreter, or Assistive Technology) during the recruitment and selection process, please let our Recruitment team know. If you require technical assistance, please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however, only those candidates who are selected for an interview will be contacted.

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More about this job

Responsibilities

The manager is responsible for the preparation and analysis of daily and monthly regulatory reports to ensure compliance with CIRO and CIPF requirements. They also lead consolidation efforts, manage audit inquiries, and oversee internal control attestation databases.

Requirements

Candidates must have a university degree in accounting or finance and at least 5 years of experience in the banking or brokerage industry. Strong knowledge of regulatory reporting, internal controls, and proficiency in Broadridge and PeopleSoft platforms are required.

Skills

Regulatory reporting
Financial analysis
CIRO compliance
CIPF reporting
Broadridge
PeopleSoft
Internal controls
Accounting procedures
Risk management
Audit coordination
Data reconciliation
Financial statements
Securities knowledge
Leadership
Communication
Problem solving

Benefits

Professional development
Inclusive work environment
Collaborative team

Visa sponsorship

Not detected in the job text

Keywords

Regulatory Reporting
GBM Finance
CIRO
CIPF
Broadridge
PeopleSoft
Financial Statements
Internal Controls
Audit
Compliance
Securities
Fixed Income
Equity
Derivatives
Risk Appetite
Wealth Operations
Accounting
Banking
Brokerage
Data Analysis
Financial Reporting
Operational Risk
AML
ATF
Sanctions
Microsoft 365
Canadian Securities Course
General Ledger
Subledger
Attestation

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